-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LRS4ymzXzS1ftqAOYT7lzC1lJhd3Bqsfv6nxP/mvxLPlLgU4FCTBLicRpXJi7ovI VMGpwPUa3Y+hnAXinYCaRQ== 0000891618-96-000202.txt : 19960411 0000891618-96-000202.hdr.sgml : 19960411 ACCESSION NUMBER: 0000891618-96-000202 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960325 FILED AS OF DATE: 19960410 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: OCTEL COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000792723 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770029449 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-16588 FILM NUMBER: 96545764 BUSINESS ADDRESS: STREET 1: 890 TASMAN DR CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4083212000 10-C 1 FORM 10-C DATED MARCH 25, 1996 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON THE NASDAQ STOCK MARKET FILED PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13a-17 OR 15d-17 THEREUNDER OCTEL COMMUNICATIONS CORPORATION (Exact name of issuer as specified in charter) 1001 Murphy Ranch Road, Milpitas, California 95305-7912 (Address of principal executive offices) Issuer's telephone number, including area code (408) 321-2000 I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of 5% or more in the number of shares outstanding: 1. Title of security Common Stock 2. Number of shares outstanding before the change 24,918,040 (as of February 29, 1996) 3. Number of shares outstanding after the change 49,836,080 4. Effective date of change April 5, 1996 5. Method of change: Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) Stock split in the form of a stock dividend Give brief description of transaction: Board of Directors declared two-for-one stock split with record date of April 5, 1996 and payment date of May 10, 1996. II. CHANGE IN NAME OF ISSUER 1. Name prior to change Not applicable 2. Name after change Not applicable 3. Effective date of charter amendment changing name Not applicable 4. Date of shareholder approval of change, if required Not applicable Date: March 25, 1996 /s/ W. Michael West ------------------------------ Officer's Signature and Title W. Michael West President and COO -----END PRIVACY-ENHANCED MESSAGE-----