0001249033-16-000004.txt : 20160129
0001249033-16-000004.hdr.sgml : 20160129
20160129172211
ACCESSION NUMBER: 0001249033-16-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160128
FILED AS OF DATE: 20160129
DATE AS OF CHANGE: 20160129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC
CENTRAL INDEX KEY: 0000791963
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 980080034
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: (212) 825-4331
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC
DATE OF NAME CHANGE: 19950725
FORMER COMPANY:
FORMER CONFORMED NAME: VINER E A HOLDINGS LTD
DATE OF NAME CHANGE: 19880622
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD
DATE OF NAME CHANGE: 19861030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OUGHTRED A WINN
CENTRAL INDEX KEY: 0001249033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12043
FILM NUMBER: 161374493
MAIL ADDRESS:
STREET 1: 74 HUDSON DR
CITY: TORONTO ONTARIO
STATE: A6
ZIP: M4T 2K3
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-01-28
0
0000791963
OPPENHEIMER HOLDINGS INC
OPY
0001249033
OUGHTRED A WINN
74 HUDSON DR
TORONTO
A6
M4T 2K3
ONTARIO, CANADA
1
0
0
0
Class A non-voting common stock
2016-01-28
4
A
0
4000
0
A
18988
D
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan
/s/ A. W. Oughtred
2016-01-29