-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PSJWmt32SnvnrV9X5OSwZNNBzLAg6cwrvUkHKgMjmILec1r02oR2IdskaVT3/qMu /Ntc6Q2EgS8YHizyPtHaXA== 0000908737-06-000553.txt : 20060731 0000908737-06-000553.hdr.sgml : 20060731 20060731170158 ACCESSION NUMBER: 0000908737-06-000553 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060727 FILED AS OF DATE: 20060731 DATE AS OF CHANGE: 20060731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED MAGNETICS INC CENTRAL INDEX KEY: 0000792977 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 042742593 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 125 CAMBRIDGEPARK DRIVE, 6TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02140 BUSINESS PHONE: 6174972070 MAIL ADDRESS: STREET 1: 125 CAMBRIDGEPARK DRIVE, 6TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02140 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLOCH SHELDON L CENTRAL INDEX KEY: 0001232212 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14732 FILM NUMBER: 06991708 BUSINESS ADDRESS: STREET 1: C/O ADVANCED MAGNETICS INC STREET 2: 61 MOONEY STREET CITY: CAMBRIDGE STATE: MA ZIP: 02138 BUSINESS PHONE: 6174972070 4 1 form4bloch_ex.xml X0202 4 2006-07-27 0 0000792977 ADVANCED MAGNETICS INC AVM 0001232212 BLOCH SHELDON L C/O ADVANCED MAGNETICS, INC. 125 CAMBRIDGEPARK DRIVE, 6TH FLOOR CAMBRIDGE MA 02140 1 0 0 0 Common Stock 2006-07-27 4 M 0 5000 3.20 A 19200 D Common Stock 2006-07-27 4 M 0 5000 3.20 A 24200 D Common Stock 2006-07-27 4 M 0 10000 3.05 A 34200 D Common Stock 2006-07-27 4 M 0 4500 3.20 A 38700 D Common Stock 2006-07-27 4 M 0 5500 3.20 A 44200 D Common Stock 2006-07-27 4 M 0 5000 3.85 A 49200 D Common Stock 2006-07-27 4 M 0 5000 5.14 A 54200 D Common Stock 2006-07-27 4 M 0 8000 9.40 A 62200 D Common Stock 2006-07-27 4 M 0 8000 13.55 A 70200 D Common Stock 2006-07-27 4 M 0 8000 8.98 A 78200 D Common Stock 2006-07-27 4 F 0 11898 33.19 D 66302 D Stock Option (right to buy) 3.20 2006-07-27 4 M 0 5000 D 2011-04-02 Common Stock 5000 61000 D Stock Option (right to buy) 3.20 2006-07-27 4 M 0 5000 D 2011-04-02 Common Stock 5000 56000 D Stock Option (right to buy) 3.05 2006-07-27 4 M 0 10000 D 2011-05-01 Common Stock 10000 46000 D Stock Option (right to buy) 3.20 2006-07-27 4 M 0 4500 D 2011-11-14 Common Stock 4500 41500 D Stock Option (right to buy) 3.20 2006-07-27 4 M 0 5500 D 2011-11-14 Common Stock 5500 36000 D Stock Option (right to buy) 3.85 2006-07-27 4 M 0 5000 D 2012-05-02 Common Stock 5000 31000 D Stock Option (right to buy) 5.14 2006-07-27 4 M 0 5000 D 2012-11-21 Common Stock 5000 26000 D Stock Option (right to buy) 9.40 2006-07-27 4 M 0 8000 D 2013-11-14 Common Stock 8000 18000 D Stock Option (right to buy) 13.55 2006-07-27 4 M 0 8000 D 2014-11-02 Common Stock 8000 10000 D Stock Option (right to buy) 8.98 2006-07-27 4 M 0 8000 D 2015-11-01 Common Stock 8000 2000 D Cashless exercise of stock options. These stock options vested in five equal annual installments commencing on the first anniversary of the date of grant, which was April 2, 2002. These stock options vested in five equal annual installments commencing on the first anniversary of the date of grant, which was April 2, 2002. These stock options vested on the first anniversary of the date of grant which was May 1, 2003. These stock options vested in four equal annual installments commencing on the first anniversary of the date of grant which was November 14, 2002. These stock options vested in four equal annual installments commencing on the first anniversary of the date of grant, which was May 2, 2003. These stock options vested immediately on the grant date, which was November 21, 2002. These stock options vested immediately on the grant date which was November 4, 2003. These stock options vested immediately on the grant date which was November 2, 2004. These stock options vested immediately on the grant date which was November 2, 2004. The exercise price is reported in column 2. /s/ Joseph L. Farmer, Attorney-in-fact 2006-07-31 -----END PRIVACY-ENHANCED MESSAGE-----