0001144204-17-024897.txt : 20170505 0001144204-17-024897.hdr.sgml : 20170505 20170505170656 ACCESSION NUMBER: 0001144204-17-024897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170503 FILED AS OF DATE: 20170505 DATE AS OF CHANGE: 20170505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morrison Michael Anthony CENTRAL INDEX KEY: 0001296592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 17819366 MAIL ADDRESS: STREET 1: 7 OVERLOOK DRIVE CITY: GROTON STATE: MA ZIP: 01450 4 1 v466205_4.xml FORM 4 X0306 4 2017-05-03 0 0000792130 DATAWATCH CORP DWCH 0001296592 Morrison Michael Anthony C/O DATAWATCH CORPORATION 4 CROSBY DRIVE BEDFORD MA 01730 1 1 0 0 President & CEO Common Stock 2017-05-03 4 S 0 100 9.00 D 197435 D Common Stock 2017-05-04 4 S 0 13232 8.22 D 184203 D Common Stock 119463 I Trustee Common Stock 15297 I Spouse The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.20 to $8.25. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. These shares are owned by Merrill Lynch, Trustee f/b/o Michael Morrison Roth IRA. These shares are owned by Mr. Morrison's wife as custodian for five UTMA accounts. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. This amount includes 192 shares owned by Mr. Morrison's children held in UTMA accounts which were previously reported as separate holdings. /s/ Robert V. Jahrling as attorney-in-fact for Reporting Person 2017-05-05