0000919574-16-016152.txt : 20161108 0000919574-16-016152.hdr.sgml : 20161108 20161108183839 ACCESSION NUMBER: 0000919574-16-016152 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161104 FILED AS OF DATE: 20161108 DATE AS OF CHANGE: 20161108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 4 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldberg Josh CENTRAL INDEX KEY: 0001608447 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 161982409 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: G2 Investment Partners GP LLC CENTRAL INDEX KEY: 0001651515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 161982410 BUSINESS ADDRESS: STREET 1: 14 WEST 49TH STREET, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-235-0285 MAIL ADDRESS: STREET 1: 14 WEST 49TH STREET, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: G2 Investment Partners Management LLC CENTRAL INDEX KEY: 0001593404 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19960 FILM NUMBER: 161982411 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-235-0281 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 3 1 p7328031.xml G2 INVESTMENT PARTNERS/ DATAWATCH CORPORATION X0206 3 2016-11-04 0 0000792130 DATAWATCH CORP DWCH 0001593404 G2 Investment Partners Management LLC ONE ROCKEFELLER PLAZA, 23RD FLOOR NEW YORK NY 10020 0 0 1 0 0001651515 G2 Investment Partners GP LLC ONE ROCKEFELLER PLAZA, 23RD FLOOR NEW YORK NY 10020 0 0 1 0 0001608447 Goldberg Josh ONE ROCKEFELLER PLAZA, 23RD FLOOR NEW YORK NY 10020 0 0 1 0 Common Stock 1187489 I See Footnote These securities are held in the accounts of private investment funds managed by G2 Investment Partners Management LLC ("G2 Investment Partners Management") and may be deemed to be beneficially owned by (i) G2 Investment Partners Management, (ii) G2 Investment Partners GP LLC and (iii) Josh Goldberg, the managing member of G2 Investment Partners Management and G2 Investment Partners GP LLC (collectively, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. G2 Investment Partners Management, LLC, By: /s/ Josh Goldberg, Managing Member 2016-11-08 G2 Investment Partners GP LLC, By: /s/ Josh Goldberg, Managing Member 2016-11-08 /s/ Josh Goldberg 2016-11-08