0001041339-24-000002.txt : 20240129
0001041339-24-000002.hdr.sgml : 20240129
20240129103930
ACCESSION NUMBER: 0001041339-24-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240125
FILED AS OF DATE: 20240129
DATE AS OF CHANGE: 20240129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOWENTHAL ALBERT G
CENTRAL INDEX KEY: 0001041339
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12043
FILM NUMBER: 24571123
MAIL ADDRESS:
STREET 1: OPPENHEIMER HOLDINGS INC.
STREET 2: 85 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC
CENTRAL INDEX KEY: 0000791963
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 980080034
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: (212) 825-4331
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC
DATE OF NAME CHANGE: 19950725
FORMER COMPANY:
FORMER CONFORMED NAME: VINER E A HOLDINGS LTD
DATE OF NAME CHANGE: 19880622
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD
DATE OF NAME CHANGE: 19861030
4
1
wk-form4_1706542760.xml
FORM 4
X0508
4
2024-01-25
0
0000791963
OPPENHEIMER HOLDINGS INC
OPY
0001041339
LOWENTHAL ALBERT G
OPPENHEIMER HOLDINGS INC.
85 BROAD STREET
NEW YORK
NY
10004
1
1
1
0
CEO
0
Restricted Class A non-voting common stock
2024-01-25
4
J
0
40000
A
Class A non-voting common stock
40000
457472
D
The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2029 or death.
/s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal
2024-01-29