0001395774-23-000006.txt : 20230131 0001395774-23-000006.hdr.sgml : 20230131 20230131160447 ACCESSION NUMBER: 0001395774-23-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230129 FILED AS OF DATE: 20230131 DATE AS OF CHANGE: 20230131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McNAMARA DENNIS P CENTRAL INDEX KEY: 0001395774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 23572546 MAIL ADDRESS: STREET 1: C/O OPPENHEIMER & CO. INC. STREET 2: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 4 1 wf-form4_167519906986332.xml FORM 4 X0306 4 2023-01-29 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001395774 McNAMARA DENNIS P C/O OPPENHEIMER & CO. INC. 85 BROAD STREET NEW YORK NY 10004 0 1 0 0 Secretary Class A non-voting common stock 2023-01-29 4 J 0 2081 A 36444 D Restricted Class A non-voting common stock 2023-01-29 4 J 0 3500 D Class A non-voting common stock 2081.0 19000 D The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,081 Class A non-voting common shares were converted and 1,419 shares were forfeited. /s/ Jenny Chan, as Attorney-in-fact for Dennis P. McNamara 2023-01-31