0001435741-16-000004.txt : 20160705 0001435741-16-000004.hdr.sgml : 20160705 20160705122139 ACCESSION NUMBER: 0001435741-16-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160705 DATE AS OF CHANGE: 20160705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EHRHARDT WILLIAM CENTRAL INDEX KEY: 0001435741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 161749484 MAIL ADDRESS: STREET 1: 1008 MARY ALLAN LANE CITY: MOUNTAINSIDE STATE: NJ ZIP: 07092 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-07-01 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001435741 EHRHARDT WILLIAM 563 PINE RANCH EAST ROAD OSPREY FL 34229 1 0 0 0 Class A non-voting common stock 2016-07-01 4 J 0 663 A 18850 D Restricted Class A non-voting common stock 2016-07-01 4 J 0 663 D Class A non-voting common stock 663 0 D The transaction describes the vesting of restricted shares of Class A non-voting common stock into shares of Class A non-voting common stock. /s/ William Ehrhardt 2016-07-05