-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ft2eT+pk+EoeYQ3l/6pSuIui5I0234WQcKjZ/l7B+rPDPKE+OK4KxnIdShdYvu4s 4qr41kGB8EICeAn2DEoOsw== 0000950157-97-000466.txt : 19971001 0000950157-97-000466.hdr.sgml : 19971001 ACCESSION NUMBER: 0000950157-97-000466 CONFORMED SUBMISSION TYPE: SC 14D1 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970930 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OCTEL COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000792723 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770029449 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 14D1 SEC ACT: SEC FILE NUMBER: 005-39732 FILM NUMBER: 97688865 BUSINESS ADDRESS: STREET 1: 1001 MURPHY RANCH RD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4083212000 MAIL ADDRESS: STREET 1: 1001 MURPHY RANCH RD CITY: MILPITAS STATE: CA ZIP: 95035-7912 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LUCENT TECHNOLOGIES INC CENTRAL INDEX KEY: 0001006240 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 223408857 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 14D1 BUSINESS ADDRESS: STREET 1: 600 MOUNTAIN AVE CITY: MURRAY HILL STATE: NJ ZIP: 07974 BUSINESS PHONE: 9085828500 MAIL ADDRESS: STREET 1: 600 MOUNTAIN AVE CITY: MURRAY HILL STATE: NJ ZIP: 07974 FORMER COMPANY: FORMER CONFORMED NAME: NS MPG INC DATE OF NAME CHANGE: 19960124 SC 14D1 1 TENDER OFFER STATEMENT ========================================================================== SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------------------- SCHEDULE 14D-1 Tender Offer Statement Pursuant to Section 14(d)(1) of the Securities Exchange Act of 1934 (Amendment No. 6*) --------------------------- OCTEL COMMUNICATIONS CORPORATION (Name of Subject Company) --------------------------- MEMO ACQUISITION CORP. LUCENT TECHNOLOGIES INC. (Bidders) --------------------------- Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) --------------------------- 675724108 (CUSIP Number of Classes of Securities) --------------------------- Pamela F. Craven, Esq. Memo Acquisition Corp. c/o Lucent Technologies Inc. 600 Mountain Avenue Murray Hill, New Jersey 07974 (908) 582-8500 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications on Behalf of Bidders) --------------------------- Copies to: Robert A. Kindler, Esq. Cravath, Swaine & Moore Worldwide Plaza 825 Eighth Avenue New York, New York 10019 (212) 474-1000 *Constituting the final amendment to Schedule 14D-1 ========================================================================== Lucent Technologies Inc. ("Lucent") and Memo Acquisition Corp. hereby amend and supplement the Tender Offer Statement on Schedule 14D-1 (the "Statement"), originally filed on July 23, 1997, with respect to their offer to purchase all outstanding shares of Common Stock, par value $.001 per share, of Octel Communications Corporation, a Delaware corporation, as set forth in this Amendment No. 6. Capitalized terms not defined herein have the meanings assigned thereto in the Statement. Item 6. Interest in Securities of the Subject Company. On September 29, 1996, Memo Acquisition Corp., a wholly-owned subsidiary of Lucent, accepted for payment a total of 50,661,433 Octel shares. Item 10. Additional Information. The Offer terminated at 5:00 p.m., eastern time, September 26, 1997. Item 11. Material to be filed as Exhibits. (a)(1) Press Release, dated September 29, 1997. SIGNATURES After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 30, 1997 MEMO ACQUISITION CORP., By: /s/ Pamela F. Craven Name: Pamela F. Craven Title: Vice President and Secretary LUCENT TECHNOLOGIES INC., By: /s/ Pamela F. Craven Name: Pamela F. Craven Title: Vice President - Law EXHIBIT INDEX Exhibit No. Exhibit (a)(1) Press release, dated September 29, 1997 NEWS RELEASE Dan Coulter - Lucent Technologies 908-582-7635 (office) 908-735-0297 (home) Lynn Newman 908-582-5522 (office) 973-993-8033 (home) LUCENT TECHNOLOGIES ACQUIRES OCTEL FOR RELEASE: MONDAY, SEPTEMBER 29, 1997 MURRAY HILL, N.J. -- Lucent