0000919574-17-000048.txt : 20170104 0000919574-17-000048.hdr.sgml : 20170104 20170104152723 ACCESSION NUMBER: 0000919574-17-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161230 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: G2 INVESTMENT PARTNERS QP LP CENTRAL INDEX KEY: 0001566827 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 17505074 BUSINESS ADDRESS: STREET 1: G2 INVESTMENT PARTNERS MANAGEMENT LLC STREET 2: 14 WEST 49TH STREET, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-235-0281 MAIL ADDRESS: STREET 1: G2 INVESTMENT PARTNERS MANAGEMENT LLC STREET 2: 14 WEST 49TH STREET, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldberg Josh CENTRAL INDEX KEY: 0001608447 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 17505075 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: G2 Investment Partners GP LLC CENTRAL INDEX KEY: 0001651515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 17505076 BUSINESS ADDRESS: STREET 1: 14 WEST 49TH STREET, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-235-0285 MAIL ADDRESS: STREET 1: 14 WEST 49TH STREET, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: G2 Investment Partners Management LLC CENTRAL INDEX KEY: 0001593404 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 17505077 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-235-0281 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 4 1 p7381494.xml OWNERSHIP DOCUMENT X0306 4 2016-12-30 0 0000792130 DATAWATCH CORP DWCH 0001593404 G2 Investment Partners Management LLC ONE ROCKEFELLER PLAZA, 23RD FLOOR NEW YORK NY 10020 0 0 1 0 0001651515 G2 Investment Partners GP LLC ONE ROCKEFELLER PLAZA, 23RD FLOOR NEW YORK NY 10020 0 0 1 0 0001608447 Goldberg Josh ONE ROCKEFELLER PLAZA, 23RD FLOOR NEW YORK NY 10020 0 0 1 0 0001566827 G2 INVESTMENT PARTNERS QP LP ONE ROCKEFELLER PLAZA, 23RD FLOOR NEW YORK NY 10020 0 0 1 0 Common Stock 2016-12-30 2016-12-30 4 P 0 8270 5.45 A 1542334 D Common Stock 2016-12-30 2016-12-30 4 P 0 9800 5.45 A 1827575 I See Footnote These securities are directly owned by G2 Investment Partners QP LP (a "Reporting Person"). These securities are held in the accounts of private investment funds managed by G2 Investment Partners Management LLC ("G2 Investment Partners Management") and may be deemed to be beneficially owned by (i) G2 Investment Partners Management, (ii) G2 Investment Partners GP LLC, and (iii) Josh Goldberg, the managing member of G2 Investment Partners Management and G2 Investment Partners GP LLC (each a "Reporting Person" and together with G2 Investment Partners QP LP, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. The reported price is the weighted average purchase price for purchases on December 30, 2016 by the Reporting Person. The actual prices of such purchases ranged from $5.30 to $5.55. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The reported price is the weighted average purchase price for purchases on December 30, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $5.30 to $5.55. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. ***Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. G2 Investment Partners Management, LLC, By: /s/ Josh Goldberg, Managing Member 2017-01-04 G2 Investment Partners GP LLC, By: /s/ Josh Goldberg, Managing Member 2017-01-04 /s/ Josh Goldberg 2017-01-04 G2 Investment Partners QP LP By: G2 Investment Partners GP LLC By: Josh Goldberg, Managing Member /s/ Josh Goldberg 2017-01-04