-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KFRC4+aYTU+RdZ/nw0cMQE/zOrMSJQP2KMbOEZmaP2BuNfIiSLgQp7SBEfbD4TUO vZhe1I9L7IEbGWNkFnALGg== 0000950131-96-006147.txt : 19961204 0000950131-96-006147.hdr.sgml : 19961204 ACCESSION NUMBER: 0000950131-96-006147 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961203 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARL JACK 312 FUTURES INC CENTRAL INDEX KEY: 0000792861 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 363399452 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38061 FILM NUMBER: 96675169 BUSINESS ADDRESS: STREET 1: 200 WEST ADAMS ST STREET 2: STE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124075700 MAIL ADDRESS: STREET 2: 200 WEST ADAMS ST STE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: 312 FUTURES INC DATE OF NAME CHANGE: 19860916 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MEYER BURTON J CENTRAL INDEX KEY: 0000930839 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 200 WEST ADAMS STE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124075700 MAIL ADDRESS: STREET 1: 200 WEST ADAMS ST STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13D/A 1 BURTON J. MEYER AMEND. NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2 )* ------------------------------- JACK CARL/312-FUTURES, INC. -------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK ---------------------------------------------------------------------- (Title of Class of Securities) 466350-30-3 -------------------- (CUSIP Number) Bruce E. Mathias, Secretary 200 West Adams Street, Suite 1500, Chicago, IL 60606 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 6, 1996 ---------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box (____). Check the following box if a fee is being paid with this statement (_____). (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). NOTE: Six copies of this statement, including all exhibits should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 SCHEDULE 13D - ----------------------- CUSIP NO. 466350-30-3 - ----------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Burton J. Meyer ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 Not Applicable - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 1,571,074 Shares of Common Stock and 1,750,000 Shares of Common Stock which may be acquired NUMBER OF under options to buy. ----------------------------------------------------------- SHARES SHARED VOTING POWER 8 BENEFICIALLY None OWNED BY ----------------------------------------------------------- SOLE DISPOSITIVE POWER EACH 9 1,571,074 Shares of Common Stock and 1,750,000 REPORTING Shares of Common Stock which may be acquired under options to buy. PERSON ----------------------------------------------------------- WITH SHARED DISPOSITIVE POWER 10 None - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 1,571,074 Shares of Common Stock and 1,750,000 Shares of Common Stock which may be acquired under options to buy. - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 Approximately 4.7% of the issued and outstanding Common Stock and approximately 5.2% of the issued and outstanding Common Stock which may be acquired under options to buy. - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 4 SCHEDULE 13D ------------ ITEM 1. SECURITY AND ISSUER Common Stock Jack Carl/312-Futures, Inc. 200 West Adams Street Chicago, Illinois 60606 ITEM 2. IDENTITY AND BACKGROUND (a) Name: Burton J. Meyer (b) Business Address: E.D. & F. Man International Inc. 440 South LaSalle Street 20th Floor Chicago, Illinois 60605 (c) Occupation: President, Jack Carl Futures Discount Division E.D. & F. Man International Inc. 440 South LaSalle Street 20th Floor Chicago, Illinois 60605 (d) Mr. Meyer, during the last five years, has not been convicted in a criminal proceeding. (e) Mr. Meyer, during the last five years, was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which as a result of such proceeding was subject to a judgement, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Citizenship: United States ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Not Applicable ITEM 4. PURPOSE OF TRANSACTION On November 6, 1996, Burton J. Meyer gifted 75,000 shares of common stock, par value $.004 per share, of Jack Carl/312-Futures, Inc., to each of his two children, Barry L. Meyer and Jeffrey M. Meyer. Also, on November 7, 1996, the Board of Directors of Jack Carl/312-Futures, Inc. authorized the Company to grant to Burton J. Meyer an option to purchase 1,250,000 shares of common stock, par value $.004 per share, of Jack Carl/312-Futures, Inc. at $.24 per share, with an expiration date of June 30, 1998. Effective with Mr. Meyer accepting Employment with E.D. & F. Man International Inc., on July 1, 1996, options to purchase 100,000 and 1,250,000 shares of common stock of Jack Carl/312- Futures, Inc. at $.60 and $.24 per share, respectively, expired. Page 3 of 4 ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) 1,571,074 shares of common stock, approximately 4.7% of the issued and outstanding common stock. An additional 1,750,000 shares of common stock, approximately 5.2% of the issued and outstanding common stock, may be acquired under options to buy. (b) There is sole power to vote or to direct the vote and sole power to dispose or to direct the disposition of the 1,571,074 shares of common stock and the 1,750,000 shares of common stock which may be acquired under options to buy. (c) On November 6, 1996, Burton J. Meyer gifted 75,000 shares of common stock, par value $.004 per share, of Jack Carl/312-Futures, Inc., to each of his two children, Barry L. Meyer and Jeffrey M. Meyer. Also, on November 7, 1996, the Board of Directors of Jack Carl/312-Futures, Inc. authorized the Company to grant to Burton J. Meyer an option to purchase 1,250,000 shares of common stock, par value $.004 per share, of Jack Carl/312-Futures, Inc. at $.24 per share, with an expiration date of June 30, 1998. Effective with Mr. Meyer accepting Employment with E.D. & F. Man International Inc., on July 1, 1996, options to purchase 100,000 and 1,250,000 shares of common stock of Jack Carl/312-Futures, Inc. at $.60 and $.24 per share, respectively, expired. (d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF ISSUER Not Applicable ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. November 29, 1996 - ---------------------------- Date /s/ BURTON J. MEYER ------------------- Burton J. Meyer Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----