0001249033-16-000004.txt : 20160129 0001249033-16-000004.hdr.sgml : 20160129 20160129172211 ACCESSION NUMBER: 0001249033-16-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160128 FILED AS OF DATE: 20160129 DATE AS OF CHANGE: 20160129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OUGHTRED A WINN CENTRAL INDEX KEY: 0001249033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 161374493 MAIL ADDRESS: STREET 1: 74 HUDSON DR CITY: TORONTO ONTARIO STATE: A6 ZIP: M4T 2K3 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-01-28 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001249033 OUGHTRED A WINN 74 HUDSON DR TORONTO A6 M4T 2K3 ONTARIO, CANADA 1 0 0 0 Class A non-voting common stock 2016-01-28 4 A 0 4000 0 A 18988 D Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan /s/ A. W. Oughtred 2016-01-29