0001249033-16-000006.txt : 20160705 0001249033-16-000006.hdr.sgml : 20160705 20160705155329 ACCESSION NUMBER: 0001249033-16-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160705 DATE AS OF CHANGE: 20160705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OUGHTRED A WINN CENTRAL INDEX KEY: 0001249033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 161750370 MAIL ADDRESS: STREET 1: 74 HUDSON DR CITY: TORONTO ONTARIO STATE: A6 ZIP: M4T 2K3 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-07-01 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001249033 OUGHTRED A WINN 52A MAPLE AVENUE TORONTO A6 M4W 2T7 ONTARIO, CANADA 1 0 0 0 Class A non-voting common stock 2016-07-01 4 J 0 662 A 19650 D Restricted Class A non-voting common stock 2016-07-01 4 J 0 662 D Class A non-voting common stock 662 0 D The transaction describes the vesting of restricted shares of Class A non-voting common stock into shares of Class A non-voting common stock. /s/ A. W. Oughtred 2016-07-05