Technologies today announced it has acquired Octel Communications Corporation. Lucent accepted Octel's tendered shares, representing about 95 percent of Octel's outstanding shares. Lucent's tender offer for Octel's shares terminated on Friday, September 26, 1997, at 5:00 p.m. Eastern time. Lucent said it plans today to effect a short form merger, under which it will pay Octel shareowners for any shares not tendered and acquire 100 percent ownership of Octel. "We're delighted we can now bring our customers all the advantages of the Lucent/Octel combination," said Bill O'Shea, president of Lucent's Business Communications Systems unit. "Joining with Octel helps us better serve an industry growing at more than 20 percent a year. We'll begin working immediately to integrate Lucent's messaging offerings into the Octel Messaging Division under Bob Cohn." Robert Cohn, Octel's founder, chairman and CEO, is now a member of Lucent's senior executive team and president of Lucent's new Octel Messaging Division. He reports to O'Shea. -more- "Our two companies have complementary strengths in the messaging marketplace," Cohn said. "We're on the fast track to build on those strengths, bring our messaging resources together, and focus on the tremendous opportunities for global growth in messaging. "Octel employees are excited to become part of the Lucent team," Cohn added, "and Octel engineers are eager to work with Lucent's world renowned Bell Labs." Lucent Technologies designs, builds and delivers a wide range of public and private networks, communications systems and software, consumer and business telephone systems and microelectronics components. Bell Labs is the research and development arm for the company. For more information about Lucent Technologies, headquartered at Murray Hill, N.J., visit its website at http://www.lucent.com. ### EX-99 2 PRESS RELEASE NEWS RELEASE Dan Coulter - Lucent Technologies 908-582-7635 (office) 908-735-0297 (home) Lynn Newman 908-582-5522 (office) 973-993-8033 (home) LUCENT TECHNOLOGIES ACQUIRES OCTEL FOR RELEASE: MONDAY, SEPTEMBER 29, 1997 MURRAY HILL, N.J. -- Lucent Technologies today announced it has acquired Octel Communications Corporation. Lucent accepted Octel's tendered shares, representing about 95 percent of Octel's outstanding shares. Lucent's tender offer for Octel's shares terminated on Friday, September 26, 1997, at 5:00 p.m. Eastern time. Lucent said it plans today to effect a short form merger, under which it will pay Octel shareowners for any shares not tendered and acquire 1000 percent ownership of Octel. "We're delighted we can now bring our customers all the advantages of the Lucent/Octel combination," said Bill O'Shea, president of Lucent's Business Communications Systems unit. "Joining with Octel helps us better serve an industry growing at more than 20 percent a year. We'll begin working immediately to integrate Lucent's messaging offerings into the Octel Messaging Division under Bob Cohn." Robert Cohn, Octel's founder, chairman and CEO, is now a member of Lucent's senior executive team and president of Lucent's new Octel Messaging Division. He reports to O'Shea. -more- "Our two companies have complementary strengths in the messaging marketplace," Cohn said. "We're on the fast track to build on those strengths, bring our messaging resources together, and focus on the tremendous opportunities for global growth in messaging. "Octel employees are excited to become part of the Lucent team," Cohn added, "and Octel engineers are eager to work with Lucent's world renowned Bell Labs." Lucent Technologies designs, builds and delivers a wide range of public and private networks, communications systems and software, consumer and business telephone systems and microelectronics components. Bell Labs is the research and development arm for the company. For more information about Lucent Technologies, headquartered at Murray Hill, N.J., visit its website at http://www.lucent.com. ### -----END PRIVACY-ENHANCED MESSAGE-----