0001594628-23-000006.txt : 20230208
0001594628-23-000006.hdr.sgml : 20230208
20230208164846
ACCESSION NUMBER: 0001594628-23-000006
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230208
DATE AS OF CHANGE: 20230208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lowenthal Robert S
CENTRAL INDEX KEY: 0001594628
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12043
FILM NUMBER: 23599758
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC
CENTRAL INDEX KEY: 0000791963
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 980080034
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: (212) 825-4331
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC
DATE OF NAME CHANGE: 19950725
FORMER COMPANY:
FORMER CONFORMED NAME: VINER E A HOLDINGS LTD
DATE OF NAME CHANGE: 19880622
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD
DATE OF NAME CHANGE: 19861030
5
1
wf-form5_167589290695683.xml
FORM 5
X0306
5
2022-12-31
0
0
0
0000791963
OPPENHEIMER HOLDINGS INC
OPY
0001594628
Lowenthal Robert S
OPPENHEIMER HOLDINGS INC.
85 BROAD STREET
NEW YORK
NY
10004
1
0
0
0
Class A non-voting common stock
2022-02-25
5
P
0
14.067
43.14
A
4060
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
2022-05-27
5
P
0
17.175
35.46
A
4077
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
2022-08-26
5
P
0
16.641
36.76
A
4094
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
2022-11-25
5
P
0
14.915
41.18
A
4109
I
Held in the Oppenheimer & Co. Inc. 401k Plan
The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.
/s/ Jenny Chan, as Attorney-in-fact for Robert S Lowenthal
2023-02-08