-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V3sIOm1ztfrzgR+A3OCOxIoc8015Gs2XnqyPAVajmX+LXo8bxgaezUCGnQudDcqo tDBWxkZkc2M+EbabEvfkTw== 0000950137-09-004006.txt : 20090522 0000950137-09-004006.hdr.sgml : 20090522 20090520125331 ACCESSION NUMBER: 0000950137-09-004006 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090520 DATE AS OF CHANGE: 20090520 EFFECTIVENESS DATE: 20090520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE TAX-EXEMPT SERIES INC CENTRAL INDEX KEY: 0000202159 IRS NUMBER: 411284051 STATE OF INCORPORATION: MN FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-57328 FILM NUMBER: 09841756 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP TAX-EXEMPT SERIES INC DATE OF NAME CHANGE: 20000127 FORMER COMPANY: FORMER CONFORMED NAME: IDS TAX EXEMPT BOND FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IDS MUNICIPAL BOND FUND INC DATE OF NAME CHANGE: 19770201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE MANAGERS SERIES, INC. CENTRAL INDEX KEY: 0001137342 IRS NUMBER: 412002794 STATE OF INCORPORATION: MN FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-57852 FILM NUMBER: 09841767 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP PARTNERS SERIES INC DATE OF NAME CHANGE: 20010329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE LARGE CAP SERIES, INC. CENTRAL INDEX KEY: 0000049702 IRS NUMBER: 410962638 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-38355 FILM NUMBER: 09841779 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH SERIES INC/MN DATE OF NAME CHANGE: 20001011 FORMER COMPANY: FORMER CONFORMED NAME: AXP GROWTH FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE MARKET ADVANTAGE SERIES, INC. CENTRAL INDEX KEY: 0000854669 IRS NUMBER: 411946880 STATE OF INCORPORATION: MN FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-30770 FILM NUMBER: 09841766 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP MARKET ADVANTAGE SERIES INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS MARKET ADVANTAGE SERIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IDS INDEX ADVANTAGE SERIES INC DATE OF NAME CHANGE: 19900201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE SERIES TRUST CENTRAL INDEX KEY: 0001352280 IRS NUMBER: 204384176 FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-131683 FILM NUMBER: 09841764 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE RETIREMENT SERIES TRUST DATE OF NAME CHANGE: 20060801 FORMER COMPANY: FORMER CONFORMED NAME: RiverSource Retirement Series Trust DATE OF NAME CHANGE: 20060206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GOVERNMENT INCOME SERIES INC CENTRAL INDEX KEY: 0000764802 IRS NUMBER: 412021315 STATE OF INCORPORATION: MN FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-96512 FILM NUMBER: 09841773 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GOVERNMENT INCOME SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GOVERNMENT INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP FEDERAL INCOME FUND INC /MN/ DATE OF NAME CHANGE: 20000829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GLOBAL SERIES INC CENTRAL INDEX KEY: 0000842918 IRS NUMBER: 411850486 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-25824 FILM NUMBER: 09841774 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GLOBAL SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GLOBAL SERIES INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: IDS GLOBAL SERIES INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INTERNATIONAL MANAGERS SERIES, INC. CENTRAL INDEX KEY: 0001140531 IRS NUMBER: 412009895 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-64010 FILM NUMBER: 09841770 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP PARTNERS INTERNATIONAL SERIES INC DATE OF NAME CHANGE: 20010514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE TAX-EXEMPT INCOME SERIES, INC. CENTRAL INDEX KEY: 0000310187 IRS NUMBER: 411347174 STATE OF INCORPORATION: MN FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-63552 FILM NUMBER: 09841758 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP HIGH YIELD TAX-EXEMPT SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP HIGH YIELD TAX-EXEMPT FUND DATE OF NAME CHANGE: 20000406 FORMER COMPANY: FORMER CONFORMED NAME: AXP HIGH YIELD TAX EXEMPT FUND DATE OF NAME CHANGE: 20000327 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE TAX-EXEMPT MONEY MARKET SERIES, INC. CENTRAL INDEX KEY: 0000315524 IRS NUMBER: 411374828 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-66868 FILM NUMBER: 09841757 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSROUCE TAX-EXEMPT MONEY MARKET SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP TAX-FREE MONEY SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP TAX-FREE MONEY FUND INC DATE OF NAME CHANGE: 20000225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE BOND SERIES INC CENTRAL INDEX KEY: 0000352663 IRS NUMBER: 411399805 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-72174 FILM NUMBER: 09841755 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE DISCOVERY SERIES INC DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE DISCOVERY SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP DISCOVERY SERIES INC DATE OF NAME CHANGE: 20021118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE HIGH YIELD INCOME SERIES, INC. CENTRAL INDEX KEY: 0000728374 IRS NUMBER: 411458705 STATE OF INCORPORATION: MN FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-86637 FILM NUMBER: 09841772 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP HIGH YIELD INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP EXTRA INCOME FUND INC/MN DATE OF NAME CHANGE: 20000825 FORMER COMPANY: FORMER CONFORMED NAME: IDS EXTRA INCOME FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE STRATEGY SERIES, INC. CENTRAL INDEX KEY: 0000740146 IRS NUMBER: 416287631 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-89288 FILM NUMBER: 09841759 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP STRATEGY SERIES INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS STRATEGY FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INTERNATIONAL SERIES, INC. CENTRAL INDEX KEY: 0000750022 IRS NUMBER: 411493320 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-92309 FILM NUMBER: 09841769 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INTERNATIONAL SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP INTERNATIONAL FUND INC DATE OF NAME CHANGE: 19991227 FORMER COMPANY: FORMER CONFORMED NAME: IDS INTERNATIONAL FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE STRATEGIC ALLOCATION SERIES, INC. CENTRAL INDEX KEY: 0000755221 IRS NUMBER: 411503589 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-93801 FILM NUMBER: 09841760 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP MANAGED SERIES INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS MANAGED RETIREMENT FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE SELECTED SERIES, INC. CENTRAL INDEX KEY: 0000755222 IRS NUMBER: 411503588 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-93745 FILM NUMBER: 09841762 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP SELECTED SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP PRECIOUS METALS FUND INC DATE OF NAME CHANGE: 19991126 FORMER COMPANY: FORMER CONFORMED NAME: IDS PRECIOUS METALS FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE CALIFORNIA TAX-EXEMPT TRUST CENTRAL INDEX KEY: 0000792717 IRS NUMBER: 411560213 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-05103 FILM NUMBER: 09841778 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP CALIFORNIA TAX-EXEMPT TRUST DATE OF NAME CHANGE: 19990628 FORMER COMPANY: FORMER CONFORMED NAME: IDS CALIFORNIA TAX EXEMPT TRUST DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE SPECIAL TAX-EXEMPT SERIES TRUST CENTRAL INDEX KEY: 0000792719 IRS NUMBER: 416290232 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-05102 FILM NUMBER: 09841761 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP SPECIAL TAX-EXEMPT SERIES TRUST DATE OF NAME CHANGE: 19990628 FORMER COMPANY: FORMER CONFORMED NAME: IDS SPECIAL TAX EXEMPT SERIES TRUST DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE SECTOR SERIES, INC. CENTRAL INDEX KEY: 0000831025 IRS NUMBER: 411610263 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-20872 FILM NUMBER: 09841763 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP SECTOR SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP UTILITIES INCOME FUND INC DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS UTILITIES INCOME FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE DIVERSIFIED INCOME SERIES INC CENTRAL INDEX KEY: 0000049697 IRS NUMBER: 411237361 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-51586 FILM NUMBER: 09841776 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE DIVERSIFIED INCOME SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP FIXED INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP BOND FUND INC DATE OF NAME CHANGE: 20000829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE MONEY MARKET SERIES, INC. CENTRAL INDEX KEY: 0000049698 IRS NUMBER: 411254759 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-54516 FILM NUMBER: 09841765 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP MONEY MARKET SERIES INC DATE OF NAME CHANGE: 20000823 FORMER COMPANY: FORMER CONFORMED NAME: IDS MONEY MARKET SERIES INC DATE OF NAME CHANGE: 19920917 FORMER COMPANY: FORMER CONFORMED NAME: IDS CASH MANAGEMENT FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE DIMENSIONS SERIES INC CENTRAL INDEX KEY: 0000049717 IRS NUMBER: 410940846 STATE OF INCORPORATION: MN FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-28529 FILM NUMBER: 09841777 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE DIMENSIONS SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP DIMENSIONS SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP NEW DIMENSIONS FUND INC /MN/ DATE OF NAME CHANGE: 20000417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INVESTMENT SERIES, INC. CENTRAL INDEX KEY: 0000052347 IRS NUMBER: 410839315 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-11328 FILM NUMBER: 09841768 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INVESTMENT SERIES INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS INVESTMENT SERIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IDS MUTUAL INC/NEW DATE OF NAME CHANGE: 19911124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INCOME SERIES, INC. CENTRAL INDEX KEY: 0000052407 IRS NUMBER: 410839316 STATE OF INCORPORATION: MN FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-10700 FILM NUMBER: 09841771 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP SELECTIVE FUND INC /MN/ DATE OF NAME CHANGE: 20000829 FORMER COMPANY: FORMER CONFORMED NAME: IDS SELECTIVE FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE EQUITY SERIES INC CENTRAL INDEX KEY: 0000052445 IRS NUMBER: 410839318 STATE OF INCORPORATION: MN FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-13188 FILM NUMBER: 09841775 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE EQUITY SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP EQUITY SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP EQUITY SELECT FUND INC DATE OF NAME CHANGE: 19991124 0000049697 S000003362 RiverSource Diversified Bond Fund C000009231 RiverSource Diversified Bond Fund Class I RDBIX C000009232 RiverSource Diversified Bond Fund Class A INBNX C000009233 RiverSource Diversified Bond Fund Class B ININX C000009234 RiverSource Diversified Bond Fund Class C AXBCX C000038360 RiverSource Diversified Bond Fund Class R2 C000038361 RiverSource Diversified Bond Fund Class R3 RSDBX C000038362 RiverSource Diversified Bond Fund Class R5 RSVBX C000038363 RiverSource Diversified Bond Fund Class W RVBWX C000039562 RiverSource Diversified Bond Fund Class R4 IDBYX 0000049698 S000003359 RiverSource Cash Management Fund C000009208 RiverSource Cash Management Fund Class C RCCXX C000009209 RiverSource Cash Management Fund Class I RCIXX C000009210 RiverSource Cash Management Fund Class A IDSXX C000009211 RiverSource Cash Management Fund Class B ACBXX C000009212 RiverSource Cash Management Fund Class Y IDYXX C000042977 RiverSource Cash Management Fund Class R5 C000042978 RiverSource Cash Management Fund Class W RCWXX 0000049702 S000003287 RiverSource Disciplined Equity Fund C000008741 RiverSource Disciplined Equity Fund Class B AQEBX C000008742 RiverSource Disciplined Equity Fund Class C RDCEX C000008744 RiverSource Disciplined Equity Fund Class A AQEAX C000008745 RiverSource Disciplined Equity Fund Class I ALEIX C000042888 RiverSource Disciplined Equity Fund Class R2 C000042889 RiverSource Disciplined Equity Fund Class R3 RSDEX C000042890 RiverSource Disciplined Equity Fund Class R4 RQEYX C000042891 RiverSource Disciplined Equity Fund Class R5 RSIPX C000042892 RiverSource Disciplined Equity Fund Class W RDEWX 0000049702 S000003288 RiverSource Growth Fund C000008746 RiverSource Growth Fund Class A INIDX C000008747 RiverSource Growth Fund Class B IGRBX C000008748 RiverSource Growth Fund Class C AXGCX C000008749 RiverSource Growth Fund Class I AGWIX C000042893 RiverSource Growth Fund Class W C000042894 RiverSource Growth Fund Class R2 C000042895 RiverSource Growth Fund Class R3 RSCGX C000042896 RiverSource Growth Fund Class R4 IGRYX C000042897 RiverSource Growth Fund Class R5 RSWHX 0000049702 S000003289 RiverSource Large Cap Equity Fund C000008751 RiverSource Large Cap Equity Fund Class I ALRIX C000008752 RiverSource Large Cap Equity Fund Class A ALEAX C000008753 RiverSource Large Cap Equity Fund Class B ALEBX C000008754 RiverSource Large Cap Equity Fund Class C ARQCX C000042898 RiverSource Large Cap Equity Fund Class R2 C000042899 RiverSource Large Cap Equity Fund Class R3 C000042900 RiverSource Large Cap Equity Fund Class R4 ALEYX C000042901 RiverSource Large Cap Equity Fund Class R5 0000049702 S000003290 RiverSource Large Cap Value Fund C000008756 RiverSource Large Cap Value Fund Class C RLVCX C000008758 RiverSource Large Cap Value Fund Class A ALVAX C000008759 RiverSource Large Cap Value Fund Class B ALVBX C000008760 RiverSource Large Cap Value Fund Class I ALCIX C000042902 RiverSource Large Cap Value Fund Class R2 C000042903 RiverSource Large Cap Value Fund Class R3 C000042904 RiverSource Large Cap Value Fund Class R4 RSLVX C000042905 RiverSource Large Cap Value Fund Class R5 0000049717 S000003459 RiverSource Disciplined Small Cap Value Fund C000009585 RiverSource Disciplined Small Cap Value Fund Class A RDVAX C000009586 RiverSource Disciplined Small Cap Value Fund Class B C000009587 RiverSource Disciplined Small Cap Value Fund Class C RDVCX C000009588 RiverSource Disciplined Small Cap Value Fund Class I RCVIX C000042778 RiverSource Disciplined Small Cap Value Fund Class R2 C000042779 RiverSource Disciplined Small Cap Value Fund Class R3 C000042780 RiverSource Disciplined Small Cap Value Fund Class R4 RSDVX C000042781 RiverSource Disciplined Small Cap Value Fund Class R5 0000049717 S000011670 RiverSource Disciplined Small and Mid Cap Equity Fund C000032029 RiverSource Disciplined Small and Mid Cap Equity Fund Class A RDSAX C000032030 RiverSource Disciplined Small and Mid Cap Equity Fund Class B C000032031 RiverSource Disciplined Small and Mid Cap Equity Fund Class C RDSCX C000032032 RiverSource Disciplined Small and Mid Cap Equity Fund Class I RDSIX C000042782 RiverSource Disciplined Small and Mid Cap Equity Fund Class R4 C000042783 RiverSource Disciplined Small and Mid Cap Equity Fund Class W RSEWX 0000052347 S000003395 RiverSource Balanced Fund C000009327 RiverSource Balanced Fund Class C RVBCX C000009328 RiverSource Balanced Fund Class A INMUX C000009329 RiverSource Balanced Fund Class B IDMBX C000043290 RiverSource Balanced Fund Class R4 IDMYX 0000052347 S000003396 RiverSource Diversified Equity Income Fund C000009331 RiverSource Diversified Equity Income Fund Class A INDZX C000009332 RiverSource Diversified Equity Income Fund Class B IDEBX C000009333 RiverSource Diversified Equity Income Fund Class C ADECX C000009334 RiverSource Diversified Equity Income Fund Class I ADIIX C000043291 RiverSource Diversified Equity Income Fund Class R2 RDEIX C000043292 RiverSource Diversified Equity Income Fund Class R3 RDERX C000043293 RiverSource Diversified Equity Income Fund Class R4 IDQYX C000043294 RiverSource Diversified Equity Income Fund Class R5 RSEDX C000043295 RiverSource Diversified Equity Income Fund Class W 0000052347 S000003397 RiverSource Mid Cap Value Fund C000009336 RiverSource Mid Cap Value Fund Class I RMCIX C000009338 RiverSource Mid Cap Value Fund Class A AMVAX C000009339 RiverSource Mid Cap Value Fund Class B AMVBX C000009340 RiverSource Mid Cap Value Fund Class C AMVCX C000043296 RiverSource Mid Cap Value Fund Class W C000043297 RiverSource Mid Cap Value Fund Class R2 