0001144204-16-131418.txt : 20161103
0001144204-16-131418.hdr.sgml : 20161103
20161103164526
ACCESSION NUMBER: 0001144204-16-131418
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161103
DATE AS OF CHANGE: 20161103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DATAWATCH CORP
CENTRAL INDEX KEY: 0000792130
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 020405716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 978-441-2200
MAIL ADDRESS:
STREET 1: 4 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mistry Sanjay K
CENTRAL INDEX KEY: 0001590079
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19960
FILM NUMBER: 161972320
MAIL ADDRESS:
STREET 1: C/O DATAWATCH CORPORATION
STREET 2: 4 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
v452074_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-11-01
0
0000792130
DATAWATCH CORP
DWCH
0001590079
Mistry Sanjay K
C/O DATAWATCH CORPORATION
4 CROSBY DRIVE
BEDFORD
MA
01730
0
1
0
0
Vice President, Controller
Common Stock
2016-11-01
4
A
0
5000
0
A
144367
D
Common Stock
60
I
By Daughter
Common Stock
45
I
By Son
Common Stock
33
I
By Son
The securities awarded on 11/1/2016 are in the form of restricted stock units (RSUs) issued pursuant to the issuer's Second Amended and Restated 2011 Equity Compensation and Incentive Plan. 1,666 RSUs will vest on 11/15/2017 and an additional 1,667 RSUs will vest at 11/15/2018, with the final 1,667 RSUs vesting on 11/15/2019. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
By: /s/ Robert V. Jahrling, as attorney-in-fact
2016-11-03