0001594628-24-000006.txt : 20240213
0001594628-24-000006.hdr.sgml : 20240213
20240213160801
ACCESSION NUMBER: 0001594628-24-000006
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240213
DATE AS OF CHANGE: 20240213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lowenthal Robert S
CENTRAL INDEX KEY: 0001594628
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12043
FILM NUMBER: 24625844
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC
CENTRAL INDEX KEY: 0000791963
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 980080034
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: (212) 825-4331
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC
DATE OF NAME CHANGE: 19950725
FORMER COMPANY:
FORMER CONFORMED NAME: VINER E A HOLDINGS LTD
DATE OF NAME CHANGE: 19880622
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD
DATE OF NAME CHANGE: 19861030
5
1
wk-form5_1707858467.xml
FORM 5
X0508
5
2023-12-31
0
0
0
0000791963
OPPENHEIMER HOLDINGS INC
OPY
0001594628
Lowenthal Robert S
OPPENHEIMER HOLDINGS INC.
85 BROAD STREET
NEW YORK
NY
10004
1
0
0
0
0
Class A non-voting common stock
2023-02-24
5
P
0
13.99
44.05
A
4123
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
2023-05-26
5
P
0
16.52
37.43
A
4140
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
2023-08-25
5
P
0
16.11
38.53
A
4156
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
2023-11-24
5
P
0
15.32
40.68
A
4171
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
174000
I
Beneficiary R.S. Lowenthal Trust
Class A non-voting common stock
150000
I
Beneficiary A.R. Lowenthal Trust
Class A non-voting common stock
303357
I
Beneficiary Phase II Financial LP
Class A non-voting common stock
74795
D
Class B voting common stock
650
D
The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.
/s/ Jenny Chan, as Attorney-in-fact for Robert S. Lowenthal
2024-02-13