-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PXHa/ljTSFDNIzvLp2+G7e4InhsTHsd87aV1kjH7iajBLnRH6wYpfzJInRKTh7tC M0ajeap2KjUeDHLkLkHBbQ== 0000820027-05-000723.txt : 20050826 0000820027-05-000723.hdr.sgml : 20050826 20050826160922 ACCESSION NUMBER: 0000820027-05-000723 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050826 DATE AS OF CHANGE: 20050826 EFFECTIVENESS DATE: 20050826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXP CALIFORNIA TAX-EXEMPT TRUST CENTRAL INDEX KEY: 0000792717 IRS NUMBER: 411560213 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04646 FILM NUMBER: 051052246 BUSINESS ADDRESS: STREET 1: 50606 AXP FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-7981 MAIL ADDRESS: STREET 1: 50606 AXP FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: IDS CALIFORNIA TAX EXEMPT TRUST DATE OF NAME CHANGE: 19920703 NSAR-B 1 answer.fil AXP CALIFORNIA TAX-EXEMPT TRUST PAGE 1 000 B000000 06/30/2005 000 C000000 0000792717 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 AXP CALIFORNIA TAX-EXEMPT TRUST 001 B000000 811-4646 001 C000000 6126712059 002 A000000 50606 AXP FINANCIAL CENTER 002 B000000 MINNEAPOLIS 002 C000000 MN 002 D010000 55474 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 1 007 C010100 1 007 C020100 AXP CALIFORNIA TAX-EXEMPT FUND 007 C030100 N 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 010 A00AA01 AMERICAN EXPRESS FINANCIAL CORPORATION 010 B00AA01 801-14721 010 C01AA01 MINNEAPOLIS 010 C02AA01 MN 010 C03AA01 55474 011 A00AA01 AMERICAN EXPRESS FINANCIAL ADVISORS INC. 011 B00AA01 8-16791 011 C01AA01 MINNEAPOLIS 011 C02AA01 MN 011 C03AA01 55474 012 A00AA01 AMERICAN EXPRESS CLIENT SERVICE CORPORATION 012 B00AA01 84-5685 012 C01AA01 MINNEAPOLIS 012 C02AA01 MN 012 C03AA01 55474 013 A00AA01 KPMG LLP 013 B01AA01 MINNEAPOLIS PAGE 2 013 B02AA01 MN 013 B03AA01 55402 013 B04AA01 3900 015 A00AA01 U.S. BANK NATIONAL ASSOCIATION 015 B00AA01 C 015 C01AA01 ST. PAUL 015 C02AA01 MN 015 C03AA01 55101 015 C04AA01 1631 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 90 019 C00AA00 AMEXPFUNDS 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 MORGAN STANLEY 022 B000001 13-2655998 022 C000001 28434 022 D000001 34731 022 A000002 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 022 B000002 13-5674085 022 C000002 19914 022 D000002 19122 022 A000003 LEHMAN BROTHERS INC. 022 B000003 13-2518466 022 C000003 16526 022 D000003 14131 022 A000004 CITIGROUP GLOBAL MARKETS INC. 022 B000004 11-2418191 022 C000004 19600 022 D000004 4734 022 A000005 J.P. MORGAN SECURITIES INC. 022 B000005 13-3224016 022 C000005 13150 022 D000005 9653 022 A000006 UBS SECURITIES LLC 022 B000006 13-3873456 022 C000006 10359 022 D000006 11996 022 A000007 BANC OF AMERICA SECURITIES LLC 022 B000007 56-2058405 PAGE 3 022 C000007 7545 022 D000007 14732 022 A000008 SIEBERT (MURIEL) & CO., INC. 022 B000008 13-2639174 022 C000008 0 022 D000008 8176 022 A000009 GOLDMAN, SACHS & CO. 022 B000009 13-5108880 022 C000009 2900 022 D000009 2900 022 A000010 BEAR, STEARNS & CO. INC. 022 B000010 13-3299429 022 C000010 1391 022 D000010 3271 023 C000000 128986 023 D000000 136794 026 A000000 N 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 Y 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 045 00AA00 Y 046 00AA00 N 047 00AA00 Y 048 00AA00 0.000 048 A01AA00 250000 048 A02AA00 0.470 048 B01AA00 250000 048 B02AA00 0.445 048 C01AA00 250000 048 C02AA00 0.420 048 D01AA00 250000 048 D02AA00 0.405 048 E01AA00 0 048 E02AA00 0.000 048 F01AA00 0 048 F02AA00 0.000 048 G01AA00 0 048 G02AA00 0.000 048 H01AA00 0 048 H02AA00 0.000 048 I01AA00 0 048 I02AA00 0.000 048 J01AA00 0 048 J02AA00 0.000 048 K01AA00 1000000 PAGE 4 048 K02AA00 0.380 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 GREAT AMERICAN INS. CO. 080 B00AA00 TRAVELERS CASUALTY & SURETY CO. OF AMERICA 080 C00AA00 600 081 A00AA00 N 081 B00AA00 0 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 086 A01AA00 0 086 A02AA00 0 086 B01AA00 0 086 B02AA00 0 086 C01AA00 0 PAGE 5 086 C02AA00 0 086 D01AA00 0 086 D02AA00 0 086 E01AA00 0 086 E02AA00 0 086 F01AA00 0 086 F02AA00 0 008 A000101 AMERICAN EXPRESS FINANCIAL CORPORATION 008 B000101 A 008 C000101 801-14721 008 D010101 MINNEAPOLIS 008 D020101 MN 008 D030101 55474 024 000100 N 025 D000101 0 025 D000102 