RMVTX C000043298 RiverSource Mid Cap Value Fund Class R3 RMCRX C000043299 RiverSource Mid Cap Value Fund Class R4 RMCVX C000043300 RiverSource Mid Cap Value Fund Class R5 RSCMX 0000052347 S000017174 RiverSource Disciplined Large Cap Growth Fund C000047611 RiverSource Disciplined Large Cap Growth Fund Class A RDLAX C000047612 RiverSource Disciplined Large Cap Growth Fund Class B C000047613 RiverSource Disciplined Large Cap Growth Fund Class C RDLCX C000047614 RiverSource Disciplined Large Cap Growth Fund Class I RDLIX C000047615 RiverSource Disciplined Large Cap Growth Fund Class R2 C000047616 RiverSource Disciplined Large Cap Growth Fund Class R3 C000047617 RiverSource Disciplined Large Cap Growth Fund Class R4 RDLFX C000047618 RiverSource Disciplined Large Cap Growth Fund Class R5 C000068274 RiverSource Disciplined Large Cap Growth Fund Class W RDLWX 0000052347 S000022610 RiverSource Disciplined Large Cap Value Fund C000065392 RiverSource Disciplined Large Cap Value Fund Class A RLCAX C000065393 RiverSource Disciplined Large Cap Value Fund Class B C000065394 RiverSource Disciplined Large Cap Value Fund Class C RDCCX C000065395 RiverSource Disciplined Large Cap Value Fund Class I C000065396 RiverSource Disciplined Large Cap Value Fund Class R2 RLCOX C000065397 RiverSource Disciplined Large Cap Value Fund Class R3 RLCTX C000065398 RiverSource Disciplined Large Cap Value Fund Class R4 RLCYX C000065399 RiverSource Disciplined Large Cap Value Fund Class R5 RLCRX C000065400 RiverSource Disciplined Large Cap Value Fund Class W RLCWX 0000052407 S000003435 RiverSource Income Builder Basic Income Fund C000009499 RiverSource Income Builder Basic Income Fund Class A RBBAX C000009500 RiverSource Income Builder Basic Income Fund Class B RBBBX C000009501 RiverSource Income Builder Basic Income Fund Class C RBBCX C000042931 RiverSource Income Builder Basic Income Fund Class R4 0000052407 S000003436 RiverSource Income Builder Moderate Income Fund C000009503 RiverSource Income Builder Moderate Income Fund Class A RSMAX C000009504 RiverSource Income Builder Moderate Income Fund Class B RSMBX C000009505 RiverSource Income Builder Moderate Income Fund Class C RSMCX C000042932 RiverSource Income Builder Moderate Income Fund Class R4 0000052407 S000003437 RiverSource Income Builder Enhanced Income Fund C000009507 RiverSource Income Builder Enhanced Income Fund Class A RSBAX C000009508 RiverSource Income Builder Enhanced Income Fund Class B REIVX C000009509 RiverSource Income Builder Enhanced Income Fund Class C RIECX C000042933 RiverSource Income Builder Enhanced Income Fund Class R4 0000052445 S000003417 RiverSource Mid Cap Growth Fund C000009448 RiverSource Mid Cap Growth Fund Class I AQUIX C000009449 RiverSource Mid Cap Growth Fund Class A INVPX C000009450 RiverSource Mid Cap Growth Fund Class B IDQBX C000009451 RiverSource Mid Cap Growth Fund Class C AESCX C000042878 RiverSource Mid Cap Growth Fund Class R4 IESYX 0000202159 S000003410 RiverSource Intermediate Tax-Exempt Fund C000009419 RiverSource Intermediate Tax-Exempt Fund Class C RTICX C000009421 RiverSource Intermediate Tax-Exempt Fund Class A INFAX C000009422 RiverSource Intermediate Tax-Exempt Fund Class B INFBX 0000202159 S000003411 RiverSource Tax-Exempt Bond Fund C000009423 RiverSource Tax-Exempt Bond Fund Class C RTCEX C000009425 RiverSource Tax-Exempt Bond Fund Class A INTAX C000009426 RiverSource Tax-Exempt Bond Fund Class B ITEBX 0000310187 S000003418 RiverSource Tax-Exempt High Income Fund C000009454 RiverSource Tax-Exempt High Income Fund Class A INHYX C000009455 RiverSource Tax-Exempt High Income Fund Class B IHYBX C000009456 RiverSource Tax-Exempt High Income Fund Class C AHECX 0000315524 S000003407 RiverSource Tax-Exempt Money Market Fund C000009408 RiverSource Tax-Exempt Money Market Fund ITFXX 0000352663 S000003456 RiverSource Income Opportunities Fund C000009570 RiverSource Income Opportunities Fund Class C RIOCX C000009572 RiverSource Income Opportunities Fund Class A AIOAX C000009573 RiverSource Income Opportunities Fund Class B AIOBX C000009574 RiverSource Income Opportunities Fund Class I AOPIX C000042955 RiverSource Income Opportunities Fund Class R4 0000352663 S000003457 RiverSource Inflation Protected Securities Fund C000009575 RiverSource Inflation Protected Securities Fund Class B APSBX C000009576 RiverSource Inflation Protected Securities Fund Class I AIPIX C000009578 RiverSource Inflation Protected Securities Fund Class A APSAX C000009579 RiverSource Inflation Protected Securities Fund Class C RIPCX C000042956 RiverSource Inflation Protected Securities Fund Class W RIPWX C000042957 RiverSource Inflation Protected Securities Fund Class R4 0000352663 S000003458 RiverSource Limited Duration Bond Fund C000009580 RiverSource Limited Duration Bond Fund Class C RDCLX C000009582 RiverSource Limited Duration Bond Fund Class A ALDAX C000009583 RiverSource Limited Duration Bond Fund Class B ALDBX C000009584 RiverSource Limited Duration Bond Fund Class I ALDIX C000042958 RiverSource Limited Duration Bond Fund Class R4 C000042959 RiverSource Limited Duration Bond Fund Class W RLDWX 0000352663 S000007869 RiverSource Floating Rate Fund C000021402 RiverSource Floating Rate Fund Class A RFRAX C000021403 RiverSource Floating Rate Fund Class B RSFBX C000021404 RiverSource Floating Rate Fund Class C RFRCX C000021405 RiverSource Floating Rate Fund Class I RFRIX C000042960 RiverSource Floating Rate Fund Class R4 C000042961 RiverSource Floating Rate Fund Class W RFRWX C000068273 RiverSource Floating Rate Fund Class R5 RFRFX 0000728374 S000003310 RiverSource High Yield Bond Fund C000008855 RiverSource High Yield Bond Fund Class I RSHIX C000008857 RiverSource High Yield Bond Fund Class A INEAX C000008858 RiverSource High Yield Bond Fund Class B IEIBX C000008859 RiverSource High Yield Bond Fund Class C APECX C000042972 RiverSource High Yield Bond Fund Class R2 C000042973 RiverSource High Yield Bond Fund Class R3 C000042974 RiverSource High Yield Bond Fund Class R4 RSHYX C000042975 RiverSource High Yield Bond Fund Class R5 RSHRX C000042976 RiverSource High Yield Bond Fund Class W RHYWX 0000740146 S000003300 RiverSource Equity Value Fund C000008795 RiverSource Equity Value Fund Class C REVCX C000008796 RiverSource Equity Value Fund Class I C000008797 RiverSource Equity Value Fund Class A IEVAX C000008798 RiverSource Equity Value Fund Class B INEGX C000043049 RiverSource Equity Value Fund Class R2 REVRX C000043050 RiverSource Equity Value Fund Class R3 RSEVX C000043051 RiverSource Equity Value Fund Class R4 AEVYX C000043052 RiverSource Equity Value Fund Class R5 RSEYX C000043053 RiverSource Equity Value Fund Class W 0000740146 S000003301 RiverSource Partners Small Cap Growth Fund C000008800 RiverSource Partners Small Cap Growth Fund Class I RSWIX C000008802 RiverSource Partners Small Cap Growth Fund Class A AXSCX C000008803 RiverSource Partners Small Cap Growth Fund Class B ASGBX C000008804 RiverSource Partners Small Cap Growth Fund Class C APRCX C000043054 RiverSource Partners Small Cap Growth Fund Class R2 C000043055 RiverSource Partners Small Cap Growth Fund Class R3 C000043056 RiverSource Partners Small Cap Growth Fund Class R4 RSLGX C000043057 RiverSource Partners Small Cap Growth Fund Class R5 0000740146 S000003302 RiverSource Small Cap Advantage Fund C000008805 RiverSource Small Cap Advantage Fund Class I C000008807 RiverSource Small Cap Advantage Fund Class A ASAAX C000008808 RiverSource Small Cap Advantage Fund Class B ASABX C000008809 RiverSource Small Cap Advantage Fund Class C ADVCX C000043058 RiverSource Small Cap Advantage Fund Class R2 C000043059 RiverSource Small Cap Advantage Fund Class R3 C000043060 RiverSource Small Cap Advantage Fund Class R4 RSNMX C000043061 RiverSource Small Cap Advantage Fund Class R5 0000750022 S000003408 Threadneedle European Equity Fund C000009409 Threadneedle European Equity Fund Class C REECX C000009410 Threadneedle European Equity Fund Class I C000009412 Threadneedle European Equity Fund Class A AXEAX C000009413 Threadneedle European Equity Fund Class B AEEBX C000043030 Threadneedle European Equity Fund Class R4 0000750022 S000003409 Threadneedle International Opportunity Fund C000009414 Threadneedle International Opportunity Fund Class C ROPCX C000009415 Threadneedle International Opportunity Fund Class I ATNIX C000009416 Threadneedle International Opportunity Fund Class A INIFX C000009417 Threadneedle International Opportunity Fund