0001144204-17-021302.txt : 20170420
0001144204-17-021302.hdr.sgml : 20170420
20170420165330
ACCESSION NUMBER: 0001144204-17-021302
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170418
FILED AS OF DATE: 20170420
DATE AS OF CHANGE: 20170420
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DATAWATCH CORP
CENTRAL INDEX KEY: 0000792130
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 020405716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 978-441-2200
MAIL ADDRESS:
STREET 1: 4 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morrison Michael Anthony
CENTRAL INDEX KEY: 0001296592
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19960
FILM NUMBER: 17773473
MAIL ADDRESS:
STREET 1: 7 OVERLOOK DRIVE
CITY: GROTON
STATE: MA
ZIP: 01450
4
1
v464664_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-04-18
0
0000792130
DATAWATCH CORP
DWCH
0001296592
Morrison Michael Anthony
C/O DATAWATCH CORPORATION
4 CROSBY DRIVE
BEDFORD
MA
01730
1
1
0
0
President and CEO
Common Stock
2017-04-18
4
A
0
110000
0
A
197535
D
Common Stock
119463
I
Trustee
Common Stock
15297
I
Spouse
The securities awarded on 4/18/2017 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Third Amended and Restated 2011 Equity Compensation and Incentive Plan. 36,666 RSUs will vest on 5/1/2018 and an additional 36,667 RSUs will vest on 5/1/2019, with the final 36,667 RSUs vesting on 5/1/2020. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event.
These shares are owned by Merrill Lynch, Trustee f/b/o Michael Morrison Roth IRA.
These shares are owned by Mr. Morrison's wife as custodian for five UTMA accounts. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
This amount includes 192 shares owned by Mr. Morrison's children held in UTMA accounts which were previously reported as separate holdings.
/s/ Robert V. Jahrliing, as attorney-in-fact
2017-04-20