0001215176-21-000001.txt : 20210129 0001215176-21-000001.hdr.sgml : 20210129 20210129160247 ACCESSION NUMBER: 0001215176-21-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210128 FILED AS OF DATE: 20210129 DATE AS OF CHANGE: 20210129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH R LAWRENCE CENTRAL INDEX KEY: 0001215176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 21571135 MAIL ADDRESS: STREET 1: C/O OPPENHEIMER HOLDINGS INC. STREET 2: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 4 1 wf-form4_161195415131405.xml FORM 4 X0306 4 2021-01-28 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001215176 ROTH R LAWRENCE C/O OPPENHEIMER HOLDINGS INC., 85 BROAD STREET NEW YORK NY 10004 1 0 0 0 Class A non-voting common stock 2021-01-28 4 A 0 2500 A 7500 D Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan /s/ Jenny Chan, as Attorney-in-fact for R. Lawrence Roth 2021-01-29