0001144204-14-070951.txt : 20141125
0001144204-14-070951.hdr.sgml : 20141125
20141125165945
ACCESSION NUMBER: 0001144204-14-070951
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141121
FILED AS OF DATE: 20141125
DATE AS OF CHANGE: 20141125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DATAWATCH CORP
CENTRAL INDEX KEY: 0000792130
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 020405716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 271 MILL ROAD
STREET 2: QUORUM OFFICE PARK
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
BUSINESS PHONE: 978-441-2200
MAIL ADDRESS:
STREET 1: 271 MILL ROAD
STREET 2: QUORUM OFFICE PARK
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Plummer Ben
CENTRAL INDEX KEY: 0001559493
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19960
FILM NUMBER: 141250355
MAIL ADDRESS:
STREET 1: C/O DATAWATCH CORPORATION
STREET 2: QUORUM OFFICE PARK, 271 MILL ROAD
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
4
1
v395278_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-11-21
0
0000792130
DATAWATCH CORP
DWCH
0001559493
Plummer Ben
C/O DATAWATCH CORPORATION
271 MILL ROAD, QUORUM OFFICE PARK
CHELMSFORD
MA
01824
0
1
0
0
Chief Marketing Officer
Common Stock
2014-11-21
4
A
0
10000
0
A
101084
D
The securities awarded on 11/21/2014 are in the form of restricted stock units (RSUs) issued pursuant to the issuer's Second Amended and Restated 2011 Equity Compensation and Incentive Plan. These are performance-based RSU awards which will vest following Datawatch's release of fiscal 2015 earnings only if Datawatch's fiscal 2015 revenue represents an increase of 30% or more over fiscal 2014 revenue.
/s/ William B. Asher, Jr., as attorney-in-fact for Reporting Person
2014-11-25