0000869392-18-000123.txt : 20180726
0000869392-18-000123.hdr.sgml : 20180726
20180726152327
ACCESSION NUMBER: 0000869392-18-000123
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 4
CONFORMED PERIOD OF REPORT: 20180531
FILED AS OF DATE: 20180726
DATE AS OF CHANGE: 20180726
EFFECTIVENESS DATE: 20180726
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
CENTRAL INDEX KEY: 0000792288
IRS NUMBER: 046626127
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04518
FILM NUMBER: 18971518
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921000
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND II
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND /MA/
DATE OF NAME CHANGE: 19920609
0000792288
S000006210
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND
C000017118
Class C Shares
C000017119
Class M Shares
C000017120
Class A Shares
PXMAX
C000017121
Class B Shares
PMABX
C000060571
CLASS Y
C000185392
Class T Shares
C000202927
Class R6 Shares
NSAR-B
1
answer.fil
PAGE 1
000 B000000 05/31/2018
000 C000000 0000792288
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001 A000000 PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND
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008 A000001 PUTNAM INVESTMENT MANAGEMENT, LLC
008 B000001 A
008 C000001 801-7974
008 D010001 BOSTON
008 D020001 MA
008 D030001 02109
008 A000002 PUTNAM INVESTMENTS LIMITED
008 B000002 S
008 C000002 801-61441
008 D010002 LONDON
008 D050002 ENGLAND
008 D060002 SW1A 1ER
011 A000001 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
011 B000001 8-5088
011 C010001 BOSTON
011 C020001 MA
011 C030001 02109
012 A000001 PUTNAM INVESTOR SERVICES, INC.
012 B000001 84-06331
PAGE 2
012 C010001 BOSTON
012 C020001 MA
012 C030001 02109
013 A000001 PRICEWATERHOUSECOOPERS LLP
013 B010001 BOSTON
013 B020001 MA
013 B030001 02110
015 A000001 STATE STREET BANK AND TRUST COMPANY
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020 C000005 0
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020 C000007 0
020 C000008 0
020 C000009 0
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021 000000 0
022 A000001 BANK OF AMERICA SECURITIES, LLC
022 B000001 13-5674085
022 C000001 13154
022 D000001 4474
022 A000002 WELLS FARGO SECURITIES, LLC
022 B000002 94-3379992
022 C000002 9426
022 D000002 5329
022 A000003 MORGAN STANLEY & CO., LLC
022 B000003 13-2655998
022 C000003 3655
022 D000003 10073
022 A000004 JPMORGAN SECURITIES, LLC
022 B000004 13-3299429
022 C000004 6582
022 D000004 4747
022 A000005 JANNEY MONTGOMERY SCOTT, LLC
022 B000005 23-0731260
022 C000005 4614
022 D000005 5086
022 A000006 CITIBANK, N.A.
022 B000006 13-5266470
022 C000006 1728
PAGE 3
022 D000006 7919
022 A000007 BARCLAYS CAPITAL, INC.
022 B000007 06-1031656
022 C000007 6779
022 D000007 0
022 A000008 SAMUEL A. RAMIREZ & COMPANY, INC.
022 B000008 13-2695511
022 C000008 3468
022 D000008 2544
022 A000009 PNC CAPITAL MARKETS
022 B000009 20-3719138
022 C000009 5268
022 D000009 0
022 A000010 BB&T CAPITAL MARKETS
022 B000010 54-0294670
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PAGE 4
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PAGE 5
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PAGE 6
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PAGE 7
070 O010000 Y
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PAGE 8
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080 B000000 FEDERAL INSURANCE COMPANY
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PAGE 9
086 B010000 0
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SIGNATURE JANET C. SMITH
TITLE PRINC. ACCT. OFFICER
EX-99
2
newclass77i845.txt
Exhibit 77I
Creation of an additional class of shares
Class R6 shares effective May 18, 2018
PEA#47 filed on May 17, 2018
EX-99
3
perclass845.txt
Putnam Massachusetts Tax Exempt Income Fund, 5/31/18, annual report
Because the electronic format for filing Form NSAR does not
provide adequate space for responding to certain items correctly,
the correct answers are as follows:
72DD1 (000s omitted)
Class A 5,678
Class B 46
Class C 529
Class M 64
72DD2 (000s omitted)
Class Y 1,694
73A1
Class A 0.282187
Class B 0.223077
Class C 0.207904
Class M 0.255717
73A2
class R6 0.008111
Class Y 0.303500
74U1 (000s omitted)
Class A 18,469
Class B 173
