0001144204-14-070951.txt : 20141125 0001144204-14-070951.hdr.sgml : 20141125 20141125165945 ACCESSION NUMBER: 0001144204-14-070951 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141121 FILED AS OF DATE: 20141125 DATE AS OF CHANGE: 20141125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plummer Ben CENTRAL INDEX KEY: 0001559493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 141250355 MAIL ADDRESS: STREET 1: C/O DATAWATCH CORPORATION STREET 2: QUORUM OFFICE PARK, 271 MILL ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 4 1 v395278_4.xml OWNERSHIP DOCUMENT X0306 4 2014-11-21 0 0000792130 DATAWATCH CORP DWCH 0001559493 Plummer Ben C/O DATAWATCH CORPORATION 271 MILL ROAD, QUORUM OFFICE PARK CHELMSFORD MA 01824 0 1 0 0 Chief Marketing Officer Common Stock 2014-11-21 4 A 0 10000 0 A 101084 D The securities awarded on 11/21/2014 are in the form of restricted stock units (RSUs) issued pursuant to the issuer's Second Amended and Restated 2011 Equity Compensation and Incentive Plan. These are performance-based RSU awards which will vest following Datawatch's release of fiscal 2015 earnings only if Datawatch's fiscal 2015 revenue represents an increase of 30% or more over fiscal 2014 revenue. /s/ William B. Asher, Jr., as attorney-in-fact for Reporting Person 2014-11-25