-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ut2nkdLYAkUK+uoz9maAQEUfUMWj2Ip1LEeOu8aV1DrEF8hd0y/oNP7Vnl0GDFuu T1LvCCZ9uzvdnq8Rr+iFCQ== 0001140361-08-017100.txt : 20080716 0001140361-08-017100.hdr.sgml : 20080716 20080716153654 ACCESSION NUMBER: 0001140361-08-017100 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080710 FILED AS OF DATE: 20080716 DATE AS OF CHANGE: 20080716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0726 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROCK J DON CENTRAL INDEX KEY: 0001103175 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 08955043 BUSINESS ADDRESS: BUSINESS PHONE: 4236984527 MAIL ADDRESS: STREET 1: 4101 JEROME AVE CITY: CHATTANOOGA STATE: TN ZIP: 37407 4/A 1 doc1.xml FORM 4/A X0303 4/A 2008-07-10 2008-07-11 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001103175 BROCK J DON 4101 JEROME AVE CHATTANOOGA TN 37407 1 1 1 0 President & CEO Common Stock 48475 I Residuary Trust Common Stock 18000 D Common Stock 2492047 D Phantom Shares 2008-07-10 4 A 0 424.2883 30.2683 A Common Stock 424.2883 31598.7685 D Phantom Stock 2008-07-14 4 A 0 25.8526 30.2683 A Common Stock 25.8526 31624.6211 D Stock Options 29.594 2000-03-08 2009-03-08 Common Stock 46929 46929 D Stock Options 25.5 2001-03-05 2010-03-05 Common Stock 46435 46435 D Stock Options 19.43 2006-03-06 2015-03-06 Common Stock 25322 25322 D Reported holdings are Restricted Stock Units which convert into common stock on a one for one basis at a later date. Reportted transaction is a Company contribution to reporting person's SERP account that was used to purchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person?s termination of employment from Astec. Represents additional Astec shares added to participant's SERP account by the SERP's outside trustee due to a processing error by the trustee when calculating the original shares acquired on 7/10/08. The additional shares were added to participant's SERP account on 7/14/08. Robert Taylor, attorney in fact for J. Don Brock 2008-07-16 -----END PRIVACY-ENHANCED MESSAGE-----