-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GLe89cx9J7aE8OLpFojrjDqCXU22+bYBhwLtfaNJSJZzm5nN7yuOwNP1E14Jwm6C bDLuUXthd8GpQRdNct+RRg== 0000820027-03-000625.txt : 20030828 0000820027-03-000625.hdr.sgml : 20030828 20030828135221 ACCESSION NUMBER: 0000820027-03-000625 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030828 EFFECTIVENESS DATE: 20030828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXP CALIFORNIA TAX-EXEMPT TRUST CENTRAL INDEX KEY: 0000792717 IRS NUMBER: 411560213 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04646 FILM NUMBER: 03870513 BUSINESS ADDRESS: STREET 1: IDS TOWER 10 STREET 2: T33/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 BUSINESS PHONE: 6123722772 MAIL ADDRESS: STREET 1: 80 SOUTH 8TH STREET STREET 2: T33/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 FORMER COMPANY: FORMER CONFORMED NAME: IDS CALIFORNIA TAX EXEMPT TRUST DATE OF NAME CHANGE: 19920703 NSAR-B 1 answer.fil AXP CALIFORNIA TAX-EXEMPT TRUST PAGE 1 000 B000000 06/30/2003 000 C000000 0000792717 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 AXP CALIFORNIA TAX-EXEMPT TRUST 001 B000000 811-4646 001 C000000 6126713800 002 A000000 200 AXP FINANCIAL CENTER 002 B000000 MINNEAPOLIS 002 C000000 MN 002 D010000 55474 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 1 007 C010100 1 007 C020100 AXP CALIFORNIA TAX-EXEMPT FUND 007 C030100 N 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 011 A00AA01 AMERICAN EXPRESS FINANCIAL ADVISORS INC. 011 B00AA01 8-16791 011 C01AA01 MINNEAPOLIS 011 C02AA01 MN 011 C03AA01 55474 012 A00AA01 AMERICAN EXPRESS CLIENT SERVICE CORPORATION 012 B00AA01 84-5685 012 C01AA01 MINNEAPOLIS 012 C02AA01 MN 012 C03AA01 55474 013 A00AA01 KPMG LLP 013 B01AA01 MINNEAPOLIS 013 B02AA01 MN 013 B03AA01 55402 013 B04AA01 3900 015 A00AA01 U.S.BANK NATIONAL ASSOCIATION 015 B00AA01 C PAGE 2 015 C01AA01 ST. PAUL 015 C02AA01 MN 015 C03AA01 55101 015 C04AA01 1631 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 83 019 C00AA00 AMEXPFUNDS 022 A000001 MORGAN STANLEY 022 B000001 13-2655998 022 C000001 101750 022 D000001 148416 022 A000002 UBS WARBURG LLC 022 B000002 13-3873456 022 C000002 50845 022 D000002 48520 022 A000003 J.P. MORGAN SECURITIES INC. 022 B000003 13-3224016 022 C000003 46789 022 D000003 44238 022 A000004 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 022 B000004 13-5674085 022 C000004 43558 022 D000004 26106 022 A000005 BANC OF AMERICA SECURITIES LLC 022 B000005 56-2058405 022 C000005 21684 022 D000005 28352 022 A000006 LEHMAN BROTHERS INC. 022 B000006 13-2518466 022 C000006 24500 022 D000006 22459 022 A000007 SALOMON SMITH BARNEY INC. 022 B000007 11-2418191 022 C000007 19821 022 D000007 26113 022 A000008 RBC DAIN RAUSCHER INC. 022 B000008 41-0212020 022 C000008 26727 022 D000008 17350 022 A000009 GOLDMAN, SACHS & CO. 022 B000009 13-5108880 022 C000009 26466 022 D000009 9371 022 A000010 STONE & YOUNGBERG LLC 022 B000010 94-1052545 022 C000010 15085 022 D000010 15111 023 C000000 418366 023 D000000 446199 PAGE 3 026 A000000 N 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 Y 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 045 00AA00 Y 046 00AA00 N 047 00AA00 Y 048 00AA00 0.000 048 A01AA00 250000 048 A02AA00 0.470 048 B01AA00 250000 048 B02AA00 0.445 048 C01AA00 250000 048 C02AA00 0.420 048 D01AA00 250000 048 D02AA00 0.405 048 E01AA00 0 048 E02AA00 0.000 048 F01AA00 0 048 F02AA00 0.000 048 G01AA00 0 048 G02AA00 0.000 048 H01AA00 0 048 H02AA00 0.000 048 I01AA00 0 048 I02AA00 0.000 048 J01AA00 0 048 J02AA00 0.000 048 K01AA00 1000000 048 K02AA00 0.380 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N PAGE 4 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 TRAVELERS CASUALTY & SURETY CO. OF AMERICA 080 B00AA00 CONTINENTAL CAUSUALTY CO. 080 C00AA00 750 081 A00AA00 N 081 B00AA00 0 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A000101 AMERICAN EXPRESS FINANCIAL CORPORATION 008 B000101 A 008 C000101 801-14721 