Class B IWWGX C000043031 Threadneedle International Opportunity Fund Class R2 C000043032 Threadneedle International Opportunity Fund Class R3 C000043033 Threadneedle International Opportunity Fund Class R4 IDIYX C000043034 Threadneedle International Opportunity Fund Class R5 0000750022 S000011669 RiverSource Disciplined International Equity Fund C000032024 RiverSource Disciplined International Equity Fund Class A RDIAX C000032025 RiverSource Disciplined International Equity Fund Class B RDIBX C000032026 RiverSource Disciplined International Equity Fund Class C RDICX C000032027 RiverSource Disciplined International Equity Fund Class I RSDIX C000043035 RiverSource Disciplined International Equity Fund Class R4 RDIRX C000043036 RiverSource Disciplined International Equity Fund Class W RDIWX C000068275 RiverSource Disciplined International Equity Fund Class R2 RDIOX C000068276 RiverSource Disciplined International Equity Fund Class R3 RDIEX C000068277 RiverSource Disciplined International Equity Fund Class R5 RDIFX 0000755221 S000003404 RiverSource Strategic Allocation Fund C000009395 RiverSource Strategic Allocation Fund Class C RSSCX C000009396 RiverSource Strategic Allocation Fund Class A IMRFX C000009397 RiverSource Strategic Allocation Fund Class B IMRBX C000039563 RiverSource Strategic Allocation Fund Class I C000039564 RiverSource Strategic Allocation Fund Class R2 C000039565 RiverSource Strategic Allocation Fund Class R3 RSACX C000039566 RiverSource Strategic Allocation Fund Class R4 IDRYX C000039567 RiverSource Strategic Allocation Fund Class R5 RSALX 0000755221 S000017175 RiverSource Strategic Income Allocation Fund C000047619 RiverSource Strategic Income Allocation Fund Class A RSGAX C000047620 RiverSource Strategic Income Allocation Fund Class B RIABX C000047621 RiverSource Strategic Income Allocation Fund Class C RAICX C000068290 RiverSource Strategic Income Allocation Fund Class R2 RSDOX C000068291 RiverSource Strategic Income Allocation Fund Class R3 RSARX C000068292 RiverSource Strategic Income Allocation Fund Class R4 RSTRX C000068293 RiverSource Strategic Income Allocation Fund Class R5 RSFRX 0000755222 S000003299 RiverSource Precious Metals and Mining Fund C000008790 RiverSource Precious Metals and Mining Fund Class C RPMCX C000008791 RiverSource Precious Metals and Mining Fund Class I C000008793 RiverSource Precious Metals and Mining Fund Class A INPMX C000008794 RiverSource Precious Metals and Mining Fund Class B INPBX C000042979 RiverSource Precious Metals and Mining Fund Class R4 AEVYX 0000764802 S000003306 RiverSource Short Duration U.S. Government Fund C000008827 RiverSource Short Duration U.S. Government Fund Class I AGMIX C000008828 RiverSource Short Duration U.S. Government Fund Class A IFINX C000008829 RiverSource Short Duration U.S. Government Fund Class B ISHOX C000008830 RiverSource Short Duration U.S. Government Fund Class C AXFCX C000042928 RiverSource Short Duration U.S. Government Fund Class R4 IDFYX C000042929 RiverSource Short Duration U.S. Government Fund Class W RSDWX 0000764802 S000003307 RiverSource U.S. Government Mortgage Fund C000008832 RiverSource U.S. Government Mortgage Fund Class I RVGIX C000008834 RiverSource U.S. Government Mortgage Fund Class A AUGAX C000008835 RiverSource U.S. Government Mortgage Fund Class B AUGBX C000008836 RiverSource U.S. Government Mortgage Fund Class C AUGCX C000042930 RiverSource U.S. Government Mortgage Fund Class R4 RSGYX 0000792717 S000003336 RiverSource California Tax-Exempt Fund C000009057 RiverSource California Tax-Exempt Fund Class C RCTCX C000009058 RiverSource California Tax-Exempt Fund Class A ICALX C000009059 RiverSource California Tax-Exempt Fund Class B ACABX 0000792719 S000003351 RiverSource Minnesota Tax-Exempt Fund C000009161 RiverSource Minnesota Tax-Exempt Fund Class C RMTCX C000009162 RiverSource Minnesota Tax-Exempt Fund Class A IMNTX C000009163 RiverSource Minnesota Tax-Exempt Fund Class B IDSMX 0000792719 S000003352 RiverSource New York Tax-Exempt Fund C000009164 RiverSource New York Tax-Exempt Fund Class B C000009165 RiverSource New York Tax-Exempt Fund Class C RNTCX C000009166 RiverSource New York Tax-Exempt Fund Class A INYKX 0000831025 S000003340 RiverSource Dividend Opportunity Fund C000009087 RiverSource Dividend Opportunity Fund Class I RSOIX C000009089 RiverSource Dividend Opportunity Fund Class A INUTX C000009090 RiverSource Dividend Opportunity Fund Class B IUTBX C000009091 RiverSource Dividend Opportunity Fund Class C ACUIX C000042968 RiverSource Dividend Opportunity Fund Class R4 RSORX C000042969 RiverSource Dividend Opportunity Fund Class W C000068281 RiverSource Dividend Opportunity Fund Class R2 RSOOX C000068282 RiverSource Dividend Opportunity Fund Class R3 RSOTX C000068283 RiverSource Dividend Opportunity Fund Class R5 RSDFX 0000831025 S000003341 RiverSource Real Estate Fund C000009092 RiverSource Real Estate Fund Class C RRECX C000009094 RiverSource Real Estate Fund Class A ARLAX C000009095 RiverSource Real Estate Fund Class B AESBX C000009096 RiverSource Real Estate Fund Class I AESIX C000042970 RiverSource Real Estate Fund Class R4 C000042971 RiverSource Real Estate Fund Class W RREWX 0000842918 S000003513 Threadneedle Emerging Markets Fund C000009724 Threadneedle Emerging Markets Fund Class C RMCEX C000009725 Threadneedle Emerging Markets Fund Class I RSRIX C000009727 Threadneedle Emerging Markets Fund Class A IDEAX C000009728 Threadneedle Emerging Markets Fund Class B IEMBX C000043004 Threadneedle Emerging Markets Fund Class R4 0000842918 S000003514 RiverSource Emerging Markets Bond Fund C000009729 RiverSource Emerging Markets Bond Fund Class A REBAX C000009730 RiverSource Emerging Markets Bond Fund Class B C000009731 RiverSource Emerging Markets Bond Fund Class C REBCX C000009732 RiverSource Emerging Markets Bond Fund Class I RSMIX C000043005 RiverSource Emerging Markets Bond Fund Class R4 C000043006 RiverSource Emerging Markets Bond Fund Class W REMWX 0000842918 S000003516 RiverSource Global Bond Fund C000009739 RiverSource Global Bond Fund Class A IGBFX C000009740 RiverSource Global Bond Fund Class B IGLOX C000009741 RiverSource Global Bond Fund Class C AGBCX C000009742 RiverSource Global Bond Fund Class I AGBIX C000043007 RiverSource Global Bond Fund Class R4 RGBRX C000043008 RiverSource Global Bond Fund Class W RGBWX 0000842918 S000003517 Threadneedle Global Equity Fund C000009743 Threadneedle Global Equity Fund Class C RGCEX C000009744 Threadneedle Global Equity Fund Class A IGLGX C000009745 Threadneedle Global Equity Fund Class B IDGBX C000043009 Threadneedle Global Equity Fund Class R4 IDGYX C000043010 Threadneedle Global Equity Fund Class R5 RGERX C000043011 Threadneedle Global Equity Fund Class W C000043012 Threadneedle Global Equity Fund Class R2 C000043013 Threadneedle Global Equity Fund Class R3 C000068288 Threadneedle Global Equity Fund Class I 0000842918 S000003518 RiverSource Global Technology Fund C000009747 RiverSource Global Technology Fund Class I C000009749 RiverSource Global Technology Fund Class A AXIAX C000009750 RiverSource Global Technology Fund Class B INVBX C000009751 RiverSource Global Technology Fund Class C AXICX C000043014 RiverSource Global Technology Fund Class R4 RSGTX 0000842918 S000007870 RiverSource Absolute Return Currency and Income Fund C000021407 RiverSource Absolute Return Currency and Income Fund Class A RARAX C000021408 RiverSource Absolute Return Currency and Income Fund Class B C000021409 RiverSource Absolute Return Currency and Income Fund Class C RARCX C000021410 RiverSource Absolute Return Currency and Income Fund Class I RVAIX C000043015 RiverSource Absolute Return Currency and Income Fund Class R4 C000043016 RiverSource Absolute Return Currency and Income Fund Class W RACWX C000055911 RiverSource Absolute Return Currency and Income Fund Class R5 0000842918 S000022614 Threadneedle Global Equity Income Fund C000065411 Threadneedle Global Equity Income Fund Class A RTNAX C000065412 Threadneedle Global Equity Income Fund Class B C000065413 Threadneedle Global Equity Income Fund Class C RTNEX C000065414 Threadneedle Global Equity Income Fund Class I C000065415 Threadneedle Global Equity Income Fund Class R2 RGEOX C000065416 Threadneedle Global Equity Income Fund Class R3 RGETX C000065417 Threadneedle Global Equity Income Fund Class R4 RGEYX C000065418 Threadneedle Global Equity Income Fund Class R5 RGEFX 0000842918 S000022615 Threadneedle Global Extended