0001594628-23-000002.txt : 20230127 0001594628-23-000002.hdr.sgml : 20230127 20230127091418 ACCESSION NUMBER: 0001594628-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230125 FILED AS OF DATE: 20230127 DATE AS OF CHANGE: 20230127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowenthal Robert S CENTRAL INDEX KEY: 0001594628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 23559859 MAIL ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 4 1 wf-form4_167482884531048.xml FORM 4 X0306 4 2023-01-25 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001594628 Lowenthal Robert S OPPENHEIMER HOLDINGS INC. 85 BROAD STREET NEW YORK NY 10004 1 0 0 0 Restricted Class A non-voting common stock 2023-01-25 4 J 0 20000 A Class A non-voting common stock 20000.0 20000 D The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. /s/ Jenny Chan, as Attorney-in-fact for Robert S Lowenthal 2023-01-25