-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IVZIIGZpEgMi2lzkdilrnEZTbOFVYK2zDnVogUSZ/zfQDDZXsvttHahaCVyvlS1+ +BP8jPTXFcYL4a99r9WBfQ== 0000891839-03-000106.txt : 20031209 0000891839-03-000106.hdr.sgml : 20031209 20031209163508 ACCESSION NUMBER: 0000891839-03-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031207 FILED AS OF DATE: 20031209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VUMBACCO JOSEPH V CENTRAL INDEX KEY: 0001240226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11141 FILM NUMBER: 031045159 BUSINESS ADDRESS: STREET 1: C/O HEALTH MGMT ASSOCIATES INC STREET 2: 5811 PELICAN BAY BLVD SUITE 500 CITY: NAPLES STATE: FL ZIP: 34108-2710 BUSINESS PHONE: 2395983175 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTH MANAGEMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000792985 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062] IRS NUMBER: 610963645 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5811 PELICAN BAY BLVD STREET 2: SUITE 500 CITY: NAPLES STATE: FL ZIP: 33963 BUSINESS PHONE: 9415983131 MAIL ADDRESS: STREET 1: 5811 PELICAN BAY BLVD STREET 2: SUITE 500 CITY: NAPLES STATE: FL ZIP: 33963 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-07 0000792985 HEALTH MANAGEMENT ASSOCIATES INC HMA 0001240226 VUMBACCO JOSEPH V HEALTH MANAGEMENT ASSOCIATES, INC. 5811 PELICAN BAY BOULEVARD, SUITE 500 NAPLES FL 34108 1100President and CEOClass A Common Stock, $.01 par value2003-12-074M0201760A364150DClass A Common Stock, $.01 par value19725I401(k) PlanStock Option (Right to Buy)12.722000-05-122007-05-11Class A Common Stock, $.01 par value365000365000DStock Option (Right to Buy)13.002003-05-282009-05-27Class A Common Stock, $.01 par value500000500000DStock Option (Right to Buy)12.1252010-05-25Class A Common Stock, $.01 par value250000250000DStock Option (Right to Buy)16.602011-05-14Class A Common Stock, $.01 par value750000750000DStock Option (Right to Buy)19.952012-05-20Class A Common Stock, $.01 par value100000100000DStock Option (Right to Buy)18.562013-05-19< underlyingSecurityTitle>Class A Common Stock, $.01 par value100000100000DContingent Stock Award02003-12-074M0201760D2003-12-072003-12-07Class A Common Stock, $.01 par value201760DContingent Stock Award02004-12-052004-12-05Class A Common Stock, $.01 par value2050520505DContingent Stock Award02005-12-042005-12-04Class A Common Stock, $.01 par value3640436404DContingent Stock Award02006-12-042006-12-04Class A Common Stock, $.01 par value3978839788< /value>DContingent Stock Award02007-12-032007-12-03Class A Common Stock, $.01 par value3090530905DCertain of these shares are held by First Union National Bank of Florida for the account of Mr. Vumbacco. The account is a self-directed IRA in which Mr. Vumbacco has the sole power to dispose of the shares.This employee stock option was previously reported by Mr. Vumbacco. This employee stock option was previously reported by Mr. Vumbacco. Mr. Vumbacco can exercise this option as follows: 125,000 shares on 5/26/01 (exercised on 5/12/03), 125,000 shares on 5/26/02 (exercised on 5/12/03), 125,000 shares on 5/26/03, and 125,000 shares on 5/26/04. This employee stock option was previously reported by Mr. Vumbacco. Mr. Vumbacco can exercise this option as follows: 187,500 shares on 5/15/02, 187,500 shares on 5/15/03, 187,500 shares on 5/15/04, and 187,500 shares on 5/15/05.T his employee stock option was previously reported by Mr. Vumbacco. Mr. Vumbacco can exercise this option as follows: 25,000 shares on 5/21/03, 25,000 shares on 5/21/04, 25,000 shares on 5/21/05, and 25,000 shares on 5/21/06.This employee stock option was previously reported by Mr. Vumbacco. Mr. Vumbacco can exercise this option as follows: 25,000 shares on 5/20/04, 25,000 shares on 5/20/05, 25,000 shares on 5/20/06, and 25,000 shares on 5/20/07.This contingent stock incentive award under the Issuer's 1996 Executive Incentive Compensation Plan was previously reported by Mr. Vumbacco.Joseph V. Vumbacco2003-12-08 -----END PRIVACY-ENHANCED MESSAGE-----