Alpha Fund C000065419 Threadneedle Global Extended Alpha Fund Class B C000065420 Threadneedle Global Extended Alpha Fund Class C RTACX C000065421 Threadneedle Global Extended Alpha Fund Class I C000065422 Threadneedle Global Extended Alpha Fund Class R2 REAOX C000065423 Threadneedle Global Extended Alpha Fund Class R3 RTNRX C000065424 Threadneedle Global Extended Alpha Fund Class R4 REYRX C000065425 Threadneedle Global Extended Alpha Fund Class R5 REAFX C000065426 Threadneedle Global Extended Alpha Fund Class A RTAAX 0000854669 S000003291 RiverSource Portfolio Builder Conservative Fund C000008761 RiverSource Portfolio Builder Conservative Fund Class C RPCCX C000008763 RiverSource Portfolio Builder Conservative Fund Class A ABDAX C000008764 RiverSource Portfolio Builder Conservative Fund Class B ABBDX C000043062 RiverSource Portfolio Builder Conservative Fund Class R4 0000854669 S000003292 RiverSource Portfolio Builder Moderate Conservative Fund C000008765 RiverSource Portfolio Builder Moderate Conservative Fund Class C RBMCX C000008767 RiverSource Portfolio Builder Moderate Conservative Fund Class A AUCAX C000008768 RiverSource Portfolio Builder Moderate Conservative Fund Class B AMDBX C000043063 RiverSource Portfolio Builder Moderate Conservative Fund Class R4 0000854669 S000003293 RiverSource Portfolio Builder Moderate Fund C000008769 RiverSource Portfolio Builder Moderate Fund Class C AMTCX C000008771 RiverSource Portfolio Builder Moderate Fund Class A ABUAX C000008772 RiverSource Portfolio Builder Moderate Fund Class B AURBX C000043064 RiverSource Portfolio Builder Moderate Fund Class R4 0000854669 S000003294 RiverSource Portfolio Builder Moderate Aggressive Fund C000008773 RiverSource Portfolio Builder Moderate Aggressive Fund Class C AGECX C000008775 RiverSource Portfolio Builder Moderate Aggressive Fund Class A AXMAX C000008776 RiverSource Portfolio Builder Moderate Aggressive Fund Class B ABMBX C000043065 RiverSource Portfolio Builder Moderate Aggressive Fund Class R4 0000854669 S000003295 RiverSource Portfolio Builder Aggressive Fund C000008777 RiverSource Portfolio Builder Aggressive Fund Class C RBGCX C000008779 RiverSource Portfolio Builder Aggressive Fund Class A AXBAX C000008780 RiverSource Portfolio Builder Aggressive Fund Class B AXPBX C000043066 RiverSource Portfolio Builder Aggressive Fund Class R4 0000854669 S000003296 RiverSource Portfolio Builder Total Equity Fund C000008781 RiverSource Portfolio Builder Total Equity Fund Class C RBTCX C000008783 RiverSource Portfolio Builder Total Equity Fund Class A AXTAX C000008784 RiverSource Portfolio Builder Total Equity Fund Class B AXTBX C000043067 RiverSource Portfolio Builder Total Equity Fund Class R4 0000854669 S000003297 RiverSource S&P 500 Index Fund C000008785 RiverSource S&P 500 Index Fund Class D ADIDX C000008786 RiverSource S&P 500 Index Fund Class E ADIEX 0000854669 S000003298 RiverSource Small Company Index Fund C000008787 RiverSource Small Company Index Fund Class A ISIAX C000008788 RiverSource Small Company Index Fund Class B ISIBX C000043068 RiverSource Small Company Index Fund Class R4 ISCYX 0001137342 S000003328 RiverSource Partners Aggressive Growth Fund C000009013 RiverSource Partners Aggressive Growth Fund Class C RAGCX C000009014 RiverSource Partners Aggressive Growth Fund Class I APAIX C000009015 RiverSource Partners Aggressive Growth Fund Class A ASGFX C000009016 RiverSource Partners Aggressive Growth Fund Class B ARGBX C000043097 RiverSource Partners Aggressive Growth Fund Class R2 C000043098 RiverSource Partners Aggressive Growth Fund Class R3 C000043099 RiverSource Partners Aggressive Growth Fund Class R4 RSASX C000043100 RiverSource Partners Aggressive Growth Fund Class R5 0001137342 S000003330 RiverSource Partners Fundamental Value Fund C000009024 RiverSource Partners Fundamental Value Fund Class A AFVAX C000009025 RiverSource Partners Fundamental Value Fund Class B AFVBX C000009026 RiverSource Partners Fundamental Value Fund Class C AFVCX C000009027 RiverSource Partners Fundamental Value Fund Class I AFVIX C000043102 RiverSource Partners Fundamental Value Fund Class R4 0001137342 S000003331 RiverSource Partners Select Value Fund C000009028 RiverSource Partners Select Value Fund Class I RSSIX C000009030 RiverSource Partners Select Value Fund Class A AXVAX C000009031 RiverSource Partners Select Value Fund Class B AXVBX C000009032 RiverSource Partners Select Value Fund Class C ACSVX C000043103 RiverSource Partners Select Value Fund Class R4 0001137342 S000003332 RiverSource Partners Small Cap Equity Fund C000009033 RiverSource Partners Small Cap Equity Fund Class C RSQEX C000009034 RiverSource Partners Small Cap Equity Fund Class I C000009036 RiverSource Partners Small Cap Equity Fund Class A AXSAX C000009037 RiverSource Partners Small Cap Equity Fund Class B AXSBX C000043104 RiverSource Partners Small Cap Equity Fund Class R4 0001137342 S000003333 RiverSource Partners Small Cap Value Fund C000009038 RiverSource Partners Small Cap Value Fund Class I C000009040 RiverSource Partners Small Cap Value Fund Class A ASVAX C000009041 RiverSource Partners Small Cap Value Fund Class B ASVBX C000009042 RiverSource Partners Small Cap Value Fund Class C APVCX C000043105 RiverSource Partners Small Cap Value Fund Class R3 RSVRX C000043106 RiverSource Partners Small Cap Value Fund Class R4 RSGLX C000043107 RiverSource Partners Small Cap Value Fund Class R5 RSCVX C000043108 RiverSource Partners Small Cap Value Fund Class R2 RSVTX 0001140531 S000003412 RiverSource Partners International Select Growth Fund C000009427 RiverSource Partners International Select Growth Fund Class C RIACX C000009429 RiverSource Partners International Select Growth Fund Class A AXGAX C000009430 RiverSource Partners International Select Growth Fund Class B APIBX C000009431 RiverSource Partners International Select Growth Fund Class I AIGGX C000043069 RiverSource Partners International Select Growth Fund Class R4 0001140531 S000003414 RiverSource Partners International Select Value Fund C000009438 RiverSource Partners International Select Value Fund Class A APIAX C000009439 RiverSource Partners International Select Value Fund Class B AXIBX C000009440 RiverSource Partners International Select Value Fund Class C APICX C000009441 RiverSource Partners International Select Value Fund Class I APRIX C000043071 RiverSource Partners International Select Value Fund Class R4 0001140531 S000003415 RiverSource Partners International Small Cap Fund C000009442 RiverSource Partners International Small Cap Fund Class C RISLX C000009443 RiverSource Partners International Small Cap Fund Class I RPSCX C000009445 RiverSource Partners International Small Cap Fund Class A AISCX C000009446 RiverSource Partners International Small Cap Fund Class B APNBX C000043072 RiverSource Partners International Small Cap Fund Class R4 0001352280 S000011354 RiverSource Retirement Plus 2010 Fund C000031460 RiverSource Retirement Plus 2010 Fund Class A C000031461 RiverSource Retirement Plus 2010 Fund Class Y RSSPX C000039570 RiverSource Retirement Plus 2010 Fund Class R2 C000039571 RiverSource Retirement Plus 2010 Fund Class R3 RSRPX C000039572 RiverSource Retirement Plus 2010 Fund Class R4 RSERX C000039573 RiverSource Retirement Plus 2010 Fund Class R5 RSPRX 0001352280 S000011355 RiverSource Retirement Plus 2015 Fund C000031462 RiverSource Retirement Plus 2015 Fund Class A C000031463 RiverSource Retirement Plus 2015 Fund Class Y RSFNX C000039574 RiverSource Retirement Plus 2015 Fund Class R2 C000039575 RiverSource Retirement Plus 2015 Fund Class R3 RSRTX C000039576 RiverSource Retirement Plus 2015 Fund Class R4 RSEMX C000039577 RiverSource Retirement Plus 2015 Fund Class R5 RSCUX 0001352280 S000011356 RiverSource Retirement Plus 2020 Fund C000031464 RiverSource Retirement Plus 2020 Fund Class A C000031465 RiverSource Retirement Plus 2020 Fund Class Y RSNFX C000039578 RiverSource Retirement Plus 2020 Fund Class R3 RSEPX C000039579 RiverSource Retirement Plus 2020 Fund Class R4 RSMTX C000039580 RiverSource Retirement Plus 2020 Fund Class R5 RSUCX C000039581 RiverSource Retirement Plus 2020 Fund Class R2 0001352280 S000011357 RiverSource Retirement Plus 2025 Fund C000031466 RiverSource Retirement Plus 2025 Fund Class A C000031467 RiverSource Retirement Plus 2025 Fund Class Y RSMEX C000039582 RiverSource Retirement Plus 2025 Fund Class R2 C000039583 RiverSource Retirement Plus 2025 Fund Class R3 RSMPX C000039584 