0001144204-15-024409.txt : 20150422
0001144204-15-024409.hdr.sgml : 20150422
20150422191501
ACCESSION NUMBER: 0001144204-15-024409
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150420
FILED AS OF DATE: 20150422
DATE AS OF CHANGE: 20150422
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DATAWATCH CORP
CENTRAL INDEX KEY: 0000792130
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 020405716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 271 MILL ROAD
STREET 2: QUORUM OFFICE PARK
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
BUSINESS PHONE: 978-441-2200
MAIL ADDRESS:
STREET 1: 271 MILL ROAD
STREET 2: QUORUM OFFICE PARK
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSBORNE RICHARD DE J
CENTRAL INDEX KEY: 0001024388
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19960
FILM NUMBER: 15786638
MAIL ADDRESS:
STREET 1: 40 EAST 94TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10128
4
1
v408039_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-04-20
0
0000792130
DATAWATCH CORP
DWCH
0001024388
OSBORNE RICHARD DE J
C/O DATAWATCH CORPORATION
271 MILL ROAD, QUORUM OFFICE PARK
CHELMSFORD
MA
01824
1
0
0
0
Common Stock
2015-04-20
4
A
0
2500
0
A
346002
D
The securities awarded on 4/20/2015 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Second Amended and Restated 2011 Equity Compensation and Incentive Plan. 833 RSUs will vest on 5/1/2016 and an additional 833 RSUs will vest at 5/1/2017, with the final 834 RSUs vesting on 5/1/2018. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event.
Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein
/s/ William B. Asher, Jr. as attorney-in-fact for Reporting Person
2015-04-22