0001144204-17-021294.txt : 20170420 0001144204-17-021294.hdr.sgml : 20170420 20170420164836 ACCESSION NUMBER: 0001144204-17-021294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170418 FILED AS OF DATE: 20170420 DATE AS OF CHANGE: 20170420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLY THOMAS H CENTRAL INDEX KEY: 0001023208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 17773437 MAIL ADDRESS: STREET 1: SCHERING PLOUGH CORP STREET 2: ONE GIRALDA FARMS CITY: MADISON STATE: NJ ZIP: 07940-1000 4 1 v464662_4.xml OWNERSHIP DOCUMENT X0306 4 2017-04-18 0 0000792130 DATAWATCH CORP DWCH 0001023208 KELLY THOMAS H C/O DATAWATCH CORPORATION 4 CROSBY DRIVE BEDFORD MA 01730 1 0 0 0 Common Stock 2017-04-18 4 A 0 7000 0 A 47334 D The securities awarded on 4/18/2017 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Third Amended and Restated 2011 Equity Compensation and Incentive Plan. 2,333 RSUs will vest on 5/1/2018 and an additional 2,333 RSUs will vest on 5/1/2019, with the final 2,334 RSUs vesting on 5/1/2020. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event. /s/ Robert V. Jahrling, as attorney-in-fact 2017-04-20