0001144204-15-030616.txt : 20150514
0001144204-15-030616.hdr.sgml : 20150514
20150514145506
ACCESSION NUMBER: 0001144204-15-030616
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150512
FILED AS OF DATE: 20150514
DATE AS OF CHANGE: 20150514
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DATAWATCH CORP
CENTRAL INDEX KEY: 0000792130
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 020405716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 271 MILL ROAD
STREET 2: QUORUM OFFICE PARK
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
BUSINESS PHONE: 978-441-2200
MAIL ADDRESS:
STREET 1: 271 MILL ROAD
STREET 2: QUORUM OFFICE PARK
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morrison Michael Anthony
CENTRAL INDEX KEY: 0001296592
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19960
FILM NUMBER: 15862260
MAIL ADDRESS:
STREET 1: 7 OVERLOOK DRIVE
CITY: GROTON
STATE: MA
ZIP: 01450
4
1
v410758_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-05-12
0
0000792130
DATAWATCH CORP
DWCH
0001296592
Morrison Michael Anthony
C/O DATAWATCH CORPORATION
271 MILL ROAD, QUORUM OFFICE PARK
CHELMSFORD
MA
01824
1
1
0
0
President and CEO
Common Stock
2015-05-12
4
F
0
14000
7.073
D
192020
D
Common Stock
2015-05-13
4
F
0
11000
6.968
D
181020
D
Common Stock
88
I
By Daughter
Common Stock
60
I
By Daughter
Common Stock
44
I
By Son
Common Stock
119463
I
Trustee
Common Stock
15297
I
Spouse
This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in order to cover taxes due in connection with the vesting of restricted stock units.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.80 to $7.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.81 to $7.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
These shares are owned by Merrill Lynch, Trustee f/b/o Michael Morrison Roth IRA.
These shares are owned by Mr. Morrison's wife as custodian for five UTMA accounts. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
/s/ William B. Asher, Jr. as attorney-in-fact for Reporting Person
2015-05-14