RiverSource Retirement Plus 2025 Fund Class R4 RSPLX C000039585 RiverSource Retirement Plus 2025 Fund Class R5 RSURX 0001352280 S000011358 RiverSource Retirement Plus 2030 Fund C000031468 RiverSource Retirement Plus 2030 Fund Class Y RPTYX C000031469 RiverSource Retirement Plus 2030 Fund Class A C000039586 RiverSource Retirement Plus 2030 Fund Class R2 C000039587 RiverSource Retirement Plus 2030 Fund Class R3 RSRNX C000039588 RiverSource Retirement Plus 2030 Fund Class R4 RSELX C000039589 RiverSource Retirement Plus 2030 Fund Class R5 RSEEX 0001352280 S000011359 RiverSource Retirement Plus 2035 Fund C000031470 RiverSource Retirement Plus 2035 Fund Class A C000031471 RiverSource Retirement Plus 2035 Fund Class Y RPOYX C000039590 RiverSource Retirement Plus 2035 Fund Class R2 C000039591 RiverSource Retirement Plus 2035 Fund Class R3 RSRRX C000039592 RiverSource Retirement Plus 2035 Fund Class R4 RSMNX C000039593 RiverSource Retirement Plus 2035 Fund Class R5 RSUSX 0001352280 S000011360 RiverSource Retirement Plus 2040 Fund C000031472 RiverSource Retirement Plus 2040 Fund Class A C000031473 RiverSource Retirement Plus 2040 Fund Class Y RPFYX C000039594 RiverSource Retirement Plus 2040 Fund Class R2 C000039595 RiverSource Retirement Plus 2040 Fund Class R3 RSRCX C000039596 RiverSource Retirement Plus 2040 Fund Class R4 RSMMX C000039597 RiverSource Retirement Plus 2040 Fund Class R5 RSPUX 0001352280 S000011361 RiverSource Retirement Plus 2045 Fund C000031474 RiverSource Retirement Plus 2045 Fund Class A C000031475 RiverSource Retirement Plus 2045 Fund Class Y RRPYX C000039598 RiverSource Retirement Plus 2045 Fund Class R2 C000039599 RiverSource Retirement Plus 2045 Fund Class R3 RSRUX C000039600 RiverSource Retirement Plus 2045 Fund Class R4 RSNNX C000039601 RiverSource Retirement Plus 2045 Fund Class R5 RSUPX 0001352280 S000019158 RiverSource 120/20 Contrarian Equity Fund C000052950 RiverSource 120/20 Contrarian Equity Fund Class A RCEAX C000052951 RiverSource 120/20 Contrarian Equity Fund Class B RZZBX C000052952 RiverSource 120/20 Contrarian Equity Fund Class C RECCX C000052953 RiverSource 120/20 Contrarian Equity Fund Class I C000052954 RiverSource 120/20 Contrarian Equity Fund Class R5 RCERX 0001352280 S000024799 RiverSource Recovery and Infrastructure Fund (S) C000073767 RiverSource Recovery and Infrastructure Fund Class A RRIAX C000073768 RiverSource Recovery and Infrastructure Fund Class B RRIBX C000073769 RiverSource Recovery and Infrastructure Fund Class C RRICX C000073770 RiverSource Recovery and Infrastructure Fund Class I RRIIX C000073771 RiverSource Recovery and Infrastructure Fund Class R2 RRIRX C000073772 RiverSource Recovery and Infrastructure Fund Class R3 RRISX C000073773 RiverSource Recovery and Infrastructure Fund Class R4 RRIYX C000073774 RiverSource Recovery and Infrastructure Fund Class R5 RRIZX 497 1 c51175e497.txt 497 . . . (RIVERSOURCE INVESTMENTS LOGO) (THREADNEEDLE LOGO) PROSPECTUS SUPPLEMENT -- MAY 20, 2009*
FUND PROSPECTUS DATE FORM # - -------------------------------------------------------------- RiverSource 120/20 Contrarian Equity Fund June 27, 2008 S-6519-99 C RiverSource Absolute Return Currency and Income Fund Dec. 30, 2008 S-6502-99 G RiverSource Balanced Fund Nov. 28, 2008 S-6326-99 AD RiverSource California Tax- Exempt Fund Oct. 30, 2008 S-6328-99 AH RiverSource Cash Management Fund Sept. 29, 2008 S-6320-99 AF RiverSource Disciplined Equity Fund Sept. 29, 2008 S-6263-99 H RiverSource Disciplined International Equity Fund Dec. 30, 2008 S-6506-99 E RiverSource Disciplined Large Cap Growth Fund Nov. 28, 2008 S-6285-99 D RiverSource Disciplined Large Cap Value Fund Nov. 28, 2008 S-6523-99 C RiverSource Disciplined Small and Mid Cap Equity Fund Sept. 29, 2008 S-6505-99 E RiverSource Disciplined Small Cap Value Fund Sept. 29, 2008 S-6397-99 E RiverSource Diversified Bond Fund Oct. 30, 2008 S-6495-99 AC RiverSource Diversified Equity Income Fund Nov. 28, 2008 S-6475-99 AD RiverSource Dividend Opportunity Fund Aug. 29, 2008 S-6341-99 AD RiverSource Emerging Markets Bond Fund Dec. 30, 2008 S-6398-99 E RiverSource Equity Value Fund May 30, 2008 S-6382-99 W RiverSource Floating Rate Fund Sept. 29, 2008 S-6501-99 E RiverSource Global Bond Fund Dec. 30, 2008 S-6309-99 AE RiverSource Global Technology Fund Dec. 30, 2008 S-6395-99 N RiverSource Growth Fund Sept. 29, 2008 S-6455-99 AD RiverSource High Yield Bond Fund July 30, 2008 S-6370-99 AD RiverSource Income Builder Basic Income Fund April 1, 2009 S-6394-99 F RiverSource Income Builder Enhanced Income Fund April 1, 2009 S-6394-99 F RiverSource Income Builder Moderate Income Fund April 1, 2009 S-6394-99 F RiverSource Income Opportunities Fund Sept. 29, 2008 S-6266-99 H RiverSource Inflation Protected Securities Fund Sept. 29, 2008 S-6280-99 G RiverSource Intermediate Tax- Exempt Fund Jan. 29, 2009 S-6355-99 U RiverSource Large Cap Equity Fund Sept. 29, 2008 S-6244-99 J RiverSource Large Cap Value Fund Sept. 29, 2008 S-6246-99 J RiverSource Limited Duration Bond Fund Sept. 29, 2008 S-6265-99 H RiverSource Mid Cap Growth Fund Jan. 29, 2009 S-6426-99 AE RiverSource Mid Cap Value Fund Nov. 28, 2008 S-6241-99 K RiverSource Minnesota Tax- Exempt Fund Oct. 30, 2008 S-6328-99 AH RiverSource New York Tax- Exempt Fund Oct. 30, 2008 S-6328-99 AH RiverSource Partners Aggressive Growth Fund July 30, 2008 S-6260-99 J RiverSource Partners Fundamental Value Fund July 30, 2008 S-6236-99 L RiverSource Partners International Select Growth Fund Dec. 30, 2008 S-6243-99 M RiverSource Partners International Select Value Fund Dec. 30, 2008 S-6242-99 M RiverSource Partners International Small Cap Fund Dec. 30, 2008 S-6258-99 K RiverSource Partners Select Value Fund July 30, 2008 S-6240-99 K RiverSource Partners Small Cap Equity Fund July 30, 2008 S-6237-99 L RiverSource Partners Small Cap Growth Fund May 30, 2008 S-6301-99 L RiverSource Partners Small Cap Value Fund July 30, 2008 S-6239-99 L RiverSource Portfolio Builder Aggressive Fund April 1, 2009 S-6282-99 H RiverSource Portfolio Builder Conservative Fund April 1, 2009 S-6282-99 H RiverSource Portfolio Builder Moderate Aggressive Fund April 1, 2009 S-6282-99 H RiverSource Portfolio Builder Moderate Conservative Fund April 1, 2009 S-6282-99 H RiverSource Portfolio Builder Moderate Fund April 1, 2009 S-6282-99 H RiverSource Portfolio Builder Total Equity Fund April 1, 2009 S-6282-99 H RiverSource Precious Metals and Mining Fund May 30, 2008 S-6142-99 AE RiverSource Real Estate Fund Aug. 29, 2008 S-6281-99 G RiverSource Recovery and Infrastructure Fund Jan. 28, 2009 S-6529-99 A RiverSource Retirement Plus 2010 Fund June 27, 2008 S-6507-99 E RiverSource Retirement Plus 2015 Fund June 27, 2008 S-6507-99 E RiverSource Retirement Plus 2020 Fund June 27, 2008 S-6507-99 E RiverSource Retirement Plus 2025 Fund June 27, 2008 S-6507-99 E RiverSource Retirement Plus 2030 Fund June 27, 2008 S-6507-99 E RiverSource Retirement Plus 2035 Fund June 27, 2008 S-6507-99 E RiverSource Retirement Plus 2040 Fund June 27, 2008 S-6507-99 E RiverSource Retirement Plus 2045 Fund June 27, 2008 S-6507-99 E RiverSource S&P 500 Index Fund April 1, 2009 S-6434-99 P RiverSource Short Duration U.S. Government Fund July 30, 2008 S-6042-99 AE RiverSource Small Cap Advantage Fund May 30, 2008 S-6427-99 N RiverSource Small Company Index Fund April 1, 2009 S-6357-99 V RiverSource Strategic Allocation Fund Nov. 28, 2008 S-6141-99 AE RiverSource Strategic Income Allocation Fund Nov. 28, 2008 S-6287-99 D RiverSource Tax-Exempt Bond Fund Jan. 29, 2009 S-6310-99 AF RiverSource Tax-Exempt High Income Fund Jan. 29, 2009 S-6430-99 AF RiverSource Tax-Exempt Money Market Fund Feb. 27, 2009 S-6433-99 AF RiverSource U.S. Government Mortgage Fund July 30, 2008 S-6245-99 K Threadneedle Emerging Markets Fund Dec. 30, 2008 S-6354-99 V Threadneedle European Equity Fund Dec. 30, 2008 S-6006-99 N Threadneedle Global Equity Fund Dec. 30, 2008 S-6334-99 AG Threadneedle Global Equity Income Fund Dec. 30, 2008 S-6334-99 AG Threadneedle Global Extended Alpha Fund Dec. 30, 2008 S-6334-99 AG Threadneedle International Opportunity Fund Dec. 30, 2008 S-6140-99 AG
- -------------------------------------------------------------------------------- S-6400-10 A (5/09) * Valid until April 30, 2010 This information is effective on June 13, 2009. The "Minimum Investment and Account Balance" table under the section of the prospectus Methods of Purchasing Shares is replaced with the following: MINIMUM INVESTMENT AND ACCOUNT BALANCE
