0001594628-22-000002.txt : 20220210 0001594628-22-000002.hdr.sgml : 20220210 20220210165304 ACCESSION NUMBER: 0001594628-22-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220210 DATE AS OF CHANGE: 20220210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowenthal Robert S CENTRAL INDEX KEY: 0001594628 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 22614920 MAIL ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 5 1 wf-form5_164452995917917.xml FORM 5 X0306 5 2021-12-31 0 0 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001594628 Lowenthal Robert S OPPENHEIMER HOLDINGS INC. 85 BROAD STREET NEW YORK NY 10004 1 0 0 0 Class A non-voting common stock 2021-02-26 5 P 0 12.35 38.06 A 3928 I Held in the Oppenheimer & Co. Inc. 401k Plan Class A non-voting common stock 2021-05-28 5 P 0 9.62 49.01 A 3937 I Held in the Oppenheimer & Co. Inc. 401k Plan Class A non-voting common stock 2021-08-26 5 P 0 12.66 46.66 A 3950 I Held in the Oppenheimer & Co. Inc. 401k Plan Class A non-voting common stock 2021-11-26 5 P 0 11.49 51.57 A 3961 I Held in the Oppenheimer & Co. Inc. 401k Plan Class A non-voting common stock 2021-12-31 5 P 0 84.85 46.69 A 4046 I Held in the Oppenheimer & Co. Inc. 401k Plan The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. /s/ Jenny Chan, as Attorney-in-fact for Robert S Lowenthal 2022-02-08