0001144204-14-072137.txt : 20141203 0001144204-14-072137.hdr.sgml : 20141203 20141203164836 ACCESSION NUMBER: 0001144204-14-072137 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141201 FILED AS OF DATE: 20141203 DATE AS OF CHANGE: 20141203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCARDLE JOAN C CENTRAL INDEX KEY: 0001251386 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 141263898 4/A 1 v395811_4a.xml 4/A X0306 4/A 2014-12-01 2014-12-02 0 0000792130 DATAWATCH CORP DWCH 0001251386 MCARDLE JOAN C C/O DATAWATCH CORPORATION 271 MILL ROAD, QUORUM OFFICE PARK CHELMSFORD MA 01824 1 0 0 0 Common Stock 2014-12-01 4 P 0 2500 8.98 A 5000 D Warrant for Common Stock 11.54 2012-03-30 2019-02-28 Common Stock 185000 185000 I By employer The original filing for this transaction, which was filed on 12/2/2014, listed transaction code "A" in column 3, but should have listed transaction code "P" to identify the transaction as an open market purchase of securities. These warrants are held by Massachusetts Capital Resource Company. The reporting person serves as a senior vice president of Massachusetts Capital Resource Company, and may be deemed to have shared voting and/or investment power over these securities. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/ William B. Asher, Jr. as attorney-in-fact for Reporting Person 2014-12-03