0001594628-21-000003.txt : 20210224
0001594628-21-000003.hdr.sgml : 20210224
20210224162610
ACCESSION NUMBER: 0001594628-21-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210223
FILED AS OF DATE: 20210224
DATE AS OF CHANGE: 20210224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lowenthal Robert S
CENTRAL INDEX KEY: 0001594628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12043
FILM NUMBER: 21673652
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC
CENTRAL INDEX KEY: 0000791963
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 980080034
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: (212) 825-4331
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC
DATE OF NAME CHANGE: 19950725
FORMER COMPANY:
FORMER CONFORMED NAME: VINER E A HOLDINGS LTD
DATE OF NAME CHANGE: 19880622
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD
DATE OF NAME CHANGE: 19861030
4
1
wf-form4_161420194479806.xml
FORM 4
X0306
4
2021-02-23
0
0000791963
OPPENHEIMER HOLDINGS INC
OPY
0001594628
Lowenthal Robert S
OPPENHEIMER HOLDINGS INC.
85 BROAD STREET
NEW YORK
NY
10004
1
0
0
0
Class A non-voting common stock
2021-02-23
4
J
0
4678
A
60560
D
Class A non-voting common stock
174000
I
Beneficiary R.S. Lowenthal Trust
Class A non-voting common stock
150000
I
Beneficiary A.R. Lowenthal Trust
Class A non-voting common stock
303357
I
Beneficiary Phase II Financial LP
Class B voting common stock
650
D
Restricted Class A non-voting common stock
2021-02-23
4
J
0
10000
D
Class A non-voting common stock
4678.0
137368
D
The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited.
/s/ Jenny Chan, as Attorney-in-fact for Robert S Lowenthal
2021-02-24