-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LhvP41166nQ62DW4eouDx6K4GHKzjD8k4D4BlifAkRml8lFT9K3LeNuQ6ASDJaNQ jH1+vMwsvM0q3T79GJV96Q== 0001249035-07-000002.txt : 20070110 0001249035-07-000002.hdr.sgml : 20070110 20070110194045 ACCESSION NUMBER: 0001249035-07-000002 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070103 FILED AS OF DATE: 20070110 DATE AS OF CHANGE: 20070110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 1110, P.O. BOX 2015 STREET 2: 20 EGLINTON AVE. WEST CITY: TORONTO STATE: A6 ZIP: M4R 1K8 BUSINESS PHONE: (416)322-1515 MAIL ADDRESS: STREET 1: PO BOX 2015 SUITE 1110 STREET 2: 20 EGLINTON AVENUE WEST CITY: TORONTO STATE: A6 ZIP: M4R 1K8 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINBERG BURTON CENTRAL INDEX KEY: 0001249035 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 07524365 BUSINESS ADDRESS: STREET 1: C/O OPPENHEIMER HOLDINGS INC STREET 2: BOX 2015, 20 EGLINTON AVE. W. CITY: TORONTO ONTARIO STATE: A6 ZIP: M4R 1K8 BUSINESS PHONE: 4163221515 MAIL ADDRESS: STREET 1: 170 THE DONWAY W. STREET 2: SUITE 307 CITY: TORONTO ONTARIO STATE: A6 ZIP: M3C 2G3 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 4/A 2007-01-03 2007-01-05 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001249035 WINBERG BURTON 170 THE DONWAY W. SUITE 307 TORONTO ONTARIO A6 M3C 2G3 ONTARIO, CANADA 1 0 0 0 CLASS A NON-VOTING SHARES 2007-01-03 4 M 0 25000 25.95 A 8800 D OPTIONS ON CLASS A SHARES 25.95 2007-01-03 4 X 0 25000 25.95 D 2006-08-26 2007-02-25 CLASS A NON-VOTING SHARES 25000 0 D PRICE WAS INCORRECTLY TYPED IN AS $25.75 IN FORM 4 FILED ON 1/5/07. B. Winberg 2007-01-10 -----END PRIVACY-ENHANCED MESSAGE-----