0001072613-12-000353.txt : 20120426
0001072613-12-000353.hdr.sgml : 20120426
20120426201653
ACCESSION NUMBER: 0001072613-12-000353
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20120424
FILED AS OF DATE: 20120426
DATE AS OF CHANGE: 20120426
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DATAWATCH CORP
CENTRAL INDEX KEY: 0000792130
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 020405716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 271 MILL ROAD
STREET 2: QUORUM OFFICE PARK
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
BUSINESS PHONE: 978-441-2200
MAIL ADDRESS:
STREET 1: 271 MILL ROAD
STREET 2: QUORUM OFFICE PARK
CITY: CHELMSFORD
STATE: MA
ZIP: 01824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSBORNE RICHARD DE J
CENTRAL INDEX KEY: 0001024388
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19960
FILM NUMBER: 12785164
MAIL ADDRESS:
STREET 1: 40 EAST 94TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10128
4
1
osborne4-042412_17284.xml
FORM 4 - RICHARD DE J. OSBORNE
X0305
4
2012-04-24
0
0000792130
DATAWATCH CORP
DWCH
0001024388
OSBORNE RICHARD DE J
C/O DATAWATCH CORPORATION
271 MILL ROAD, QUORUM OFFICE PARK
CHELMSFORD
MA
01824
1
0
0
0
Common Stock
2012-04-24
4
A
0
2500
0
A
328502
D
The securities awarded on 4/24/2012 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch 2011 Equity Compensation and Incentive Plan. 833 RSUs will vest on 4/24/2013 and an additional 833 RSUs will vest at 4/24/2014, with the final 834 RSUs vesting on 4/24/2015. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event.
Includes 143,370 shares held by Carnegie Hill Associates, LLC. Mr. Osborne is the Managing Principal of Carnegie Hill Associates, LLC and may be deemed a beneficial owner of the shares held by Carnegie Hill Associates, LLC. Mr. Osborne disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
EXHIBIT 24 - POWER OF ATTORNEY
By: /s/ Murray P. Fish, as attorney-in-fact for Reporting Person
2012-04-26
EX-24
2
poa.txt
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and
appoints Murray P. Fish, Daniel F. Incropera and William B. Asher, Jr. the
undersigned's true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer and/or director of Datawatch Corporation (the
"Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the
Securities Exchange Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4,
or 5 and timely file such form with the United States Securities and
Exchange Commission and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of
benefit to, in the best interest of, or legally required by, the
undersigned, it being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms and conditions
as such attorney-in-fact may approve in such attorney-in-fact's
discretion.
The undersigned hereby grants to such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorney-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 27th day of April, 2011.
/s/ Richard de J. Osborne
------------------------------
Signature
Richard de J. Osborne
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