0001144204-16-078880.txt : 20160203 0001144204-16-078880.hdr.sgml : 20160203 20160203200103 ACCESSION NUMBER: 0001144204-16-078880 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151209 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seidl Randy CENTRAL INDEX KEY: 0001665774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 161386523 MAIL ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 4 1 v430551_4.xml OWNERSHIP DOCUMENT X0306 4 2015-12-09 0 0000792130 DATAWATCH CORP DWCH 0001665774 Seidl Randy C/O DATAWATCH CORPORATION 4 CROSBY DRIVE BEDFORD MA 01730 1 0 0 0 Common Stock 2015-12-09 4 A 0 2500 0 A 34500 D Common Stock 2016-02-01 4 P 0 15000 4.11 A 49500 D The securities awarded on 12/9/2015 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Second Amended and Restated 2011 Equity Compensation and Incentive Plan. 833 RSUs will vest on 12/3/2016 and an additional 833 RSUs will vest at 12/3/2017, with the final 834 RSUs vesting on 12/3/2018. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.05 to $4.26. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. /s/ Robert V. Jahrling, as attorney-in-fact 2016-02-03