0001144204-16-078880.txt : 20160203
0001144204-16-078880.hdr.sgml : 20160203
20160203200103
ACCESSION NUMBER: 0001144204-16-078880
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151209
FILED AS OF DATE: 20160203
DATE AS OF CHANGE: 20160203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DATAWATCH CORP
CENTRAL INDEX KEY: 0000792130
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 020405716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 271 MILL ROAD
STREET 2: QUORUM OFFICE PARK
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
BUSINESS PHONE: 978-441-2200
MAIL ADDRESS:
STREET 1: 271 MILL ROAD
STREET 2: QUORUM OFFICE PARK
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Seidl Randy
CENTRAL INDEX KEY: 0001665774
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19960
FILM NUMBER: 161386523
MAIL ADDRESS:
STREET 1: 4 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
v430551_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-12-09
0
0000792130
DATAWATCH CORP
DWCH
0001665774
Seidl Randy
C/O DATAWATCH CORPORATION
4 CROSBY DRIVE
BEDFORD
MA
01730
1
0
0
0
Common Stock
2015-12-09
4
A
0
2500
0
A
34500
D
Common Stock
2016-02-01
4
P
0
15000
4.11
A
49500
D
The securities awarded on 12/9/2015 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Second Amended and Restated 2011 Equity Compensation and Incentive Plan. 833 RSUs will vest on 12/3/2016 and an additional 833 RSUs will vest at 12/3/2017, with the final 834 RSUs vesting on 12/3/2018. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.05 to $4.26. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
/s/ Robert V. Jahrling, as attorney-in-fact
2016-02-03