-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T5B5HsbrvBsjs9HgOtVPYWORp44oBvf+ayZleuNJInyekz/DUopD3bl1SqceO0AS XOtpPNgWbxn3F2tYp5+dFA== 0000950157-97-000432.txt : 19970927 0000950157-97-000432.hdr.sgml : 19970927 ACCESSION NUMBER: 0000950157-97-000432 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970919 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OCTEL COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000792723 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770029449 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: SEC FILE NUMBER: 005-39732 FILM NUMBER: 97682805 BUSINESS ADDRESS: STREET 1: 1001 MURPHY RANCH RD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4083212000 MAIL ADDRESS: STREET 1: 1001 MURPHY RANCH RD CITY: MILPITAS STATE: CA ZIP: 95035-7912 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LUCENT TECHNOLOGIES INC CENTRAL INDEX KEY: 0001006240 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 223408857 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: 600 MOUNTAIN AVE CITY: MURRAY HILL STATE: NJ ZIP: 07974 BUSINESS PHONE: 9085828500 MAIL ADDRESS: STREET 1: 600 MOUNTAIN AVE CITY: MURRAY HILL STATE: NJ ZIP: 07974 FORMER COMPANY: FORMER CONFORMED NAME: NS MPG INC DATE OF NAME CHANGE: 19960124 SC 14D1/A 1 TENDER OFFER STATEMENT ========================================================================== SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------------------- SCHEDULE 14D-1 Tender Offer Statement Pursuant to Section 14(d)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) --------------------------- OCTEL COMMUNICATIONS CORPORATION (Name of Subject Company) --------------------------- MEMO ACQUISITION CORP. LUCENT TECHNOLOGIES INC. (Bidders) --------------------------- Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) --------------------------- 675724108 (CUSIP Number of Classes of Securities) --------------------------- Pamela F. Craven, Esq. Memo Acquisition Corp. c/o Lucent Technologies Inc. 600 Mountain Avenue Murray Hill, New Jersey 07974 (908) 582-8500 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications on Behalf of Bidders) --------------------------- Copies to: Robert A. Kindler, Esq. Cravath, Swaine & Moore Worldwide Plaza 825 Eighth Avenue New York, New York 10019 (212) 474-1000 ========================================================================== Lucent Technologies Inc. and Memo Acquisition Corp. hereby amend and supplement the Tender Offer Statement on Schedule 14D-1 (the "Statement"), originally filed on July 23, 1997, with respect to their offer to purchase all outstanding shares of Common Stock, par value $.001 per share, of Octel Communications Corporation, a Delaware corporation, as set forth in this Amendment No. 4. Capitalized terms not defined herein have the meanings assigned thereto in the Statement. Item 10. Additional Information. On September 18, 1997, Parent issued a press release, a copy of which is attached hereto as Exhibit (a)(1) and is incorporated herein by reference. Item 11. Material to be filed as Exhibits. (a)(1) Press Release, dated September 18, 1997. SIGNATURES After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 19, 1997 MEMO ACQUISITION CORP., By: /s/ Pamela F. Craven ------------------------ Name: Pamela F. Craven Title: Vice President and Secretary LUCENT TECHNOLOGIES INC., By: /s/ Pamela F. Craven ------------------------ Name: Pamela F. Craven Title: Vice President - Law EXHIBIT INDEX Exhibit No. Exhibit (a)(1) Press release, dated September 18, 1997 EXHIBIT (a)(1) Dan Coulter - Lucent Technologies 908-582-7635 (work) 908-582-0297 (home) Greg Klaben - Octel Communications Corporation 408-324-6571 (work) 408-255-2126 (home) LUCENT TECHNOLOGIES EXTENDS TENDER OFFER FOR OCTEL STOCK TO SEPTEMBER 26 FOR RELEASE: Thursday, September 18, 1997 MURRAY HILL, N.J. -- Lucent Technologies and Octel Communications Corporation today announced that Lucent's tender offer for all outstanding shares of Octel's common stock has been extended until 5:00 p.m. Eastern time, Friday, September 26, 1997. According to the two companies, the offer is being extended because they are continuing to respond to requests for information from the Antitrust Division of the U.S. Department of Justice. The companies said they continue to be confident that Lucent's acquisition of Octel will be completed and noted that the tender offer would be extended again, if appropriate. Lucent's tender offer was scheduled to expire at 5:00 p.m. Eastern time, Friday, September 19, 1997. The depositary for the offer, The Bank of New York, has advised Lucent that 31,937,365 shares have been tendered as of the close of business on Thursday, September 18, 1997. -----END PRIVACY-ENHANCED MESSAGE-----