0001144204-17-022749.txt : 20170427 0001144204-17-022749.hdr.sgml : 20170427 20170427175547 ACCESSION NUMBER: 0001144204-17-022749 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170425 FILED AS OF DATE: 20170427 DATE AS OF CHANGE: 20170427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mistry Sanjay K CENTRAL INDEX KEY: 0001590079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 17790694 MAIL ADDRESS: STREET 1: C/O DATAWATCH CORPORATION STREET 2: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 v465347_4.xml OWNERSHIP DOCUMENT X0306 4 2017-04-25 0 0000792130 DATAWATCH CORP DWCH 0001590079 Mistry Sanjay K C/O DATAWATCH CORPORATION 4 CROSBY DRIVE BEDFORD MA 01730 0 1 0 0 Vice President, Controller Common Stock 2017-04-25 4 S 0 20096 9.60 D 109602 D Common Stock 2017-04-26 4 S 0 41754 9.35 D 67848 D Common Stock 2017-04-27 4 S 0 42555 9.13 D 25293 D Common Stock 2017-04-25 4 S 0 60 9.61 D 0 I By Daughter Common Stock 2017-04-25 4 S 0 45 9.60 D 0 I By Son Common Stock 2017-04-25 4 S 0 33 9.60 D 0 I By Son The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.59 to $9.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.25 to $9.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.28. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ Robert V. Jahrling, as attorney-in-fact 2017-04-27