0001144204-13-064275.txt : 20131126 0001144204-13-064275.hdr.sgml : 20131126 20131126143710 ACCESSION NUMBER: 0001144204-13-064275 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131122 FILED AS OF DATE: 20131126 DATE AS OF CHANGE: 20131126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plummer Ben CENTRAL INDEX KEY: 0001559493 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 131243708 MAIL ADDRESS: STREET 1: C/O DATAWATCH CORPORATION STREET 2: QUORUM OFFICE PARK, 271 MILL ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 4/A 1 v361645_4a.xml OWNERSHIP DOCUMENT X0306 4/A 2013-11-22 2013-11-26 0 0000792130 DATAWATCH CORP DWCH 0001559493 Plummer Ben C/O DATAWATCH CORPORATION 271 MILL ROAD, QUORUM OFFICE PARK CHELMSFORD MA 01824 0 1 0 0 Chief Marketing Officer Common Stock 2013-11-22 4 S 0 10000 31.25 D 96750 D This amendment is filed to correct an error with respect to the transaction date that appeared in the original filing. The reported sale of 10,000 shares was executed on November 22, 2013, whereas the original filing stated a transaction date of May 30, 2013. Shares of Issuer's common stock were sold in connection with the payment of withholding taxes with respect to vesting of previously granted Restricted Stock Units. The reporting person's sale of Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 2,000 shares, with the reporting person's purchases of 2,000 shares of DWCH common stock on May 30, 2013 and May 31, 2013. The reporting person has agreed in writing with the Issuer to pay to the Issuer $32,770.55, representing the full amount of the profit realized in connection with the matching transactions, and has made such payment prior to the filing of this Form. /s/ William B. Asher, Jr. (as attorney-in-fact for Reporting Person) 2013-11-26