0001104659-17-057817.txt : 20171027 0001104659-17-057817.hdr.sgml : 20171027 20170919112941 ACCESSION NUMBER: 0001104659-17-057817 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170919 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 CORRESP 1 filename1.htm

 

Oppenheimer Holdings Inc.
85 Broad Street

New York, New York 10004

 

September 19, 2017

 

VIA EDGAR AND FACSIMILE

 

Securities and Exchange Commission
Division of Corporation Finance

100 F St., N.E.

Washington, D.C. 20549

Attn: Dietrich A. King

 

Re:                             Oppenheimer Holdings Inc.

Registration Statement on Form S-3

File No. 333-219756

 

Ladies and Gentlemen:

 

Pursuant to Rule 461(a) under the Securities Act of 1933, as amended, Oppenheimer Holdings Inc., a Delaware corporation (the “Issuer”), E.A. Viner International Co., a Delaware corporation, and Viner Finance Inc., a Delaware corporation (the “Subsidiary Guarantors” and, together with the Issuer, the “Registrants”), respectfully request that the effective date of the Registration Statement on Form S-3 (File No. 333-219756), filed by the Registrants on August 7, 2017, be accelerated by the Securities and Exchange Commission (the “Commission”) to 2:30 p.m. Eastern Standard Time, on September 20, 2017, or as soon thereafter as practicable.

 

The Registrants hereby acknowledge:

 

·                                          should the Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing;

 

·                                          the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Registrants from their full responsibility for the adequacy and accuracy of the disclosure in the filing; and

 

·                                          the Registrants may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.

 

The Registrants respectfully request that they be notified of such effectiveness by a telephone call to Michael Schwartz of Skadden, Arps, Slate, Meagher & Flom LLP at (212) 735-3694 and that such effectiveness also be confirmed in writing.

 

 

Very truly yours,

 

 

 

 

OPPENHEIMER HOLDINGS INC.

 

 

 

 

By:

/s/ Albert G. Lowenthal

 

 

Name:

Albert G. Lowenthal

 

 

Title:

Chairman, Chief Executive Officer

and Director

 

cc:                                Michael J. Schwartz, Esq.
Skadden, Arps, Slate, Meagher & Flom LLP
Four Times Square
New York, NY 10036