-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J7WkGvGlYZSe2Hv7PWBe4PBQbbfCB8j8G2Bx8HNiPejJnFcB9oypeFRcXQ+YknPS g6Ek0uwawU1WUy0gkeVxSw== 0000908737-06-000428.txt : 20060607 0000908737-06-000428.hdr.sgml : 20060607 20060607144729 ACCESSION NUMBER: 0000908737-06-000428 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060605 FILED AS OF DATE: 20060607 DATE AS OF CHANGE: 20060607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED MAGNETICS INC CENTRAL INDEX KEY: 0000792977 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 042742593 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 125 CAMBRIDGEPARK DRIVE, 6TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02140 BUSINESS PHONE: 6174972070 MAIL ADDRESS: STREET 1: 125 CAMBRIDGEPARK DRIVE, 6TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02140 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS EDWARD B CENTRAL INDEX KEY: 0001118928 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14732 FILM NUMBER: 06891418 BUSINESS ADDRESS: STREET 1: 7 JIANGGUOMEN NEI AVE #519 TOWER 2 STREET 2: BRIGHT CHINA CHANG AN BLD BEIJING 100005 CITY: PEOPLES REP OF CHINA STATE: F5 ZIP: 00000 BUSINESS PHONE: (617)374-9600X6339 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC. STREET 2: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 form4roberts_jun2006ex.xml X0202 4 2006-06-05 0 0000792977 ADVANCED MAGNETICS INC AVM 0001118928 ROBERTS EDWARD B C/O ADVANCED MAGNETICS, INC. 125 CAMBRIDGEPARK DRIVE, 6TH FLOOR CAMBRIDGE MA 02140 1 0 0 0 Common Stock 2006-06-05 4 M 0 15000 11.125 A 15000 D Common Stock 2006-06-05 4 S 0 15000 25.5189 D 0 D Common Stock 2006-06-05 4 M 0 800 9.625 A 800 D Common Stock 2006-06-05 4 S 0 800 25.5189 D 0 D Common Stock 2006-06-05 4 S 0 8000 25.5189 D 0 D Common Stock 2006-06-06 4 M 0 4200 9.625 A 4200 D Common Stock 2006-06-06 4 S 0 4200 24.7272 D 0 D Common Stock 2006-06-06 4 M 0 5000 3.20 A 5000 D Common Stock 2006-06-06 4 S 0 5000 24.7272 D 0 D Common Stock 2006-06-06 4 M 0 2500 3.85 A 2500 D Common Stock 2006-06-06 4 S 0 2500 24.7272 D 0 D Common Stock 2006-06-06 4 M 0 6300 9.40 A 6300 D Common Stock 2006-06-06 4 S 0 6300 24.7272 D 0 D Common Stock 2006-06-06 4 M 0 8000 13.55 A 8000 D Common Stock 2006-06-06 4 S 0 8000 24.7272 D 0 D Common Stock 2006-06-06 4 M 0 8000 8.98 A 8000 D Common Stock 2006-06-06 4 S 0 8000 24.7272 D 0 D Common Stock 2006-06-06 4 M 0 2000 19.98 A 2000 D Common Stock 2006-06-06 4 S 0 2000 24.7272 D 0 D Stock Option (right to buy) 11.125 2006-06-05 4 M 0 15000 D 2007-08-05 Common Stock 15000 0 D Stock Option (right to buy) 9.625 2006-06-05 4 M 0 800 D 2008-11-10 Common Stock 800 0 D Stock Option (right to buy) 9.625 2006-06-06 4 M 0 4200 D 2008-11-10 Common Stock 4200 0 D Stock Option (right to buy) 3.20 2006-06-06 4 M 0 5000 D 2011-11-14 Common Stock 5000 0 D Stock Option (right to buy) 3.85 2006-06-06 4 M 0 2500 D 2012-05-02 Common Stock 2500 0 D Stock Option (right to buy) 9.40 2006-06-06 4 M 0 6300 D 2013-11-14 Common Stock 6300 0 D Stock Option (right to buy) 13.55 2006-06-06 4 M 0 8000 D 2014-11-02 Common Stock 8000 0 D Stock Option (right to buy) 8.98 2006-06-06 4 M 0 8000 D 2015-11-01 Common Stock 8000 0 D Stock Option (right to buy) 19.98 2006-06-06 4 M 0 2000 D 2016-02-07 Common Stock 2000 0 D Sale pursuant to cashless exercise of stock options. 4,500 of these stock options vested immediately on the grant date, which was August 5, 1997. The remaining stock options vested in four equal annual installments commencing on the first anniversary of the grant date. These stock options vested in five equal annual installments commencing on the first anniversary of the grant date, which was November 10, 1999. These stock options vested in five equal annual installments commencing on the first anniversary of the grant date, which was November 10, 1999. These stock options vested in four equal annual installments commencing on the first anniversary of the grant date, which was November 14, 2002. These stock options vested in four equal annual installments commencing on the first anniversary of the grant date, which was May 2, 2003. These stock options vested immediately on the grant date, which was November 4, 2003. These stock options vested immediately on the grant date, which was November 2, 2004. These stock options vested immediately on the grant date, which was November 1, 2005. These stock options vested immediately on the grant date, which was February 7, 2006. The exercise price is reported in column 2. /s/ Michael N. Avallone, attorney-in-fact 2006-06-07 -----END PRIVACY-ENHANCED MESSAGE-----