0001172661-17-001273.txt : 20170628 0001172661-17-001273.hdr.sgml : 20170628 20170628161847 ACCESSION NUMBER: 0001172661-17-001273 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170628 DATE AS OF CHANGE: 20170628 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44549 FILM NUMBER: 17935447 BUSINESS ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: G2 Investment Partners Management LLC CENTRAL INDEX KEY: 0001593404 IRS NUMBER: 270711804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-235-0281 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 SC 13G/A 1 dwch062317a4.htm 13G/A



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934

(Amendment No. 4)* 



Datawatch Corporation

(Name of Issuer)

 

Common Stock, $0.01 par value per share

(Title of Class of Securities)

 

237917208

(CUSIP Number)

 

 

June 23, 2017
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o Rule 13d-1(b)

x Rule 13d-1(c)

o Rule 13d-1(d)

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No.  237917208
 SCHEDULE 13G/A
Page 2 of 8 Pages

 

         
1
NAME OF REPORTING PERSONS
 
G2 Investment Partners Management LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
1,034,987
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
1,034,987
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,034,987
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
8.6%
12
TYPE OF REPORTING PERSON
 
IA

 

 


 

CUSIP No.  237917208
 SCHEDULE 13G/A
Page 3 of 8 Pages

 

         
1
NAME OF REPORTING PERSONS
 
G2 Investment Partners GP LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
492,246
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
492,246
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
492,246
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
4.1%
12
TYPE OF REPORTING PERSON
 
OO

 

 


CUSIP No.  237917208
 SCHEDULE 13G/A
Page 4 of 8 Pages

 

         
1
NAME OF REPORTING PERSONS
 
G2 Investment Partners QP LP
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
492,246
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
492,246
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
492,246
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
4.1%
12
TYPE OF REPORTING PERSON
 
OO

 

 
 

 

CUSIP No.  237917208
 SCHEDULE 13G/A
Page 5 of 8 Pages

 

Item 1.(a) Name of Issuer

Datawatch Corporation

(b) Address of Issuer’s Principal Executive Offices

4 Crosby Drive, Bedford, MA 01730

Item 2.(a) Name of Person Filing

G2 Investment Partners Management LLC

G2 Investment Partners GP LLC

G2 Investment Partners QP LP

(b) Address of Principal Business Office, or, if none, Residence

One Rockefeller Plaza, 23rd Floor, New York, NY 10020

(c) Citizenship

Delaware

 (d) Title of Class of Securities

Common Stock, $0.01 par value per share

 (e) CUSIP No.:

237917208

 
 

 

CUSIP No.  237917208
 SCHEDULE 13G/A
Page 6 of 8 Pages

 

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

  (a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
  (b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
  (c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
  (d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
  (e) o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
  (f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
  (g) ¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
  (h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
  (j) ¨ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
 
  (k) ¨ A group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:                            
       

 

 
 

 

CUSIP No. 237917208
 SCHEDULE 13G/A
Page 7 of 8 Pages

 

 

Item 4. Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

G2 Investment Partners Management LLC

(a) Amount beneficially owned: 1,034,987

(b) Percent of class: 8.6%

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 1,034,987

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 1,034,987

(iv) Shared power to dispose or to direct the disposition of: 0

G2 Investment Partners GP LLC

(a) Amount beneficially owned: 492,246

(b) Percent of class: 4.1%

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 492,246

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 492,246

(iv) Shared power to dispose or to direct the disposition of: 0

G2 Investment Partners QP LP

(a) Amount beneficially owned: 492,246

(b) Percent of class: 4.1%

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 492,246

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 492,246

(iv) Shared power to dispose or to direct the disposition of: 0

Item 5. Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ].

Item 6. Ownership of More Than Five Percent on Behalf of Another Person

 

Not Applicable

Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

 

Not Applicable

Item 8. Identification and Classification of Members of the Group

 

Not Applicable

Item 9. Notice of Dissolution of Group

 

Not Applicable

Item 10. Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect

 

 
CUSIP No.  237917208
 SCHEDULE 13G/A
Page 8 of 8 Pages

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: June 28, 2017

 

 

  G2 Investment Partners Management LLC
       
  By:   Josh Goldberg
    Name:  Josh Goldberg
    Title:  Managing Member

 

  G2 Investment Partners GP LLC
  By: G2 Investment Partners Management LLC
       
  By:   Josh Goldberg
    Name:  Josh Goldberg
    Title:  Managing Member
   
  G2 Investment Partners QP LP
  By: G2 Investment Partners Management LLC
       
  By:   Josh Goldberg
    Name:  Josh Goldberg
    Title:  Managing Member