-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KSx7HOsceLsjpy5XT/RM3CqmPhWHz9o3yIVaLprAoKe/iGVQfnasw0pXnUSqwrEK l1PNI8YSOV/FPdUr0yqhCQ== 0001218024-04-000007.txt : 20040318 0001218024-04-000007.hdr.sgml : 20040318 20040318133229 ACCESSION NUMBER: 0001218024-04-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040317 FILED AS OF DATE: 20040318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 1110, P.O. BOX 2015 STREET 2: 20 EGLINTON AVE. WEST CITY: TORONTO STATE: A6 ZIP: M4R 1K8 BUSINESS PHONE: (416)322-1515 MAIL ADDRESS: STREET 1: PO BOX 2015 SUITE 1110 STREET 2: 20 EGLINTON AVENUE WEST CITY: TORONTO STATE: A6 ZIP: M4R 1K8 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS ELAINE K CENTRAL INDEX KEY: 0001218024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 04677371 BUSINESS ADDRESS: STREET 1: C/O OPPENHEIMER HOLDINGS INC STREET 2: BOX 2015, 20 EGLINTON AVE. W. CITY: TORONTO ONTARIO STATE: A6 ZIP: M4R 1K8 BUSINESS PHONE: 4163221515 MAIL ADDRESS: STREET 1: 186 FOREST HILL RD CITY: TORONTO ONTARIO STATE: A6 ZIP: M5P 2N4 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-03-17 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001218024 ROBERTS ELAINE K 186 FOREST HILL RD TORONTO ONTARIO A6 M5P 2N4 ONTARIO, CANADA 1 1 0 0 PRESIDENT & TREASURER OPTIONS ON CLASS A NON-VOTING SHARES 33 2004-03-17 4 M 0 75000 33 A 2008-08-25 2009-02-25 CLASS A NON-VOTING SHARES 75000 85000 D OPTIONS WERE GRANTED ON FEBRUARY 26, 2004, SUBJECT TO SHAREHOLDER APPROVAL (WHICH WILL BE SOUGHT ON MAY 17, 2004) AND TORONTO STOCK EXCHANGE APPROVAL, WHICH WAS OBTAINED ON MARCH 17, 2004 E.K. ROBERTS 2004-03-17 -----END PRIVACY-ENHANCED MESSAGE-----