-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wftbso/FDei1do2XL9el6PVa8GPejgpdMnGW4vh6NjqJ7QE37kh80LtUNHX4NoY2 VFAJcNDH2cnCr2/ibbEu6g== 0001041339-08-000003.txt : 20080703 0001041339-08-000003.hdr.sgml : 20080703 20080703130554 ACCESSION NUMBER: 0001041339-08-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080129 FILED AS OF DATE: 20080703 DATE AS OF CHANGE: 20080703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 1110, P.O. BOX 2015 STREET 2: 20 EGLINTON AVE. WEST CITY: TORONTO STATE: A6 ZIP: M4R 1K8 BUSINESS PHONE: (416)322-1515 MAIL ADDRESS: STREET 1: PO BOX 2015 SUITE 1110 STREET 2: 20 EGLINTON AVENUE WEST CITY: TORONTO STATE: A6 ZIP: M4R 1K8 FORMER COMPANY: FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC DATE OF NAME CHANGE: 19950725 FORMER COMPANY: FORMER CONFORMED NAME: VINER E A HOLDINGS LTD DATE OF NAME CHANGE: 19880622 FORMER COMPANY: FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD DATE OF NAME CHANGE: 19861030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOWENTHAL ALBERT G CENTRAL INDEX KEY: 0001041339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12043 FILM NUMBER: 08937526 BUSINESS ADDRESS: STREET 1: C/O OPPENHEIMER HOLDINGS INC STREET 2: BOX 2015, 20 EGLINTON AVE. W. CITY: TORONTO ONTARIO STATE: A6 ZIP: M4R 1K8 BUSINESS PHONE: 4163221515 MAIL ADDRESS: STREET 1: 188 MAMARONECK RD CITY: SCARSDALE STATE: NY ZIP: 10583 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-01-29 0 0000791963 OPPENHEIMER HOLDINGS INC OPY 0001041339 LOWENTHAL ALBERT G 188 MAMARONECK RD SCARSDALE NY 10583 1 1 1 0 Chairman & CEO Restricted Class A Shares 2008-01-29 4 A 0 25000 A 2011-01-28 2011-01-28 Class A non-voting shares 25000 25000 D The transaction is a stock award granted under the Oppenheimer & Co. Inc. Employee Share Plan on 1/29/08 for 25,000 Class A Shares priced at grant date market price ($39.45 per share close on the NYSE on 1/29/08) with vesting on the third anniversary of the grant. Albert G. Lowenthal 2008-07-03 -----END PRIVACY-ENHANCED MESSAGE-----