0 025 D000103 0 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 2520 028 A020100 542 028 A030100 0 028 A040100 2401 028 B010100 1526 028 B020100 433 028 B030100 0 028 B040100 2940 028 C010100 1120 028 C020100 558 028 C030100 0 028 C040100 4951 028 D010100 1477 028 D020100 433 028 D030100 0 028 D040100 3823 028 E010100 886 028 E020100 444 028 E030100 0 028 E040100 2644 028 F010100 1003 028 F020100 507 028 F030100 0 028 F040100 3343 028 G010100 8532 028 G020100 2917 028 G030100 0 028 G040100 20102 028 H000100 7460 PAGE 6 029 000100 Y 030 A000100 193 030 B000100 4.75 030 C000100 0.00 031 A000100 121 031 B000100 0 032 000100 0 033 000100 72 034 000100 Y 035 000100 25 036 A000100 N 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 700 044 000100 0 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 N 054 A000100 Y 054 B000100 Y 054 C000100 Y 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 Y 054 H000100 Y 054 I000100 N 054 J000100 Y 054 K000100 N 054 L000100 Y 054 M000100 Y 054 N000100 N 054 O000100 Y 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N PAGE 7 058 A000100 N 059 000100 Y 060 A000100 N 060 B000100 N 061 000100 2000 062 A000100 Y 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 3.9 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 96.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 6.6 064 A000100 Y 064 B000100 N 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 N 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y PAGE 8 070 J020100 Y 070 K010100 Y 070 K020100 N 070 L010100 N 070 L020100 N 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 56071 071 B000100 68645 071 C000100 203403 071 D000100 28 072 A000100 12 072 B000100 9826 072 C000100 0 072 D000100 0 072 E000100 0 072 F000100 1011 072 G000100 88 072 H000100 0 072 I000100 91 072 J000100 20 072 K000100 31 072 L000100 0 072 M000100 9 072 N000100 36 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 20 072 S000100 0 072 T000100 700 072 U000100 0 072 V000100 0 072 W000100 7 072 X000100 2013 072 Y000100 8 072 Z000100 7821 072AA000100 2843 072BB000100 0 072CC010100 6676 072CC020100 0 PAGE 9 072DD010100 7236 072DD020100 645 072EE000100 2941 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 87 074 B000100 0 074 C000100 8200 074 D000100 200520 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 0 074 L000100 2700 074 M000100 0 074 N000100 211507 074 O000100 2481 074 P000100 52 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 74 074 S000100 0 074 T000100 208900 074 U010100 35995 074 U020100 3647 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 4189 074 Y000100 0 075 A000100 0 075 B000100 198962 076 000100 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: August 25, 2005 Name of Registrant, Depositor, or Trustee: /s/ Jeffrey P. Fox By (Name and Title): -------------------- Jeffrey P. Fox - Treasurer and Chief Financial Officer /s/ Steven A. Turbenson Witness (Name and Title): ------------------------ Steven A. Turbenson - Assistant Treasurer AXP California Tax-Exempt Trust EX-99.77B ACCT LTTR 2 ex99-77b.txt REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm The Board of Directors and Shareholders AXP California Tax-Exempt Trust: In planning and performing our audit of the financial statements of AXP California Tax-Exempt Fund (fund within the AXP California Tax-Exempt Trust) for the year ended June 30, 2005, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of AXP California Tax-Exempt Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with U.S. generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in the internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). A material weakness is a significant deficiency, or combination of significant deficiencies, that result in more than a remote likelihood that a material misstatement of the annual or interim financial statements will not be prevented or detected. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of June 30, 2005. This report is intended solely for the information and use of management, the Board of Directors of AXP California Tax-Exempt Trust, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ KPMG LLP - ------------ KPMG LLP Minneapolis, Minnesota August 22, 2005 -----END PRIVACY-ENHANCED MESSAGE-----