0001594628-22-000002.txt : 20220210
0001594628-22-000002.hdr.sgml : 20220210
20220210165304
ACCESSION NUMBER: 0001594628-22-000002
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220210
DATE AS OF CHANGE: 20220210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lowenthal Robert S
CENTRAL INDEX KEY: 0001594628
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12043
FILM NUMBER: 22614920
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC
CENTRAL INDEX KEY: 0000791963
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 980080034
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: (212) 825-4331
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC
DATE OF NAME CHANGE: 19950725
FORMER COMPANY:
FORMER CONFORMED NAME: VINER E A HOLDINGS LTD
DATE OF NAME CHANGE: 19880622
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD
DATE OF NAME CHANGE: 19861030
5
1
wf-form5_164452995917917.xml
FORM 5
X0306
5
2021-12-31
0
0
0
0000791963
OPPENHEIMER HOLDINGS INC
OPY
0001594628
Lowenthal Robert S
OPPENHEIMER HOLDINGS INC.
85 BROAD STREET
NEW YORK
NY
10004
1
0
0
0
Class A non-voting common stock
2021-02-26
5
P
0
12.35
38.06
A
3928
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
2021-05-28
5
P
0
9.62
49.01
A
3937
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
2021-08-26
5
P
0
12.66
46.66
A
3950
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
2021-11-26
5
P
0
11.49
51.57
A
3961
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
2021-12-31
5
P
0
84.85
46.69
A
4046
I
Held in the Oppenheimer & Co. Inc. 401k Plan
The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.
/s/ Jenny Chan, as Attorney-in-fact for Robert S Lowenthal
2022-02-08