0001041339-24-000007.txt : 20240213 0001041339-24-000007.hdr.sgml : 20240213 20240213160525 ACCESSION NUMBER: 0001041339-24-000007 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOWENTHAL ALBERT G CENTRAL INDEX KEY: 0001041339 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 24625664 MAIL ADDRESS: STREET 1: OPPENHEIMER HOLDINGS INC. STREET 2: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 980080034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 825-4331 MAIL ADDRESS: STREET 1: 85 BROAD STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 5 1 wk-form5_1707858294.xml FORM 5 X0508 5 2023-12-31 0 0 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001041339 LOWENTHAL ALBERT G OPPENHEIMER HOLDINGS INC. 85 BROAD STREET NEW YORK NY 10004 1 1 1 0 CEO 0 Class A non-voting common stock 2023-02-24 5 P 0 54.62 44.05 A 16095 I Held in the Oppenheimer & Co. Inc. 401k Plan Class A non-voting common stock 2023-05-26 5 P 0 64.5 37.43 A 16159 I Held in the Oppenheimer & Co. Inc. 401k Plan Class A non-voting common stock 2023-08-25 5 P 0 62.9 38.53 A 16222 I Held in the Oppenheimer & Co. Inc. 401k Plan Class A non-voting common stock 2023-11-24 5 P 0 59.81 40.68 A 16282 I Held in the Oppenheimer & Co. Inc. 401k Plan Class A non-voting common stock 3115768 I Phase II Financial LP Class A non-voting common stock 159462 D Class B voting common stock 97128 I Phase II Financial Inc. The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner. Phase II Financial Inc. is a Delaware corporation controlled by Mr. Lowenthal who is its president. /s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal 2024-02-13