0001144204-17-022749.txt : 20170427
0001144204-17-022749.hdr.sgml : 20170427
20170427175547
ACCESSION NUMBER: 0001144204-17-022749
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170425
FILED AS OF DATE: 20170427
DATE AS OF CHANGE: 20170427
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DATAWATCH CORP
CENTRAL INDEX KEY: 0000792130
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 020405716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 978-441-2200
MAIL ADDRESS:
STREET 1: 4 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mistry Sanjay K
CENTRAL INDEX KEY: 0001590079
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19960
FILM NUMBER: 17790694
MAIL ADDRESS:
STREET 1: C/O DATAWATCH CORPORATION
STREET 2: 4 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
v465347_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-04-25
0
0000792130
DATAWATCH CORP
DWCH
0001590079
Mistry Sanjay K
C/O DATAWATCH CORPORATION
4 CROSBY DRIVE
BEDFORD
MA
01730
0
1
0
0
Vice President, Controller
Common Stock
2017-04-25
4
S
0
20096
9.60
D
109602
D
Common Stock
2017-04-26
4
S
0
41754
9.35
D
67848
D
Common Stock
2017-04-27
4
S
0
42555
9.13
D
25293
D
Common Stock
2017-04-25
4
S
0
60
9.61
D
0
I
By Daughter
Common Stock
2017-04-25
4
S
0
45
9.60
D
0
I
By Son
Common Stock
2017-04-25
4
S
0
33
9.60
D
0
I
By Son
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.59 to $9.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.25 to $9.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.28. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
/s/ Robert V. Jahrling, as attorney-in-fact
2017-04-27