0001144204-13-064275.txt : 20131126
0001144204-13-064275.hdr.sgml : 20131126
20131126143710
ACCESSION NUMBER: 0001144204-13-064275
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131122
FILED AS OF DATE: 20131126
DATE AS OF CHANGE: 20131126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DATAWATCH CORP
CENTRAL INDEX KEY: 0000792130
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 020405716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 271 MILL ROAD
STREET 2: QUORUM OFFICE PARK
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
BUSINESS PHONE: 978-441-2200
MAIL ADDRESS:
STREET 1: 271 MILL ROAD
STREET 2: QUORUM OFFICE PARK
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Plummer Ben
CENTRAL INDEX KEY: 0001559493
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19960
FILM NUMBER: 131243708
MAIL ADDRESS:
STREET 1: C/O DATAWATCH CORPORATION
STREET 2: QUORUM OFFICE PARK, 271 MILL ROAD
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
4/A
1
v361645_4a.xml
OWNERSHIP DOCUMENT
X0306
4/A
2013-11-22
2013-11-26
0
0000792130
DATAWATCH CORP
DWCH
0001559493
Plummer Ben
C/O DATAWATCH CORPORATION
271 MILL ROAD, QUORUM OFFICE PARK
CHELMSFORD
MA
01824
0
1
0
0
Chief Marketing Officer
Common Stock
2013-11-22
4
S
0
10000
31.25
D
96750
D
This amendment is filed to correct an error with respect to the transaction date that appeared in the original filing. The reported sale of 10,000 shares was executed on November 22, 2013, whereas the original filing stated a transaction date of May 30, 2013.
Shares of Issuer's common stock were sold in connection with the payment of withholding taxes with respect to vesting of previously granted Restricted Stock Units. The reporting person's sale of Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 2,000 shares, with the reporting person's purchases of 2,000 shares of DWCH common stock on May 30, 2013 and May 31, 2013. The reporting person has agreed in writing with the Issuer to pay to the Issuer $32,770.55, representing the full amount of the profit realized in connection with the matching transactions, and has made such payment prior to the filing of this Form.
/s/ William B. Asher, Jr. (as attorney-in-fact for Reporting Person)
2013-11-26