008 D010101 MINNEAPOLIS 008 D020101 MN 008 D030101 55474 024 000100 N 028 A010100 1638 028 A020100 727 028 A030100 0 028 A040100 3293 028 B010100 1657 028 B020100 606 028 B030100 0 028 B040100 3400 028 C010100 1845 028 C020100 650 028 C030100 0 028 C040100 3739 028 D010100 1429 028 D020100 706 PAGE 5 028 D030100 0 028 D040100 2880 028 E010100 1780 028 E020100 724 028 E030100 0 028 E040100 3936 028 F010100 4113 028 F020100 559 028 F030100 0 028 F040100 6259 028 G010100 12462 028 G020100 3972 028 G030100 0 028 G040100 23507 028 H000100 4619 029 000100 Y 030 A000100 330 030 B000100 4.75 030 C000100 0.00 031 A000100 173 031 B000100 0 032 000100 0 033 000100 157 034 000100 Y 035 000100 40 036 A000100 N 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 100 043 000100 928 044 000100 0 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 N 054 A000100 N 054 B000100 Y 054 C000100 Y 054 D000100 N PAGE 6 054 E000100 N 054 F000100 N 054 G000100 N 054 H000100 N 054 I000100 N 054 J000100 N 054 K000100 Y 054 L000100 Y 054 M000100 Y 054 N000100 N 054 O000100 Y 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 N 060 B000100 N 061 000100 100 062 A000100 Y 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 6.9 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 93.1 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 17.0 064 A000100 Y 064 B000100 N 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 N 070 B010100 N 070 B020100 N PAGE 7 070 C010100 Y 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 N 070 L020100 N 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 242490 071 B000100 258395 071 C000100 255829 071 D000100 95 072 A000100 12 072 B000100 14115 072 C000100 0 072 D000100 0 072 E000100 0 072 F000100 1274 072 G000100 111 072 H000100 0 072 I000100 108 072 J000100 24 072 K000100 31 072 L000100 0 072 M000100 10 072 N000100 40 072 O000100 0 PAGE 8 072 P000100 0 072 Q000100 0 072 R000100 18 072 S000100 0 072 T000100 928 072 U000100 0 072 V000100 0 072 W000100 8 072 X000100 2552 072 Y000100 4 072 Z000100 11567 072AA000100 8964 072BB000100 0 072CC010100 0 072CC020100 2082 072DD010100 10385 072DD020100 1182 072EE000100 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 69 074 B000100 0 074 C000100 22100 074 D000100 250344 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 57 074 K000100 0 074 L000100 3441 074 M000100 0 074 N000100 276011 074 O000100 7032 074 P000100 19 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 204 074 S000100 0 074 T000100 268756 074 U010100 44133 074 U020100 5901 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 5563 PAGE 9 074 Y000100 0 075 A000100 0 075 B000100 270662 076 000100 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: August 21, 2003 Name of Registrant, Depositor, or Trustee: /s/ Jeffrey P. Fox ------------------ By (Name and Title): Jeffrey P. Fox Treasurer and Chief Financial Officer /s/ Steven A. Turbenson ----------------------- Witness (Name and Title): Steven A. Turbenson Assistant Treasurer AXP California Tax-Exempt Trust EX-99.77B AUD CON 3 audit-cal.txt INDEPENDENT AUDITORS' REPORT ON INTERNAL ACCOUNTING CONTROLS Independent Auditors' Report on Internal Accounting Control The Board of Directors and Shareholders AXP California Tax-Exempt Trust: In planning and performing our audit of the financial statements of AXP California Tax-Exempt Fund (a fund within AXP California Tax-Exempt Trust) for the year ended June 30, 2003, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of AXP California Tax-Exempt Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in the internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above. This report is intended solely for the information and use of management, the Board of Directors of AXP California Tax-Exempt Trust, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ KPMG LLP ------------ KPMG LLP Minneapolis, Minnesota August 8, 2003 -----END PRIVACY-ENHANCED MESSAGE-----