0001041339-20-000001.txt : 20200127
0001041339-20-000001.hdr.sgml : 20200127
20200127170728
ACCESSION NUMBER: 0001041339-20-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200125
FILED AS OF DATE: 20200127
DATE AS OF CHANGE: 20200127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOWENTHAL ALBERT G
CENTRAL INDEX KEY: 0001041339
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12043
FILM NUMBER: 20550520
MAIL ADDRESS:
STREET 1: 188 MAMARONECK RD
CITY: SCARSDALE
STATE: NY
ZIP: 10583
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC
CENTRAL INDEX KEY: 0000791963
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 980080034
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: (212) 825-4331
MAIL ADDRESS:
STREET 1: 85 BROAD STREET
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC
DATE OF NAME CHANGE: 19950725
FORMER COMPANY:
FORMER CONFORMED NAME: VINER E A HOLDINGS LTD
DATE OF NAME CHANGE: 19880622
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD
DATE OF NAME CHANGE: 19861030
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-01-25
0
0000791963
OPPENHEIMER HOLDINGS INC
OPY
0001041339
LOWENTHAL ALBERT G
188 MAMARONECK RD
SCARSDALE
NY
10583
1
1
1
0
CEO
Class A non-voting common stock
2020-01-25
4
J
0
39635
A
88554
D
Restricted Class A non-voting common stock
2020-01-25
4
J
0
67000
D
Class A non-voting common stock
39635
131001
D
The transaction describes the vesting of 67,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 39,635 Class A non-voting common shares were converted and 27,365 shares were forfeited.
/s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal
2020-01-27