0001940648-24-000002.txt : 20240129 0001940648-24-000002.hdr.sgml : 20240129 20240129104316 ACCESSION NUMBER: 0001940648-24-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240125 FILED AS OF DATE: 20240129 DATE AS OF CHANGE: 20240129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watkins Brad M CENTRAL INDEX KEY: 0001940648 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 24571137 MAIL ADDRESS: STREET 1: 72 CANDY LANE CITY: SYOSSET STATE: NY ZIP: 11791 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 4 1 wk-form4_1706542987.xml FORM 4 X0508 4 2024-01-25 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001940648 Watkins Brad M C/O OPPENHEIMER & CO. INC. 85 BROAD STREET NEW YORK NY 10004 0 1 0 0 CFO 0 Restricted Class A non-voting common stock 2024-01-25 4 J 0 3500 A Class A non-voting common stock 3500 16000 D The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. /s/ Jenny Chan, as Attorney-in-fact for Brad M. Watkins 2024-01-29