RIVERSOURCE ABSOLUTE RETURN CURRENCY AND INCOME FUND FOR ALL FUNDS, RIVERSOURCE CLASSES AND 120/20 CONTRARIAN ACCOUNTS EXCEPT EQUITY FUND THOSE LISTED TO THREADNEEDLE THE RIGHT TAX QUALIFIED GLOBAL EXTENDED (NONQUALIFIED) ACCOUNTS ALPHA FUND - ----------------------------------------------------------------------------------------------------- INITIAL INVESTMENT $2,000 $1,000 $10,000 - ----------------------------------------------------------------------------------------------------- ADDITIONAL INVESTMENTS $100(c) $100(c) $100 - ----------------------------------------------------------------------------------------------------- ACCOUNT BALANCE* $1,000 None(c) $5,000 RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND RIVERSOURCE FLOATING RATE FUND RIVERSOURCE INFLATION PROTECTED SECURITIES FUND CLASS W - ------------------------------------------------------------------------ INITIAL INVESTMENT $5,000 $500 - ------------------------------------------------------------------------ ADDITIONAL INVESTMENTS $100 None - ------------------------------------------------------------------------ ACCOUNT BALANCE* $2,500 $500
*If your fund account balance falls below the minimum account balance for any reason, including a market decline, you may be asked to increase it to the minimum account balance or establish a scheduled investment plan. If you do not do so within 30 days, your shares may be automatically redeemed and the proceeds mailed to you. ------------------------------------------------------------------------------- MINIMUM INVESTMENT AND ACCOUNT BALANCE -- SCHEDULED INVESTMENT PLANS
RIVERSOURCE ABSOLUTE RETURN CURRENCY AND INCOME FUND FOR ALL FUNDS, RIVERSOURCE CLASSES AND 120/20 CONTRARIAN ACCOUNTS EXCEPT EQUITY FUND THOSE LISTED TO THREADNEEDLE THE RIGHT TAX QUALIFIED GLOBAL EXTENDED (NONQUALIFIED) ACCOUNTS ALPHA FUND - ----------------------------------------------------------------------------------------------------- INITIAL INVESTMENT $100(a) $100(b) $10,000 - ----------------------------------------------------------------------------------------------------- ADDITIONAL INVESTMENTS $100 $50(d) $100 - ----------------------------------------------------------------------------------------------------- ACCOUNT BALANCE** None(b) None(c) $5,000 RIVERSOURCE DISCIPLINED SMALL CAP VALUE FUND RIVERSOURCE FLOATING RATE FUND RIVERSOURCE INFLATION PROTECTED SECURITIES FUND CLASS W - ------------------------------------------------------------------------ INITIAL INVESTMENT $5,000 $500 - ------------------------------------------------------------------------ ADDITIONAL INVESTMENTS $100 None - ------------------------------------------------------------------------ ACCOUNT BALANCE** $2,500 $500
**If your fund account balance is below the minimum initial investment described above, you must make payments at least monthly. (a)Money Market Funds and RiverSource S&P 500 Index Fund -- $2,000 (b)Money Market Funds and RiverSource S&P 500 Index Fund -- $1,000 (c)RiverSource S&P 500 Index Fund -- $500 (d)RiverSource S&P 500 Index Fund -- $100 ------------------------------------------------------------------------------- These minimums may be waived for accounts that are managed by an investment professional, for accounts held in approved discretionary or non-discretionary wrap programs, for accounts that are a part of an employer-sponsored retirement plan, or for other account types if approved by the distributor. The fund reserves the right to modify its minimum account requirements at any time, with or without prior notice. Please contact your financial intermediary for information regarding wire or electronic funds transfer. IMPORTANT: Payments sent by electronic fund transfers (ACH), a bank authorization or check that are not guaranteed may take up to 14 days to clear. If you request a sale within 14 days of purchase, this may cause your sale request to fail to process if the requested amount includes unguaranteed funds. The following footnotes to the "Initial sales charge for Class A shares" table have been revised/added to reflect the new commission schedule (i) for the sale of Class A shares at net asset value and (ii) for the sale of Class A shares in certain employee benefit plans: (c) Although there is no sales charge for purchases with a total market value over $1,000,000, and therefore no re-allowance, the distributor may pay a financial intermediary the following out of its own resources: a sales commission of up to 1.00% for a sale of $1,000,000 to $3,999,999; a sales commission up to 0.50% for a sale of $4,000,000 to $49,999,999; and a sales commission up to 0.25% for a sale of $50,000,000 or more. (d) For certain eligible employee benefit plans defined under section 401(a), 401(k), 457 and 403(b) which meet eligibility rules for the waiver of applicable sales charges, the distributor may pay the following out of its own resources: a sales commission of 1.00% for a sale of $1 to $3,999,999 received in eligible employee benefit plans; a sales commission up to 0.50% for a sale of $4,000,000 to $49,999,999; and a sales commission up to 0.25% for a sale of $50,000,000 or more. See "Initial Sales Charge -- Waivers of the sales charge for Class A shares" for employee benefit plan eligibility rules. The "Initial Sales Charge -- Waivers of the sales charge for Class A shares" section under Sales Charges is replaced with the following: INITIAL SALES CHARGE -- WAIVERS OF THE SALES CHARGE FOR CLASS A SHARES. Sales charges do not apply to: - current or retired Board members, officers or employees of the funds or RiverSource Investments or its affiliates, their spouses or domestic partners, children, parents and their spouse's or domestic partner's parents. - current or retired Ameriprise Financial Services, Inc. financial advisors, employees of financial advisors, their spouses or domestic partners, children, parents and their spouse's or domestic partner's parents. - registered representatives and other employees of affiliated or unaffiliated financial intermediaries having a selling agreement with the distributor, including their spouses, domestic partners, children, parents and their spouse's or domestic partner's parents. - portfolio managers employed by subadvisers of the funds, including their spouses or domestic partners, children, parents and their spouse's or domestic partner's parents. - partners and employees of outside legal counsel to the funds or the funds' directors or trustees who regularly provide advice and services to the funds, or to their directors or trustees. - direct rollovers from qualified employee benefit plans, provided that the rollover involves a transfer to Class A shares in the same fund. - purchases made: - with dividend or capital gain distributions from a fund or from the same class of another fund in the RiverSource Family of Funds; - through or under a wrap fee product or other investment product sponsored by a financial intermediary that charges an account management fee that has, or that clear trades through a financial intermediary that has, a selling agreement with the distributor; - through state sponsored college savings plans established under Section 529 of the Internal Revenue Code; or - through bank trust departments. - separate accounts established and maintained by an insurance company which are exempt from registration under Section 3(c)(11). - purchases made through "employee benefit plans" created under section 401(a), 401(k), 457 and 403(b) which: - have at least $1 million in plan assets at the time of investment; and - have a plan level or omnibus account that is maintained with the fund or its transfer agent; and - transact directly with the fund or its transfer agent through a third party administrator or third party recordkeeper. For more information regarding waivers of sales charge for Class A purchases, please see the SAI. The distributor may, in its sole discretion, authorize the waiver of sales charges for additional classes of investors. Policies related to reducing or waiving the sales charge may be modified or withdrawn at any time. Unless you provide your financial intermediary with information in writing about all of the factors that may count toward a waiver of the sales charge, there can be no assurance that you will receive all of the waivers for which you may be eligible. You should request that your