0001144204-15-024420.txt : 20150422 0001144204-15-024420.hdr.sgml : 20150422 20150422192405 ACCESSION NUMBER: 0001144204-15-024420 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150420 FILED AS OF DATE: 20150422 DATE AS OF CHANGE: 20150422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLY THOMAS H CENTRAL INDEX KEY: 0001023208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 15786653 MAIL ADDRESS: STREET 1: SCHERING PLOUGH CORP STREET 2: ONE GIRALDA FARMS CITY: MADISON STATE: NJ ZIP: 07940-1000 4 1 v408045_4.xml OWNERSHIP DOCUMENT X0306 4 2015-04-20 0 0000792130 DATAWATCH CORP DWCH 0001023208 KELLY THOMAS H C/O DATAWATCH CORPORATION 271 MILL ROAD, QUORUM OFFICE PARK CHELMSFORD MA 01824 1 0 0 0 Common Stock 2015-04-20 4 A 0 2500 0 A 32834 D The securities awarded on 4/20/2015 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Second Amended and Restated 2011 Equity Compensation and Incentive Plan. 833 RSUs will vest on 5/1/2016 and an additional 833 RSUs will vest at 5/1/2017, with the final 834 RSUs vesting on 5/1/2018. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event. /s/ William B. Asher, Jr. as attorney-in-fact for Reporting Person 2015-04-22