Class C 2,163
Class M 234
74U2 (000s omitted)
class R6 1
Class Y 4,549
74V1
Class A 9.45
Class B 9.44
Class C 9.47
Class M 9.45
74V2
class R6 9.48
Class Y 9.48
Item 61
Additional Information About Minimum Required Investment
Shareholders can open a fund account with as little as $500 and
make subsequent investments in any amount. The minimum investment
is waived if you make regular investments weekly, semimonthly, or
monthly through automatic deductions through your bank checking
or savings account. Currently, Putnam is waiving the minimum, but
reserves the right to reject initial investments under the
minimum.
Item 85B
Additional Information About Errors and Omissions Policy
While no claims with respect to the Registrant/Series were filed
under such policy during the period, requests under such policy
for reimbursement of legal expenses and costs arising out of
claims of market timing activity in the Putnam Funds have been
submitted by the investment manager of the Registrant/Series.
EX-99
4
auditletr845.txt
Report of Independent Registered Public Accounting Firm
To the Trustees and Shareholders of Putnam Massachusetts Tax
Exempt Income Fund
In planning and performing our audit of the financial
statements of Putnam Massachusetts Tax Exempt Income Fund (the
Fund) as of and for the year ended May 31, 2018, in accordance
with the standards of the Public Company Accounting Oversight
Board (United States), we considered the Funds internal
control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing
procedures for the purpose of expressing our opinion on the
financial statements and to comply with the requirements of
Form NSAR, but not for the purpose of expressing an opinion on
the effectiveness of the Funds internal control over financial
reporting. Accordingly, we do not express an opinion on the
effectiveness of the Funds internal control over financial
reporting.
The management of the Fund is responsible for establishing and
maintaining effective internal control over financial
reporting. In fulfilling this responsibility, estimates and
judgments by management are required to assess the expected
benefits and related costs of controls. A funds internal
control over financial reporting is a process designed to
provide reasonable assurance regarding the reliability of
financial reporting and the preparation of financial
statements for external purposes in accordance with generally
accepted accounting principles. A funds internal control over
financial reporting includes those policies and procedures
that (1) pertain to the maintenance of records that, in
reasonable detail, accurately and fairly reflect the
transactions and dispositions of the assets of the company (2)
provide reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles, and
that receipts and expenditures of the fund are being made only
in accordance with authorizations of management and trustees
of the company and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition,
use or disposition of a funds assets that could have a
material effect on the financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the
degree of compliance with the policies or procedures may
deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the
Funds annual or interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of the Funds internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies
in internal control over financial reporting that might be
material weaknesses under standards
established by the Public Company Accounting Oversight Board
(United States). However, we noted no deficiencies in the
Funds internal control over financial reporting and its
operation, including controls over safeguarding securities,
that we consider to be material weaknesses as defined above as
of May 31, 2018.
This report is intended solely for the information and use of
management and the Board of Trustees of Putnam Massachusetts
Tax Exempt Income Fund and the Securities and Exchange
Commission and is not intended to be and should not be used by
anyone other than these specified parties.
/s/ PricewaterhouseCoopers LLP
Boston, Massachusetts
July 12, 2018
2 of 2
3 of 3
PricewaterhouseCoopers LLP, 101 Seaport Boulevard, Boston, MA 02210
T (617) 530 5000, F(617) 530 5001, www.pwc.com/us