0001144204-16-095359.txt : 20160420 0001144204-16-095359.hdr.sgml : 20160420 20160420174252 ACCESSION NUMBER: 0001144204-16-095359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160419 FILED AS OF DATE: 20160420 DATE AS OF CHANGE: 20160420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTTER TERRY W CENTRAL INDEX KEY: 0001226521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 161582134 MAIL ADDRESS: STREET 1: C/O DATAWATCH CORP STREET 2: 175 CABOT STREET STE 503 CITY: LOWELL STATE: MA ZIP: 01854 4 1 v437270_4.xml OWNERSHIP DOCUMENT X0306 4 2016-04-19 0 0000792130 DATAWATCH CORP DWCH 0001226521 POTTER TERRY W C/O DATAWATCH CORPORATION 4 CROSBY DRIVE BEDFORD MA 01730 1 0 0 0 Common Stock 2016-04-19 4 A 0 2500 0 A 53742 D The securities awarded on 4/19/2016 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Second Amended and Restated 2011 Equity Compensation and Incentive Plan. 833 RSUs will vest on 5/1/2017 and an additional 833 RSUs will vest on 5/1/2018, with the final 834 RSUs vesting on 5/1/2019. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event. /s/ Robert V. Jahrling, as attorney-in-fact 2016-04-20