0000919574-16-016444.txt : 20161114
0000919574-16-016444.hdr.sgml : 20161111
20161114110222
ACCESSION NUMBER: 0000919574-16-016444
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161109
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DATAWATCH CORP
CENTRAL INDEX KEY: 0000792130
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 020405716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 978-441-2200
MAIL ADDRESS:
STREET 1: 4 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldberg Josh
CENTRAL INDEX KEY: 0001608447
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19960
FILM NUMBER: 161992060
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: G2 Investment Partners GP LLC
CENTRAL INDEX KEY: 0001651515
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19960
FILM NUMBER: 161992061
BUSINESS ADDRESS:
STREET 1: 14 WEST 49TH STREET, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-235-0285
MAIL ADDRESS:
STREET 1: 14 WEST 49TH STREET, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: G2 Investment Partners Management LLC
CENTRAL INDEX KEY: 0001593404
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19960
FILM NUMBER: 161992062
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-235-0281
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
4
1
p7339761.xml
OWNERSHIP DOCUMENT
X0306
4
2016-11-09
0
0000792130
DATAWATCH CORP
DWCH
0001593404
G2 Investment Partners Management LLC
ONE ROCKEFELLER PLAZA, 23RD FLOOR
NEW YORK
NY
10020
0
0
1
0
0001651515
G2 Investment Partners GP LLC
ONE ROCKEFELLER PLAZA, 23RD FLOOR
NEW YORK
NY
10020
0
0
1
0
0001608447
Goldberg Josh
ONE ROCKEFELLER PLAZA, 23RD FLOOR
NEW YORK
NY
10020
0
0
1
0
Common Stock
2016-11-09
2016-11-09
4
P
0
33222
6.55
A
1302194
I
See Footnote
Common Stock
2016-11-09
2016-11-09
4
S
0
12461
6.55
D
1289733
I
See Footnote
Common Stock
2016-11-09
2016-11-09
4
P
0
28629
6.54
A
1318362
I
See Footnote
Common Stock
2016-11-09
2016-11-09
4
S
0
7700
6.60
D
1310662
I
See Footnote
Common Stock
2016-11-09
2016-11-09
4
P
0
13566
6.78
A
1324228
I
See Footnote
Common Stock
2016-11-09
2016-11-09
4
S
0
22100
6.56
D
1302128
I
See Footnote
Common Stock
2016-11-09
2016-11-09
4
P
0
66903
6.57
A
1369031
I
See Footnote
Common Stock
2016-11-09
2016-11-09
4
S
0
7500
6.61
D
1361531
I
See Footnote
Common Stock
2016-11-09
2016-11-09
4
P
0
4599
6.64
A
1366130
I
See Footnote
Common Stock
2016-11-10
2016-11-10
4
P
0
100
6.80
A
1366230
I
See Footnote
Common Stock
2016-11-10
2016-11-10
4
S
0
100
6.70
D
1366130
I
See Footnote
Common Stock
2016-11-10
2016-11-10
4
P
0
10102
6.81
A
1376232
I
See Footnote
Common Stock
2016-11-10
2016-11-10
4
S
0
8710
6.75
D
1367522
I
See Footnote
Common Stock
2016-11-10
2016-11-10
4
P
0
16687
6.87
A
1384209
I
See Footnote
Common Stock
2016-11-10
2016-11-10
4
S
0
8700
6.80
D
1375509
I
See Footnote
Common Stock
2016-11-10
2016-11-10
4
P
0
68540
6.93
A
1444049
I
See Footnote
Common Stock
2016-11-10
2016-11-10
4
S
0
47555
6.86
D
1396494
I
See Footnote
Common Stock
2016-11-10
2016-11-10
4
P
0
48550
6.73
A
1445044
I
See Footnote
Common Stock
2016-11-10
2016-11-10
4
S
0
5900
6.70
D
1439144
I
See Footnote
Common Stock
2016-11-10
2016-11-10
4
P
0
11600
6.73
A
1450744
I
See Footnote
Common Stock
2016-11-10
2016-11-10
4
S
0
1200
6.75
D
1499544
I
See Footnote
Common Stock
2016-11-10
2016-11-10
4
P
0
13203
6.89
A
1462747
I
See Footnote
These securities are held in the accounts of private investment funds managed by G2 Investment Partners Management LLC ("G2 Investment Partners Management") and may be deemed to be beneficially owned by (i) G2 Investment Partners Management, (ii) G2 Investment Partners GP LLC, and (iii) Josh Goldberg, the managing member of G2 Investment Partners Management and G2 Investment Partners GP LLC (collectively, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
The reported price is the weighted average purchase price for purchases on November 9, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.40 to $6.75. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average sale price for sales on November 9, 2016 by the Reporting Persons. The actual prices of such sales ranged from $6.55 to $6.58. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average purchase price for purchases on November 9, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.40 to $6.80. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average sale price for sales on November 9, 2016 by the Reporting Persons. The actual prices of such sales ranged from $6.60 to $6.65. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average purchase price for purchases on November 9, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.55 to $6.90. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average sale price for sales on November 9, 2016 by the Reporting Persons. The actual prices of such sales ranged from $6.50 to $6.70. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average purchase price for purchases on November 9, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.40 to $6.75. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average sale price for sales on November 9, 2016 by the Reporting Persons. The actual prices of such sales ranged from $6.60 to $6.65. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average purchase price for purchases on November 9, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.60 to $6.70. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average purchase price for purchases on November 10, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.65 to $7.00. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average sale price for sales on November 10, 2016 by the Reporting Persons. The actual prices of such sales ranged from $6.75 to $6.80. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average purchase price for purchases on November 10, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.70 to $6.95. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average purchase price for purchases on November 10, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.75 to $7.00. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average sale price for sales on November 10, 2016 by the Reporting Persons. The actual prices of such sales ranged from $6.85 to $6.90. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average purchase price for purchases on November 10, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.55 to $6.80. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average sale price for sales on November 10, 2016 by the Reporting Persons. The actual prices of such sales ranged from $6.70 to $6.73. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reported price is the weighted average purchase price for purchases on November 10, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.65 to $6.80. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
The reported price is the weighted average purchase price for purchases on November 10, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.75 to $7.00. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
***Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
G2 Investment Partners Management, LLC, By: /s/ Josh Goldberg, Managing Member
2016-11-14
G2 Investment Partners GP LLC, By: /s/ Josh Goldberg, Managing Member
2016-11-14
/s/ Josh Goldberg
2016-11-14