0001395774-20-000003.txt : 20200131 0001395774-20-000003.hdr.sgml : 20200131 20200131132019 ACCESSION NUMBER: 0001395774-20-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200129 FILED AS OF DATE: 20200131 DATE AS OF CHANGE: 20200131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McNAMARA DENNIS P CENTRAL INDEX KEY: 0001395774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 20564396 MAIL ADDRESS: STREET 1: 99 COLONIAL PARKWAY CITY: MANHASSET STATE: NY ZIP: 11030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-01-29 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001395774 McNAMARA DENNIS P 99 COLONIAL PARKWAY MANHASSET NY 11030 0 1 0 0 Secretary Restricted Class A non-voting common stock 2020-01-29 4 J 0 5000 A Class A non-voting common stock 5000 24500 D The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. /s/ Jenny Chan, as Attorney-in-fact for Dennis P. McNamara 2020-01-31