0001041339-24-000007.txt : 20240213
0001041339-24-000007.hdr.sgml : 20240213
20240213160525
ACCESSION NUMBER: 0001041339-24-000007
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240213
DATE AS OF CHANGE: 20240213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOWENTHAL ALBERT G
CENTRAL INDEX KEY: 0001041339
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12043
FILM NUMBER: 24625664
MAIL ADDRESS:
STREET 1: OPPENHEIMER HOLDINGS INC.
STREET 2: 85 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC
CENTRAL INDEX KEY: 0000791963
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 980080034
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: (212) 825-4331
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC
DATE OF NAME CHANGE: 19950725
FORMER COMPANY:
FORMER CONFORMED NAME: VINER E A HOLDINGS LTD
DATE OF NAME CHANGE: 19880622
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD
DATE OF NAME CHANGE: 19861030
5
1
wk-form5_1707858294.xml
FORM 5
X0508
5
2023-12-31
0
0
0
0000791963
OPPENHEIMER HOLDINGS INC
OPY
0001041339
LOWENTHAL ALBERT G
OPPENHEIMER HOLDINGS INC.
85 BROAD STREET
NEW YORK
NY
10004
1
1
1
0
CEO
0
Class A non-voting common stock
2023-02-24
5
P
0
54.62
44.05
A
16095
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
2023-05-26
5
P
0
64.5
37.43
A
16159
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
2023-08-25
5
P
0
62.9
38.53
A
16222
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
2023-11-24
5
P
0
59.81
40.68
A
16282
I
Held in the Oppenheimer & Co. Inc. 401k Plan
Class A non-voting common stock
3115768
I
Phase II Financial LP
Class A non-voting common stock
159462
D
Class B voting common stock
97128
I
Phase II Financial Inc.
The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.
Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner.
Phase II Financial Inc. is a Delaware corporation controlled by Mr. Lowenthal who is its president.
/s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal
2024-02-13