financial intermediary provide this information to the fund when placing your purchase order. Because the current prospectus is available on the funds' website (for RiverSource funds) at riversource.com/funds or (for Seligman funds) at seligman.com free of charge, information regarding breakpoint discounts is not separately disclosed on the website. The information under the Sales Charge section regarding Class A, Class B and Class C share CDSC waivers is replaced with the following: CLASS A -- CONTINGENT DEFERRED SALES CHARGE For Class A shares purchased without a sales charge where a commission was separately paid by the distributor to an authorized financial intermediary effecting the purchase, a 1% CDSC may be charged if you sell your shares within 18 months after purchase. A CDSC will be based on the original purchase cost or the current market value of the shares being sold, whichever is less. CDSC -- WAIVERS OF THE CDSC FOR CLASS A SHARES. The CDSC will be waived on sales of shares: - to which no sales commission or transaction fee was paid to an authorized financial intermediary at the time of purchase. - purchased through reinvestment of dividends and capital gain distributions. - in the event of the shareholder's death. - from a monthly, quarterly or annual systematic redemption plan of up to an annual amount of 12% of the account value on a per fund basis. - in an account that has been closed because it falls below the minimum account balance. - that result from required minimum distributions taken from retirement accounts upon the shareholders attainment of age 70 1/2. - that result from returns of excess contributions or excess deferral amounts made to a retirement plan participant. - of RiverSource funds purchased prior to Dec. 1, 2008. - initially purchased by an employee benefit plan that is not connected with a plan level termination. The distributor may, in its sole discretion, authorize the waiver of the CDSC for additional classes of investors. Policies relating to waiving the CDSC may be modified or withdrawn at any time. CDSC -- WAIVERS OF THE CDSC FOR CLASS B SHARES. The CDSC will be waived on sales of shares: - in the event of the shareholder's death. - that result from required minimum distributions taken from retirement accounts upon the shareholders' attainment of age 70 1/2. - sold under an approved substantially equal periodic payment arrangement. - by certain other investors, including certain institutions as set forth in more detail in the SAI. For more information regarding waivers of the CDSC for Class B shares, please see the SAI. The distributor may, in its sole discretion, authorize the waiver of the CDSC for additional classes of investors. Policies relating to waiving the CDSC may be modified or withdrawn at any time. CDSC -- WAIVERS OF THE CDSC FOR CLASS C SHARES. The CDSC will be waived on sales of shares: - in the event of the shareholder's death. - to which no sales commission or transaction fee was paid to an authorized financial intermediary at the time of purchase. - that result from required minimum distributions taken from retirement accounts upon the shareholders' attainment of age 70 1/2. - initially purchased by an eligible employee benefit plan that are not connected with a plan level termination. - by certain other investors, including certain institutions as set forth in more detail in the SAI. For more information regarding waivers of the CDSC for Class C shares, please see the SAI. The distributor may, in its sole discretion, authorize the waiver of the CDSC for additional classes of investors. Policies relating to waiving the CDSC may be modified or withdrawn at any time. The section of the prospectus "Class B and Class C -- CDSC alternative" regarding Class B share CDSC aging schedule is replaced with the following: FOR CLASS B SHARES, the CDSC is based on the sale amount and the number of years between purchase and sale. The following table shows how CDSC percentages on sales decline over time:
IF THE SALE IS MADE DURING THE: THE CDSC PERCENTAGE RATE IS:* First year 5% Second year 4% Third year 3%** Fourth year 3% Fifth year 2% Sixth year 1% Seventh or eighth year 0%
*Because of rounding in the calculation, the portion of the CDSC retained by the distributor may vary and the actual CDSC you pay may be more or less than the CDSC calculated using these percentages. **For shares purchased in a RiverSource fund on or prior to June 12, 2009, the CDSC percentage for the third year is 4%. Although there is no front-end sales charge when you buy Class B shares, the distributor pays a sales commission of 4% to financial intermediaries that sell Class B shares. A portion of this commission may, in turn, be paid to your financial advisor. The distributor receives any CDSC imposed when you sell your Class B shares. You may not make additional purchases of Class B shares if your ROA exceeds $49,999.99. Class B shares purchased in a RiverSource fund prior to May 21, 2005 age on a calendar year basis. Class B shares purchases in a RiverSource fund beginning May 21, 2005 age on a daily basis. For example, a purchase made on Nov. 12, 2004 completed its first year on Dec. 31, 2004 under calendar year aging. However, a purchase made on Nov. 12, 2005 completed its first year on Nov. 11, 2006 under daily aging. Class B shares originally purchased in a RiverSource fund prior to May 21, 2005 will convert to Class A shares in the ninth calendar year of ownership. Class B shares originally purchased in a Seligman fund on or prior to June 12, 2009 will convert to Class A shares in the month prior to the ninth year of ownership. Class B shares purchased in a RiverSource fund beginning May 21, 2005 and Class B shares purchased in a Seligman fund beginning June 13, 2009 will convert to Class A shares one month after the completion of the eighth year of ownership. RIVERSOURCE FAMILY OF FUNDS PRIVACY NOTICE The RiverSource Family of Funds, which includes RiverSource, Seligman, and Threadneedle, branded funds (collectively, the "funds"), are committed to respecting shareholders' rights of privacy and we have adopted the following policy to maintain the confidentiality of the information you share with us: INFORMATION WE COLLECT We know that you expect us to conduct and process your business in a manner that is both accurate and efficient. To do so, we may collect information about you such as your name, address, Social Security number and the names of your beneficiaries. This information is collected from applications or other forms that you provide to us or the financial intermediaries that distribute the funds. We also collect information about your transactions in the funds. In addition, we may obtain information about you from third parties in order to service your account. Financial intermediaries which distribute the funds and service your account, whether or not affiliated with us, may have a customer relationship with you and may independently collect information from you. This Privacy Notice does not apply to their independent collection or use of information about you. INFORMATION WE DISCLOSE We do not disclose any nonpublic personal information about our customers or former customers to anyone, except in two circumstances. We disclose information to companies, whether or not affiliated with us, that help us by providing services to you including companies that market funds on our behalf. We also disclose information when we are permitted or required by law to do so, such as when information is provided to the IRS for tax purposes. SECURITY We maintain physical, electronic, and procedural safeguards to protect your personal information. In addition, we insist that the distributors and other companies that perform services for us limit access to your personal information to authorized employees and agents, and maintain appropriate physical, electronic and procedural safeguards. This privacy notice applies to each fund in the RiverSource Family of Funds, to Tri-Continental Corporation and to LaSalle International Real Estate Fund. It also applies to RiverSource Investments, LLC, RiverSource Fund Distributors, Inc. and RiverSource Service Corporation with respect to the investment advisory, distribution and shareholder services each may provide to the funds. This page is not part of the prospectus. S-6400-10 A (5/09) * Valid until April 30, 2010
-----END PRIVACY-ENHANCED MESSAGE-----