0001594628-23-000004.txt : 20230131
0001594628-23-000004.hdr.sgml : 20230131
20230131160731
ACCESSION NUMBER: 0001594628-23-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230129
FILED AS OF DATE: 20230131
DATE AS OF CHANGE: 20230131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lowenthal Robert S
CENTRAL INDEX KEY: 0001594628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12043
FILM NUMBER: 23572605
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC
CENTRAL INDEX KEY: 0000791963
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 980080034
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: (212) 825-4331
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC
DATE OF NAME CHANGE: 19950725
FORMER COMPANY:
FORMER CONFORMED NAME: VINER E A HOLDINGS LTD
DATE OF NAME CHANGE: 19880622
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD
DATE OF NAME CHANGE: 19861030
4
1
wf-form4_167519922927244.xml
FORM 4
X0306
4
2023-01-29
0
0000791963
OPPENHEIMER HOLDINGS INC
OPY
0001594628
Lowenthal Robert S
OPPENHEIMER HOLDINGS INC.
85 BROAD STREET
NEW YORK
NY
10004
1
0
0
0
Class A non-voting common stock
2023-01-29
4
J
0
2978
A
63538
D
Class A non-voting common stock
174000
I
Beneficiary R.S. Lowenthal Trust
Class A non-voting common stock
150000
I
Beneficiary A.R. Lowenthal Trust
Class A non-voting common stock
303357
I
Beneficiary Phase II Financial LP
Class B voting common stock
650
D
Restricted Class A non-voting common stock
2023-01-29
4
J
0
5000
D
Class A non-voting common stock
2978.0
202368
D
The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,978 Class A non-voting common shares were converted and 2,022 shares were forfeited.
/s/ Jenny Chan, as Attorney-in-fact for Robert S Lowenthal
2023-01-31